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Sun-upSup-~~ ~~~~« k " PROPOSAL FOR TOWN OF WAPPINGER UNITED WAPPINGER WATER DISTRICT ROUTE 9 WATER MAIN LOOP CONTRACT NO. 13-010 DIVISION 200 BID FORM PREPARED BY: MORRIS ASSOCIATES ENGINEERING CONSULTANTS, PLLC 9 ELKS LANE POUGHKEEPSIE, NEW YORK 12601 DECEMBER 2013 REVISED FEBRUARY 2014 MA#: W21215.122 r irl. TOWN OF WAPPINGER UNITED WAPPINGER WATER DISTRICT ROUTE 9 WATER MAIN LOOP CONTRACT NO. 13-010 BID FORM THE TOWN RESERVES THE RIGHT TO REJECT ANY OR ALL BIDS. EACH BID FORM SHALL BE ACCOMPANIED BY BID SECURITY (AS DESCRIBED IN THE INSTRUCTION TO BIDDERS). TO THE TOWN BOARD, TOWN OF WAPPINGER, NEW YORK Pursuant to and in compliance with your invitation to bid contained in the Notice to Contractors dated ~~' '~- 3 ,~1,~_, (month) (day) (year) the undersigned hereby proposes to furnish all labor, machinery, equipment, facilities, tools, transportation, supplies, materials, insurances, permits, certificates, tests, ~ guarantees, protection of equipment and property and life during construction; as well as competent and qualified supervision for all phases of the work, and other facilities and things necessary or proper for or incidental to, Town of Wappinger Route 9 Water Main Loop, Town of Wappinger, as required by and in strict accordance with the plans, specifications and all other documents relating to Contract No. 13-010, for the prices ~„ stipulated and as shown on this bid form. Name of Bidder: SUN UP ENTERPRISES, INC (Individual, Partnership, orporatio or LLC)* * Circle applicab a wor The undersigned declares that the bidding and contract documents have been carefu!!y examined and that all things necessary for the completion of the work shall be provided. Receipt of the following addenda is hereby acknowledged: DATE SIGNATU ADDENDUM NO. 1 3 ~ 2I 1'`{ ADDENDUM NO. 2 ~~' ADDENDUM NO. 3 ADDENDUM NO.4 } ~" 200 01 ~ Wocuments\t wappingerW w2006\w20802 united wapp water\w20802.12 meadow_rte9 loops filtration\specsVoute 9 loop\general\div 200.doc ti ~. In consideration of, and to induce the award of this contract to him/her, the bidder represents and warrants that: (a) If this bid is accepted by the Town Board, Town of Wappinger, as evidenced by issuance of a Notice of Award by the Owner, and mailed by registered mail with return receipt requested to the address of the bidder as indicated on his/her bid, the bidder will execute a contract on the form of agreement herein provided and will comply with all provisions of said Notice of Award. (b) This bid is made without any understanding, agreement or connection with any other person, firm or corporation making a bid for the same work, and that it is in all respect fair and without collusion or fraud. (c) The bidder has carefully examined and fully understands all of the parts of the contract documents, and that the bidder will execute the contract and will completely perform it in strict accordance with the provisions thereof for the sum set forth on the bid. Unit Prices have been computed in accordance with the Contract Documents. Bidder acknowledges that estimated quantities are not guaranteed, and are solely for the purpose of comparison of Bids, and final payment for all Unit Price Bid items will be based on actual quantities, determined as provided in the Contract Documents. (d) No officer or employee of the Town Board, Town of Wappinger, or any person whose salary is payable in whole or in part by the Town Board is, shall be, or shall become interested directly or indirectly as a contracting party, partner, stockholder, surety or otherwise in this bid or in the performance of the contract or in the supplies, materials or equipment, or to work or labor to which it relates, or in any portion of the profits thereof. (e) The bidder is not in arrears to the Town Board upon debt or contract and is npt a defaulter as surety, contractor, or otherwise upon any obligation to the Town Board, Town of Wappinger. (f) All work shall be completed within the time allotted, from the date specified in the Notice to Proceed or set by the contract documents, mailed to the undersigned by registered mail with return receipt requested to the legal address of the bidder as indicated on his/her bid. (g) If the bid documents contain any unlawful provision not an essential part of the bid and which shall not appear to have been a controlling or material inducement to the making thereof, the same shall be deemed of no effect and will upon notice by either the Owner or the bidder be deemed stricken from the bid documents without affecting the binding force of the remainder. 200 02 e:\dowments\t wappingerla w2008\w20802 united wapp water\w2D802.12 meadow_rte9 loops fltration\specslroute 9 loop\general\div 200.doc ~ z r f 1 (h) Each and every provision of any law and clause required by law to be inserted in the bid documents shall be deemed to be inserted herein and the bid documents shall be read and enforced as though it were included herein; and if through mistake or otherwise any such provision is not inserted or is not correctly inserted, then upon the application of either party, the bid documents shall forthwith be physically amended to make such insertion. (i) The bidder is financially solvent and sufficiently experienced and competent to perform the work. (j) The work can be performed as called for by the proposal and that the plans and specifications are in all respects suitable and adequate for the work. (k) The facts stated in his/her bid and the information given by him/her are true and correct in all respects. r (I) The bidder is fully informed regarding all the conditions affecting the work to be done and labor and materials to be furnished for the completion of this contract, and that his/her information was secured by personal investigation _ and research. (m) In the event of a lawsuit, the bidder agrees that said suit shall be filed in the same county as the location of the project. BID FOR CONTRACT WORK: Base Bid Install water distribution improvements and related items in accordance with the Contract Documents. The signatory to this bid, for all work proposed, items furnished and strict compliance with all provisions of each and every Contract Document relating to Contract 13-010, agrees to accept (unless modified pursuant to the terms of the General Conditions) .. a total, final and fixed contract price not to exceed: (Wor s) Cutr,~ °~/cab po (Figures) (_~2~2~n~ D -~n-11 L~ L~ V C D MAR 31 20 14 'TOWN OF WAPPINGER TOwN CLERK 200 03 .._--M~ __...~_-.~..,____.__ e:ldocuments\t wappinger\a w2008\w20802 united wapp waterw20802.12 meadow rte9 loops filtration\specsVoute 9 loop\generat\div 200.doc ~-.~c it S ~. ' Also made a part of this bid is the ched docu a ~ er Division 100, Article C.3. Sign Bid Here H ED SIG Print Name faro l d 1.x.7 ~t.~chne~ Title PreS ~ ~ ~-~- Official Company Name SUN lJP ENTERPRISES, INC. ~lndividual, Partnership Corporation, LLC)* '` Circle applicable wo Company SUN UP ENTERPRISES INC. Mailing Address , ~~Y376 Wappingers Falls, NY 12590 CITY STATE ZIP CODE Federal Employer Identification No. I ~{ - I L~ a [o ~ ~I -l Telephone No. ~ ~-S - 4 (>, a - 18 6 y .. aL~C~I~~M1~D MAR 31 2014 TOWN OF WgppINGER TOWN CLERK ~ zao 'a e:ldocuments~t wappingerla w20081w20802 united wapp water1w20802.?2 meadow_rte9 loops filtrationlspecslroute 9 looplgeneralldiv 200.doc ~r ~I.. i ~ s (If bidder is a corporation, fill in the following blanks.) Organized under the laws of the State of: Ike c.u ~o r Name and Address of President: N a r-v ~~ l.e~ .~~ ~ h r~ e r g ~ a.Uas ~ r , ~~u see. Ivy 1 a (o 0 3 Name and Address of Secretary: ~ro~ e S ~u ch new ~ l~a~a.~ ~ , ~ah~~ ~ `( I ~ (~ 03 Name and Address of Treasurer: Caro ~ e 5 PJuc hn P r `o, rs~ I~1~0 (If bidder is a Limited Liability Company, fill in the following blanks.) Organized under the laws of the State of: Name of Manager or Managing Member: Agent for Service of Process: Address for Service of Process: ~. 200 05 ~' e:\documents\t wappinger\a w2008\w20802 united wapp water\w20602.12 meadow rte9 loops filVationlspecs\route 91oop\generalkliv 200.doc STATE OF NEW YORK } COUNTY OF J2~~eSs ss: On the ~ j ~ day of i~l~ c~.C,F-, , ~ I'~ before me, the undersigned, a Notary Public in and for said State, personally appeared J-}c,rr,ld t~J guc~ne r- personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument. ~yr-~~ NOTARY PUBLIC Notary P ~ '•'~w York C~~ I;~ ~~ r;yl~/ Comm ~~;,II c..iai ~ i~~~iy 1 %, 2U ""L 200 06 e:\documents\t wappinger\a w20061w20602 united wapp water\w20802.12 meadow_rte9 loops filtretion\specslroute 9 loop\general\div 200.doc it K r J ~ 4 'J ~ ~ ~ ° ~ ~ C ~ ~ _ Q ~ ~ 0 ~ ~ ~ ~ O 0 a l~ ~ ~ p 1 J ~ a - .y v' Q ~ J Hw ~~ ~ a o c~ ~ ~ a ° o ~ o ~ ~ _ ~ ~ ~ ce ° ~ M r ~0 ~ ~ ~ `n ~ ~ o o ~ ° ~~ ~ ~ ~ m ~ - `s ~- o '~ M ~. 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BID BOND ~. If a bond is used, the form bound in this manual should be used. No other form may be used except with prior approval by the Owner after review by the Town Attorney which approval may be granted or withheld, in the Owner's discretion. v 200 07 e:ldowmentslt wappingetla w2006\w20802 united wapp watet1w20602.12 meadow rte9 loops filtretion\.specskoute 9 loop\generandiv 200.doc BID BOND KNOW ALL MEN BY THESE PRESENTS: that * sun Up Enterprises Inc aS Principal; and ** Travelers Casualty and Surety Company of America as Surety, are hereby held and firmly bound unto the Town Board, Town of Wappinger, New York in the amount Of: FIVE PERCENT OF ATTACHED BID Dollars ~ 5~a OF ATTACHED BID for the payment whereof Principal and Surety bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. Signed this 25th day of March 20 14 WHEREAS, the condition of the above obligation is such that, whereas the Principal has submitted to the Town Board a certain bid, attached hereto and hereby made a part hereof, to enter into a contract in writing for the Water Main Extension to Route 9 Water Main Loop for the Town of Wappinger, New York, as shown and specified in Contract No. 13-010. NOW THEREFORE, (a) If said Bid shall be rejected, or in the alternate (b) If said Bid shall be accepted and the Principal shall execute and deliver a contract in the Form of an Agreement attached hereto (properly completed in accordance with said Bid) and shall in all respects perform the agreement created by the acceptance of said Bid, then this obligation shall be void. Otherwise, the same shall remain in force and effect, it being expressly understood and agreed that the liability of the Surety for any and all claims hereunder shall, in no event, exceed the amount of this obligation as herein stated. The Surety, for value received, hereby stipulates and agrees that the obligations of said Surety and its bond shall in no way be impaired or affected by any extension of the time within which the Principal may accept such bid; and said Surety does hereby waive notice of any such extension. IN WITNESS WHEREOF, the Principal and the Surety have hereunto set their hands and seals, and such of them as are Corporations have caused their Corporate seals to be hereto affixed and these presents to be signed by their proper officers, the day and year first set forth above. (SEAL) Sun Up Enterpri s Inc PRI CIPAL *Insert Bidder's Name **Insert Surety's Name By r, f'resi den 200 08 e:ldowmentslt wappinger\a w2008\w20802 united wapp wateAw20802.12 meadow_rte9 loops filtrationlspecslroute 9 loop\generalldiv 200.doc Signed, sealed and delivered in the presence of (Corporate seal of Contractor if a corporation) Sun Up Enterprises Inc .t By Presi Travelers Casualty and Surety Company of America gy Carmella M. Grassi .(T e Of Officer) Attorney-in-Fact (Corporate seal of Surety) Attest ~'~-~ Kat een A Brown (Title of Officer) Attorney-i n-Fact 200 09 e:\docU~ents\t wappingerla w2008\w20802 united wapp water\w20602.12 meadow_rte9 loops filtrationlspecsVoute 9 Iooplgenera8div 200.doc STATE OF NEW YORK ) g ss: COUNTY OF Dutchess On the ~~ ~' day of YY) u rcD, , ~ before me, the undersigned, a Notary Public in and for said State, personally appeared Harold Buchner personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument. ~.. NOTARY PUBLIC DI~.NA C. FD/1M1 Notary Pu~~l+c ;;~_': of P~?ow York ~~}u87 Cc u, ~~ ~n ido. u i E ~~L; Y G2u~ t ~ i ~Ui!~ ~~ s~ Gvunt Corrrrnssia.~ L-x};ire's play 1 !, 20 ~ ~. .o~ 200 ~~ e:\documents\t wappinger\a w2008\w20802 united wapp water\w20802.12 meadow_rte9 loops filtration\specs\route 9 loop\general\div 200.doc KNOW ALL MEN BY THESE PRESENTS: that as Principal; and ** BID BOND as Surety, are hereby held and firmly bound unto the Town Board, Town of Wappinger, New York in the amount of: Dollars $ for the payment whereof Principal and Surety bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. Signed this day of 20 WHEREAS, the condition of the above obligation is such that, whereas the Principal has submitted to the Town Board a certain bid, attached hereto and hereby made a part hereof, to enter into a contract in writing for the Water Main Extension to Route 9 Water Main Loop for the Town of Wappinger, New York, as shown and specified in Contract No. 13-010. NOW THEREFORE, (a) If said Bid shall be rejected, or in the alternate (b) If said Bid shall be accepted and the Principal shall execute and deliver a contract in the Form of an Agreement attached hereto (properly completed in accordance with said Bid) and shall in all respects perform the agreement created by the acceptance of said Bid, then this obligation shall be void. Otherwise, the same shall remain in force and effect, it being expressly understood and agreed that the liability of the Surety for any and all claims hereunder shall, in no event, exceed the amount of this obligation as herein stated. irr ~@ l.. The Surety, for value received, hereby stipulates and agrees that the obligations of said Surety and its bond shall in no way be impaired or affected by any extension of the time within which the Principal may accept such bid; and said Surety does hereby waive notice of any such extension. IN WITNESS WHEREOF, the Principal and the Surety have hereunto set their hands and seals, and such of them as are Corporations have caused their Corporate seals to be hereto affixed and these presents to be signed by their proper officers, the day and year first set forth above. (SEAL) PRINCIPAL *Insert Bidder's Name **Insert Surety's Name By 200 08 e:\documents\t wappinger\a w2006\w20802 united wapp water\w20802.12rneadow rle9 loops fittrationlspecs\route 9 loop\general\div 200.doc Signed, sealed and delivered in the presence of (Corporate seal of Contractor if a corporation) Contractor By By (Title of Officer) (Corporate seal of Surety) Attest (Title of Officer) 200 09 e:\doWmeentstt wappinger\a w20081w20802 united wapp water\w20802.12 meadow_rle9 loops filtrationlspecsVoute 9 IooplgeneralWiv 200.doc STATE OF NEW YORK ) ss: COUNTY OF On the day of before me, the undersigned, a Notary Public in and for said State, personally appeared personally known to me or proved to me on the basis of satisfactory evidence to be the individual whose name is subscribed to the within instrument and acknowledged to me that he executed the same in his capacity, and that by his signature on the instrument, the individual, or the person upon behalf of which the individual acted, executed the instrument. NOTARY PUBLIC •Y8 20010 e:\documents\t wappinger\a w2008\w20802 united wapp water\w20802.12 meadow_rte9 loops filtration\specs\route 9 loop\generalldiv 200.doc CERTIFICATION OF NON-COLLUSION BY BIDDER No bid will be considered unless this Certification remains attached to and is submitted with the Bid By submission of this bid, each bidder and each person signing on behalf of any bidder certifies, and ,~„ in the case of a joint bid each party thereto certifies as to its own organization, under penalty of perjury, that to the best of his knowledge and belief: ir„ (1) The prices in this bid have been arrived at independently, without collusion, consultation, communication, or agreement for the purpose of restricting competition as to any matter relating to such prices, with any other bidder or with any competitor. (2) Unless otherwise required by law the prices which have been quoted in this bid have not knowingly been disclosed by the bidder and will not knowingly be disclosed by the ~ bidder, directly or indirectly, to any other bidder or to any competitor, before the time of the bid opening. (3) No attempt has been made or will be made by the bidder to induce any other person, partnership or corporation to submit or not to submit a bid for the purpose of restricting competition. A bid shall not be considered for award nor shall any award be made where (1) (2) and (3) above have not been complied with; provided however, that if in any case the bidder cannot make the foregoing certification, the bidder shall so state and shall furnish with the bid a signed statement which sets forth in detail the reasons therefore. Where (1) (2) and (3) above have not been complied with, the bid shall not be considered for award nor shall any award be made unless the head of the purchasing unit of the State, public department or agency to which the bid is made, or his designee, determines that such disclosure was not made for the purpose of restricting competition. (4) The fact that a bidder (a) has published price lists, rates, or tariffs, covering items being procured, (b) has informed prospective customers of proposed or pending publication of new or revised price lists for such items, or (c) has sold the same items to other customers at the same prices being bid, does not constitute, without more, a disclosure within the meaning of subparagraph (1). (5) Any bid hereafter made to any public authority or to any official of any public authority created by the State or any political subdivision, by a corporate bidder for work of services performed or to be performed or goods sold or to be sold where competitive bidding is required by statute, rule, regulation, or local law, and where such bid contains the certification referred to in the lead paragraph of this section, shall be deemed to have been authorized by the board of directors of the bidder and such authorization shall be deemed to include the signing and submission of the bid and the inclusion therein of the certificate as to non-collusion as the act and deed of the corporation. t affirm these stateme under alty of perju BIDDER'S SIGNATU E: ~ DATE: ? ~ 3 i - I 20011 , e:\documents\t wappinger\a w2008\w20802 united wapp water\w20802.12 meadow_rte9 loops filtration\specs\route 9 loop\generalWiv 200.doc . NOTARIAL JURAT INDIVIDUAL ACKNOWLEDGMENT State of t County of } On this day of ~ ,before me personally came to me known and known to me to be the individual(s) who executed the foregoing instrument and acknowledge to me that he/she/they executed the same. Notary Public PARTNERSHIP ACKNOWLEDGMENT State of } County of } On this day of ,before me personally came to me known and known to me to be a member of the partnership of acknowledged that he/she executed the foregoing instrument as the act of the said partnership. Notary Public CORPORATION ACKNOWLEDGMENT State of ~ County of } On this day of ,before me personally came to me known, who, being by me duly sworn, did depose and say that he/she resides in ;that he/she is the of the ' the corporation which executed the foregoing instrument; that he/she knows the seal of said corporation; that the seal affixed to the said instrument is such corporate seal; that is was so affixed by order of the Board of Directors of the said corporation, and that he/she signed his/her name to the instrument by like order. Notary Public SURETY ACKNOWLEDGMENT State of New York COUnty Of Dutchess } On this 25th day of Mar n _, 2014 ,before me personally came Carmel la M Grassi to me known, who being by me duly sworn, did depose and say: that he/she resides in the City of Kingston that he/she is Attorney-in-Fact of the above signed surety, the corporation described in and which executed the foregoing instrument; that he/she knows the corporate seal of said corporation; that the seal affixed to said instrument is such corporate seal; that it was so affixed by order of the Board of Directors of said corporation; and that he/she signed his/her name thereto by like order. SUSAN L. PROVOST Notary Public, State of New York Qualified in Ulster County Notary Public Reg, No. 01 PP4984712 Commission Expires July 29, 20 POWER OF ATTORNEY TRAVFELERS J~ Farmington Casualty Company Fidelity and Guaranty Insurance Company Fidelity and Guaranty Insurance Underwriters, Inc. St. Paul Fire and Marine Insurance Company St. Paul Guardian Insurance Company Attorney-In Fact No. 224598 St. Paul Mercury Insurance Company Travelers Casualty and Surety Company Travelers Casualty and Surety Company of America United States Fidelity and Guaranty Company Certificate No. o O J V~ J V~ V KNOW ALL MEN BY THESE PRESENTS: That Farmington Casualty Company, St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety Company, Travelers Casualty and Surety Company of America, and United States Fidelity and Guaranty Company are corporations duly organized under the laws of the State of Connecticut, that Fidelity and Guaranty Insurance Company is a corporation duly organized under the laws of the State of Iowa, and that Fidelity and Guaranty Insurance Underwriters, Inc., is a corporation duly organized under the laws of the State of Wisconsin (herein collectively called the "Companies"), and that the Companies do hereby make, constitute and appoint Frank S. Maranto Jr., Kevin A. Viana, Mary Ann Szczypca, Timothy Rychcik, Susan Provost, Kathleen A. Brown, Carmella M. Grassi, and Eleanor Menges of the City of POUghkeepSle ,State of NaW YOrk ,their true and lawful Attorney(s)-in-Fact, each in their separate capacity if more than one is named above, to sign, execute, seal and acknowledge any and all bonds, recognizances, conditional undertakings and other writings obligatory in the nature thereof on behalf of the Companies in their business of guaranteeing the fidelity of persons, guaranteeing the performance of contracts and executing or guaranteeing bonds and undertakings required or pertstitted in any actions ox proceedings allowed by law. IN WITNESS WHEREOF, the Companies have caused this instnunentto be signed and their corporate seals to be hereto affixed, this day of March 2014 Farmington Casualty Company Fidelity and Guaranty Insurancx Company ; Fidelity and Guaranty Insurance Underwriters, Inc. St. Paul Fire and Marine Insurance Company St. Paul Guardian Insurance Company 5th St. Paul Mercury Insurance Company Travelers Casualty and Surety Company Travelers Casualty and Surety Company of America United States Fidelity and Guaranty Company ~~-~~yjjjyyy {10.E6 AN ~Mf .~+,`""NS~F '4 Jp~tY 4Np ~~hy ~Y~ G,.SU,~~ J~ 4 0~. ~...... ,U,y JP;........... qy s p 9G [, ~ Q~ r ~ ~ N~ • ~ ~; '. O• u c, ~ pp.POly,t L +,~. y - _ A ft~0. FORAY. ?. RiDRAT ~ ,^t 9~ ~~ RD. ~ < t896 -v ~ NCdiFdWTED ~, ~! _. F,~ ~u : p0 y_ f ~_ 1 ~ a'4 b" ~ a~ ~ ca; IE ~ m HARTFORD, Z ct9ax ; 1977 g 1951 ~'•SEAL n ~: •o coHH. ~+ N~ ~ ~ bF o•. lo} ob+;S8AL;~D W r ~y``~~~a ~j ~ 2s~snr+cE~~ a1S.AN~D~~ o'1r........:'~d db1 ~a+° f ~ AIN ..... State of Connecticut City of Hartford ss. By: Robert L. Raney, enior Vice President March 2014 before me personally appeared Robert L. Raney, who acknowledged himself to On this the 5th day of be the Senior Vice President of Farmington Casualty Company, Fidelity and Guaranty Insurance Company, Fidelity and Guaranty Insurance Underwriters, Inc., St. Paul Fire and Marine Insurance Company, St. Paul Guardian Insurance Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety Company, Travelers Casualty and Surety Company of America, and United States Fidelity and Guaranty Company, and that he, as such, being authorized so to do, executed the foregoing instrument for the purposes therein contained by signing on behalf of the corporations by himself as a duly authorized officer. In Witness Whereof, I hereunto set my hand and official seal. ~G,~~ My Commission expires the 30th day of June, 2016. * '~USU~ ~# 58440-8-12 Printed in U.S.A. THIS POWER OF ATTORNEY ie C. Tetreault, Notary Public RED BORDER TRAVELERS CASUALTY AND SURETYCOMPANY OF AMERICA HARTFORD, CONNECTICUT 06183 FINANCIAL STATEMENT AS OF JUNE 30, 2013 AS FILED IN THE STATE OF NEW YORK CAPITAL STOCKS 8,480,000 ;ASH AND INVESTED CASH ~ S 73,801,790 UNEARNED PREMIUMS S 783,168,755 840,116,078 30NDS 3,656,149,712 212 212 49 LOSSES LOSS ADJUSTMENT EXPENSES 533=100'921 NVESTlAEN7 INCOME DUE AND ACCRUED , , 328 012 270 COMMISSIONS 20,392,790 ETHER INVESTED ASSETS ES ' , , 222,863,868 TAXES, LICENSES AND FEES 13,766,466 23 903 635 REMIUM BALANC VET DEFERRED TAX ASSET 62,625,330 OTHER EXPENSES FUNDS HEtD UNDER REINSURANCETREATIES , , 94,426,218 TEINSURANCE RECOVERABLE 8,556,480 442 859 2 CURRENT FEDERALANDFOREIGN INCOME TAXES 28,520,048 SECURITIES LENDING REINVESTED COLLATERAL ASSETS I TES , , 995 467 48 REMITTANCES AND ITEMS NDT ALLOCATED 16,953,354 A 3ECEIVABLES FROM PARENT, SUBSIDIARIES AND AFFIL , , 629 474 AMOUNTS WITHHELD /RETAINED BY COMPANY FOR OTHERS 32,952,885 7ERIVATIVES , 004 529 AETAOACTIVE REINSURANCE RESERVE ASSUMED 3,215,131 ~7HER ASSETS , POLICYHOLDER DMDENDS 7,071,676 PROVISION FOR REINSURANCE 5,314,325 ADVANCE PREMIUM 636'242 PAYABLE FOR SECURITIES LENDING 2,859,442 PAYABLE FOR SECURITIES 5'~'~~ CEDED REINSURANCE NET PREMIUMS PAYABLE _ 8) ~~ ESCHEAT LIABILITY 523,37 OTHER ACCRUED EXPENSES AND LIABILITIES 373.980 TOTAL LIABILITIES S 2.377.082,356 CAPITAL STOCK $ 6,480,000 PAID IN SURPLUS 433,803,760 OTHER SURPLUS 1.578,,869,089 TOTAL SURPLUS TO POLICYHOLDERS S 2 019.152,849 205 4,395~235 ~ 5 TOTAL LIABILITIES & SURPLUS ~ 4396.235,205 TOTAL ASSETS ~ ~ iTATE OF CONNECTICUT ) ~OUNTY OF HARTFORD ) SS. CITY OF HARTFORD ) MICHAEL J. DOODY, BEING DULY SWORN, SAYS THAT HE IS SECOND VICE PRESIDENT, OF TRAVELERS CASUALTY AND SURETY COMPANY OF AMERICA, aN4 THAT TO THE BEST OF HIS KNOWLEDGE AND BELIEF, THE FOREGOING 1S ATRUE AND CORRECT STATEMENT OF THE F[NANCIAL CONDITION OF SAID AMPANY AS OF THE 30TH DAYOF JUNE, 2013. >UBSCRIBED AND SWORN TO BEFORE ME THIS ?0TH DAY OF AUGUST, 2013 ~~`~:~~ ~PV ~ r~~''~, ~: °C!1 ~ <~. ~~rlit7 sl1~t~,~ / C L I~ ! e' SECOND VICE PRESIDENT' ~ `t T~ ~~ - f NOTARY PUBLIC SUSAN I,4. `VEiSSLEDLR Notary PceGtic Afy Ca~Irnisston Hvpires No-cinber 30, 2017