Tri-Municipal Amendment 1994%Q �3d1y�
UARTARARO h gUARTARARO
ATTORNEYS AT LAW
E CANNON STREET
'OUGRKUP5IE, NEW YORK
AMENDMENT TO AGREEMENT DATED JULY 10, 1991
f s r 1�0 7-,m i e r
THIS AGREEMENT, made this 2aqr& day of , 1994,
between the Town of Poughkeepsie and the Village of Wappinger
Falls TRI--MUNICIPAL SEWER COMMISSION, a Commission formed
pursuant to Article 5G of the General Municipal Law of the
State of New York, which Commission has its office and
principal place of business located on Sheafe Road, Town of
Poughkeepsie, Dutchess County, New York, (hereinafter
referred to as the "Commission"), and THE TOWN OF WAPPINGER,
acting for itself and for and on behalf of the WAPPINGER
SEWER TRANSMISSION/TREATMENT IMPROVEMENT Phases I and II,
(hereinafter referred to as the WST/TI), a municipal
corporation of the State of New York, with an office and
principal place of business located at 20 Middlebush Road,
Town of Wappinger, Dutchess County, New York (hereinafter
referred to as the "Town"),
W I T N E S S E T H:
WHEREAS, the parties hereto have entered into an
Agreement to expand the Commission's waste water treatment
facility pursuant to Article 5G of the General Municipal Law
to treat one million gallons per day of additional sewage
generated from WST/TI.
WHEREAS, said Agreement for expansion of the
Commission facility between said parties is dated July 10,
1991; and
WHEREAS, the Town wishes to have the effluent from its
Oakwood Knolls Sewage Treatment Plant treated by the
Tri-Municipal Sewage Treatment Plant prior to the completion
date of the expansion called for in said Agreement dated July
10, 1991; and
WHEREAS, said early entry will be solely for that
sewage being presently treated by said Oakwood Knolls Sewage
Treatment Plant in said Town; and
WHEREAS, such early treatment of said sewage would
require an amendment of the Agreement dated July 10, 1991;
and
WHEREAS, the parties wish to set forth herein the terms
and conditions under which said early entry by the Town of the
sewage from its Oakwood Knolls Sewage Treatment Plant
shall be accomplished; and
WHEREAS, the terms of this agreement are conditioned
upon the Agreement dated July 10, 1991; and
WHEREAS, this Agreement also amends the payment terms
during construction in said July 10, 1991 Agreement.
NOW, THEREFORE, be it agreed as follows:
STATUS OF PARTIES
I. THE COMMISSION. The Town of Poughkeepsie and the
Village of Wappingers Falls currently are the joint owners
(through the Commission) of a sewage,treatment facility
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0-TOFNEYS AT tAW
9 CANNON STREET
U011KEEPSIE, NEW YORK
located adjacent to the Hudson River on 11.4± acres of land
immediately north of Bowdoin Park commonly known as the
Tri-Municipal Wastewater Facility. The facility presently
has the capabilities of treating 1.4 million' gallons of
sewage per day, all of which capacity is allocated to the
Commission members. The facility treats sewage emanating
from the Village of Wappingers Falls and the Town of
Poughkeepsie pursuant to a NYSDEC Discharge Permit. The
Commission is presently in the process of expanding its
facility to treat an additional one million gallons of
sewerage from the Town of Wappinger pursuant to an Agreement
dated July 10, 1991. This additional one million gallons of
capacity is allocated to a sewer improvement known as
Wappinger Sewer Transmission Treatment Improvement Phases I
and II (WST/TI).
II. THE TOWN. The Town of Wappinger is presently
constructing sewer trunk lines and other appurtenances with
the anticipation of discharging the sewage generated within
the boundaries of WST/TI into the treatment plant owned by
the Commission in accordance with the terms of said Agreement
dated July 10, 1991.
The Town of Wappinger has requested that the effluent
from its Oakwood Knolls Sewage Treatment Plant (which
effluent is part of the total discharge of WST/T1) be
discharged into the existing sewage treatment plant owned by
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. ATARARO A QUARTARARO
ATTORNGTs AT LAW
9 CANNON STREET
.1G}IKEEPSIE, NEW YORK
the Commission as soon as possible and prior to the
completion of the planned expansion of said sewage treatment
facility.
III. PROJECT. The Town by executing this Agreement
intends to discharge an average daily flow of 258,000 gallons
of sewage presently being treated by its Oakwood Knolls
Sewage Treatment Plant into the existing sewage treatment
plant owned by the Commission prior to the completion of
expansion of said plant pursuant to the Agreement dated July
10, 1991.
IV. CONSULTANTS. The Commission shall use its
professional consultants to properly implement all
environmental studies, design changes, plant amendment
changes, and effluent treatment changes to -accomplish the
early entry requested by the Town. The Town will pay for all
costs associated with early entry pursuant to existing
financing agreements. Said early entry costs will include
additional costs resulting from early entry as well as for
installation and removal of a temporary pump station flow
controller. The Commission and its consultants will exercise
its best efforts to accomplish the early entry.
V. POINT OF ENTRY. The Town shall deliver the flow
from the Oakwood Knolls Sewage Treatment Plant to a point in
the vicinity of the Village of Wappingers Falls pump station.
The Commission in turn will transmit the sewage delivered by
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%RTARARo a 4UARTAOARO
ATTORNEYS AT LAW
9 CANNON STREET
'JGIIKEEPSIE, NEW YORK
the Town to the site of its existing sewage treatment
facility. The point of entry is shown on the construction
contract drawings, which drawings are dated June 24, 1994 on
Sheets PS-1V through PS-25V (Contract 3).and Sheets PS-1V,
PS-2V and El-E2 (Contract 4). Said construction drawings are
hereby incorporated in this Agreement as though fully set
forth herein. Construction of new facilities from said point
of entry to the Village of Wappingers Falls will be performed
by the Commission in accordance with the Agreement dated July
10, 1991. As per said Agreement all expanded facilities from
point of entry shall become and remain the property of either
the Village of Wappingers Falls (if located in the Village)
or of the Commission members (if located at the treatment
plant site). Tt is understood that early -entry discharges
cannot take place until such connecting facilities are
completed and approved by all necessary entities having
control thereof.
VI. AMENDMENT TO WORK SE UENCE FOR PLANT EXPANSION.
The parties understand and agree that the presently existing
UV system or final treatment phase of the existing plant is
to be expanded to accommodate a total of 2.4M gallons per day
of sewage pursuant to the Agreement between the parties dated.
July 10, 1991. The parties understand and agree that the
phases of construction of the expansion of the facilities
pursuant to the July 10, 1991 Agreement shall be altered so
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ARTARARO U QUARTARARO
ATTORNEYS AT LAW
P CANNON STREET
JGh KziPsIE, NEW YORK
that one of the first items of work shall be the installation
of a new UV system or of a chlorination system to accommodate
2.4M gallons per day of sewage. The Town will pay for any
additional costs resulting from changing the sequence of the
work by the early installation of any component of the
construction contract. The parties agree, however, that the
actual cost of installing a new UV system or chlorination
system to accommodate 2.4M gallons per day of flow shall be
paid for on a proportional basis; that is 1/2.4 of the cost
shall be paid for by the 'town and 1.4/2.4 of the cost shall
be paid for by the Commission. The parties agree that the
term "actual cost" as used herein shall be limited to only
those costs incurred for the construction of said final,
treatment facility which will be separately bid in the plant
expansion contract as a lump sum item. The parties
understand and agree that the early entry will not occur
until such time as all modifications necessary to implement
early entry shall have been completed and approved by all
regulatory agencies.
VII. REPRESENTATIONS WITH RESPECT TO OAKWOOD'S
EFFLUENT. 1. The Town represents that the plans,
specifications and as -built plans for the transmission
facilities from the Oakwood Knolls Sewage Treatment Plant to
the point of entry have been constructed and comply with all
requirements imposed by the New York State DEC and sound
i7ARARO A 011ARTARAHO 6
ATTORNEYS AT LAW
9 CANNON STREET
GRKSE°51 4. NEW YORK
engineering practices. The Town engineer will certify to the
Commission engineers and the Commission that such is the
case. The parties understand that this Agreement is
contingent upon the Town repairing and/or replacing any
infiltration or inflow problems or other deficiencies that
may exist in its new transmission facilities. It is
distinctly understood that any inflow or infiltration will be
repaired or cured prior to any flow being allowed into the
Tri-Municipal. facilities.
(a) The Town of Wappinger engineer will also certify to
the Commission that the pitch of the transmission lines
carrying the Oakwood Knolls Sewage Treatment Plant's flow to
the Tri-Municipal facility is sufficient to avoid any
possible septage problem. Any problems that do occur will be
immediately rectified by the Town.
(b) The decision of the Tri--Municipal consultants
and engineers shall be final and binding with respect to this
Paragraph V11.
2. The Town warrants to the Commission that all
present users of the Oakwood Knolls Sewage Treatment Plant
comply with the sewer use ordinance which presently exists in
the Town of Wappinger and which ordinance is substantially
the same as the ordinance presently in effect in the Village
of Wappingers Falls and the Town of Poughkeepsie. The Town
further warrants that the quality of effluent from each user
UANTARARO 9 QUARTARARO 7 •� I/r G�
ATTORNEYS AT LAW
9 CANNON STREET /1
'OLGHKEtME, NEW YORK
and from the Oakwood Knolls Sewer Treatment Plant falls
within the parameters of said ordinances, and that any
mandated additional requirements in the future will also be
complied with.
3. The Town hereby warrants that all users of said
Oakwood Knolls Sewage Treatment Plant are residential except
for the following commercial user:
IBM Facility Myers Corners Road
The Town further warrants and certifies that any pre-treatment
facilities required for said commercial users or any other
users of said Oakwood Knolls Sewer Treatment Plant will be in
place prior to hookup to the Tri-Municipal facility.
4. The Town shall pay all costs incurred by the
Commission, including fines or penalties incurred as a result
of discharges into the Commission's Wastewater Treatment
Facility at the Town's Point of Entry which violates its then
in effect sewer use ordinance or then existing laws, rules
and regulations. Such costs shall be paid by the Town within
sixty (60) days of the incurment of the expense by the
Commission, and upon presentation of a bill for same,
properly documented. With respect to dumping of contravening.
wastes or wastewater, the cost thereof shall be paid in
accordance with the common policy adopted by the Commission
applicable to all users uniformly in existence at the time of
the dumping, providing all of the manholes owned by the Town
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,RTARARO 9 QUARTARARO
ATTORNEYS AT LAW
9 CANNON STR9ET
JGIIKBERSIE. NEW YORY
that service sewer lines which contain the flow to the
Tri-Municipal facility are sealed. Failure to seal said
manholes will be just cause for the WST/TI to be responsible
for the entire cost incurred by the dumping of any
contravening waste therein.
VIII. A. TESTING SEWAGE. All testing and/or sampling
of the Town's sewage for compliance with the sewer use
ordinances or other regulations shall be made at the Point of
Entry above mentioned. The testing shall be made and
certified by the Commission's engineers and their decision
shall be binding on the parties to the extent of the due and
timely payment of any costs or charges occasioned for such
noncompliance.
B. ENFORCEMENT. The Town shall enforce its sewer use
ordinances and pre-treatment program. Whenever the Town
fails to properly enforce its sewer use ordinance or existing
laws, rules and regulations, the Commission shall have the
right to enforce same by proceedings at law, or in equity,
against any individual lot owner, person or persons violating
or attempting to violate said sewer use ordinance or
pre-treatment program. The Commission shall have the further
right to compel the Town to enforce its sewer use ordinance
or existing laws, rules or regulations by proceedings at law
or in equity so as to enjoin and compel the Town to enforce
said sewer use ordinance or pre-treatment program. Any costs
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1RTARARO A 90ARTARARO
ATTORNEYS AT LAW
9 CANNON 57RECT
�GHKEEPSIL, NCW PORK
incurred by the Commission pursuant to this paragraph shall
be reimbursed to the Commission by the Town and are payable
within thirty (30) days.
C. CHALLENGE TO FINDINGS. The Town shall have the
right to contest the findings of the Commission's engineers,
or the methodology used by them in determining compliance
with the sewer use ordinance or existing laws, rules or
regulations by appropriate application to the Supreme Court,
Dutchess County, New York, provided, however, that pending
the determination by the Supreme Court, any payments due by
the Town will be due and timely made and any adjustment in
said payments will be made by agreement or pursuant to the
resolution of the dispute by the Court.
IX. PAYMENT OF COSTS OF EARLY ENTRY. The Town shall
pay for all costs associated with the facilities to be
provided, including all preliminary and final design costs
and all environmental costs in accordance with the terms
of the July 10, 1991 Agreement.
a. Construction Costs - Connection Facilities. Upon
completion of and payment of final design and all necessary
costs the Commission will let the contract for the
construction of the expansion of the plant which will include
the early entry work and facilities.
b. The contract for expansion of the treatment plant
will contain the cost for construction of the installation
97ARARO d Q6ARTARARO
ATTORNEYS AT LAW
CANNON STREET
)GNKEEpSi E. NEW YORK
and removal of the temporary pump station flow controller.
It is understood by the WST/TI that the additional cost of
early entry, which includes the temporary pump station flow
controller as well as early completion of a new final
treatment phase (chlorination or UV system) plus any
additional construction costs resulting from early entry will
be included in the cost for construction of the facility and
that the cost of the facility may increase. As per Paragraph
IX C of the Agreement dated July 10, 1991, the Town retains
the right to reject all bids in its sole discretion as
outlined in said Paragraph IX C.
X. AMOUNT OF FLOW. The Town hereby warrants to the
Commission that the average daily flow from said Oakwood
Knolls Sewage Treatment Plant will not exceed 258,000
gallons. The parties agree that the term "average daily
flow" means the average daily flow calculated over a period
of one month. The Town further warrants that there will be
no other hookups than those presently existing, to the
present existing Oakwood Knolls Sewage Treatment Plant, nor
will there be any new or additional hookups to the trunk line
which connects said facility to the Point of Entry. The Town
understands that this early connection to the existing sewage -
treatment facility will bring the discharge into the Plant to
peak design capacity and that discharging more than its
allocated volume herein can cause severe injury and damages
,RTARRRO 6 Q6ARTARARO T 1
ATTORNEYS AT LAW
9 CANNON STREET
+CHKOfME, NEW YORK
to the Tri-Municipal Sewer Commission. Should the flow
exceed the contracted amount the Town agrees as follows:
(a) Should the average daily flow from the Town
exceed 258,000 gallons for a period of three consecutive
months or for four out of five months, any additional costs
incurred by the Commission in ways of cost of operation and
maintenance or fines and penalties shall be borne totally by
the Town. Measurements thereof shall be made by the
engineers for the Commission and shall be binding on the
Town. Payment therefor shall be made within six (6) months
of the incurrment of the said additional costs.
(b) Surcharge. Any excess above the average daily flow
of 258,000 gallons by the Town for a period of three
consecutive months or four out of five months will be subject
to a surcharge, which surcharge will be imposed immediately
thereafter and payable when the next quarterly payment is
due. Surcharge will be in the amount of 2.5 times the cost
of operation and maintenance for the volume of sewage which
exceeds the average daily flow of 258,000 gallons during said
periods of time hereinafter referred to and thereafter if
said excess continues.
(c) All payments including surcharges herein shall be
made with the understanding that the Town can at a later time
seek appropriate redress as called for in the July 10, 1991
Agreement.
QUARTARARO B OUARTARARO
ATTORNEYS AT LAW
8 CANNON STRUT
POUGIiKRRP5IE. NEW YORK
XI. METHOD OF PAYMENT FOR OPERATION AND MAINTENANCE
COSTS FOR EARLY HOOKUP. Payment for operation and
maintenance shall be in accordance with Paragraph XV of the
July 10, 1991 Agreement. It is understood that the .initial
payment for operation and maintenance by the Town shall be
made in advance based on estimated flow so that the
Commission might have in hand funds to defray the initial
cost of treating the sewage from the Oakwood Knolls Sewage
Treatment Plant. This amount shall be paid prior to
admitting the Town's flow from the Oakwood Knolls Sewage
Treatment Plant to the treatment facilities.
(a) Pursuant to Paragraph XI of the Agreement
dated July 10, 1991 the Commission may, upon the introduction
of the Town's sewage from the Oakwood Knolls Sewage Treatment
Plant, remove from the Costs of Existing Facilities Account
25.8% of the then existing balance as called for in said
Paragraph XI.
X11. FINANCING. The WST/TI hereby warrants that prior
to the letting of the bids for the construction herein, its'
bonding attorney will certify to the Commission that 1000 of
the estimated costs of the entire project, including the
early entry costs, is available by reason of an existing bond
resolution and which bond resolution authorizes the issuance
of bonds to pay for the balance of the costs to complete the
project.
q UAATARARO d QUARTARARO
ATTORNEYS AT LAW
9 CANNON STREET
POMIKEEPSlR, NEW YORK
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(a) The Town hereby warrants that a Long Term Financing
Agreement will be entered into with the New York State EFC
for the sum of $8.5M, and bonds totalling said amount will be
sold and available to pay for the costs of completing
construction. It is further specifically understood that
said long term financing agreement will contain language
which will ensure that Tri--Municipal will be able to draw
down directly on said funds financed. Attached hereto and
marked Exhibit "A" is an agreement between the Town and
Tri--Municipal which more fully explains the method of payment
for costs during construction and which Exhibit "A" is made a
part hereof.
(b) The Town further hereby warrants that the Long
Term Financing Agreement (Long Term - PFLA SRF Project No.
5306-02) will be in place and fully executed prior to the
awarding of the bids hereunder. The Town further warrants
that said Long Term Financing Agreement will contain
language which will ensure that Tri-Municipal will be able
to draw down directly on said funds financed as outlined in
Exhibit "A".
(c) Should said Long Term Agreement (with said terms)
not be operative on or before December 31, 1994 or should
said long term EFC funding pursuant to said Agreement not be
available to Tri-Municipal on said date; then the parties
agree that such circumstance will automatically make
q UARTARARO @ pRARTARARO
ATTORNEYS AT LAW
8 CANNON STREET
POUGHKEEPSIE. NEW YORK
Paragraph IX D(1) of the July 10, 1991 Agreement operative.
The Town will immediately then sell the appropriate bond
anticipation'notes or bonds to cover the balance of the costs
required for completion of the project and deposit same
pursuant to said Paragraph IX D(1). It is distinctly
understood that this provision of the contract is critical
and that the failure of the Town to immediately deposit the
appropriate funds for completion of the project with the
Commission will be a breach of this Agreement and the
Agreement dated July 10, 1991 unless the Town shall
immediately deposit said funds to the account of the
Commission pursuant to Paragraph IX D(1) of the July 10, 1991
Agreement. No further construction work or costs will be
incurred by the Commission until such time as said funds are
deposited. The Town will be liable for• any damages resulting
to third parties or the Commission as a result of the Town's
failure to immediately deposit said funds with the
Commission.
d. Attached hereto and made a part hereof (Exhibit
"B") is a budget which reflects the amount of the long term
borrowing to be $8.5M. Should the budget show that
additional funds are necessary, the Town will deposit said
additional funds with the Commission prior to the letting of
the bids as per Paragraph IX D(1) of the original Agreement
dated July 10, 1991.
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4NARTARARO A QOARTARARO
ATTORNEYS AT LAW
0 CANNON STREET
POUGq KEEPSIE, NEW YORK
e. The parties agree and understand that there is in
place and is attached hereto Exhibit "A" which is a copy of
an Agreement between the parties which describes the method
of payment for costs during construction. The Commission
will not award any bids for the construction of the
facilities and the completion of same until such time as this
Agreement and Exhibit "A" have been executed by the parties,
and the Long Term Financing Agreement as described above is
in place and has been properly executed. Exhibit "A" is an
interim method of payment for costs during construction until
such time as the long term financing Agreement is in place
and is contingent upon this Agreement as well. The parties
understand that the Long Term Financing Agreement called for
in Exhibit "A1l must contain language which allows
Tri-Municipal to voucher directly for all costs during
construction and that the Long Term Financing Agreement will
be in place and operative as outlined in Exhibit "An prior to
the award of any bids hereunder.
FAILURE OF THE TOWN TO HAVE THE FUNDING AVAILABLE ON
ITS LONG TERM FINANCING AGREEMENT OR ARRANGEMENT WITH THE
STATE OF NEW YORK (EFC) TO THIS COMMISSION AS OUTLINED IN
EXHIBIT "A" BY DECEMBER 31, 1994 WILL CAUSE PARAGRAPH XII(c)
HEREIN ABOVE TO TAKE EFFECT.
XIII. JUL'Y 10 1991 AGREEMENT REAFFIRMED. The parties
understand and agree that all of the other terms of the
QLARTARARO A QUARTARARO
ATTORNEYS AT LAW
0 CANNON STREET
POUONKEEPSIE, NEW YORK
CUANIARAR0 & QUARTARARO
ATTORNEYS AT LAW
9 CANNON STREET
POUGKKEEPSIE, NEW YORK
mode of payment, are hereby reaffirmed and will be adhered to
by the parties.
XIV. Notwithstanding anything herein contained to the
contrary, it is distinctly understood that this Agreement
and Exhibit "A" will not be binding on the Commission, the
Town of Poughkeepsie and the Village of Wappingers Falls
until such time as both the Village of Wappingers Falls and
the Town of Poughkeepsie have passed a resolution to that
effect approving this entire Agreement.
TRI-MUNICIPAL SEWER COMMISSION
BY :
A S BAIN, Chairman
TOWN OF WAPPINGER
BY:
CONSTANCE 0' SMITIT, Supervisor
C(-
STATE OF NEW YORK )
COUNTY OF DUTCHESS ) ss.:
On this day of , 1994, before me
personally came JAMES BAIN, to itfe known and known to me to
be the same person who subscribed the foregoing instrument,
and that he signed the same as Chairman of the Tri-Municipal
Sewer Commission, and that he executed the above agreement
pursuant to the resolution duly adopted by the Commission, and
he duly acknowledged to me that he executed the same.
NOTARY PUBLIC
• • W
COUNTY OF DUTCHESS ss.:
On this day of , 1994, before
me personally came CONSTANCE 0. SMITH, to me known
and known to me to be the same person who subscribed the
foregoing instrument, and that she signed the same as
Supervisor of the Town of Wappinger, and that she executed
the above agreement pursuant to the resolution duly adopted by
the Town of Wappinger, and she duly acknowledged to me that
she executed the same.
NOTARY PUBLIC
ALBI:RT P. ROBERTS
NOTARY PU60C, State of New Yarn
Qualified in Cutchess aunty c�€xsi fission Cxpirss Feb. 28,19M7
q UARTARARO R QUARTARARO
ATTORNEYS AT LAW
9 CANNON STREET
POUGHKEEPSIE• NEW YORK