LL #02-1967IN
TOWN OF WAPPINGER
DUTCHESS COUNTY, NEW YORK
LOCAL LAW NO. 2, YEAR 1967
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A Local Law regulating the establishment, construction,
installation, extension, enlargement, acquisition,
operation and use of water supply and distribution
systems in the Town of Wappinger.
Be it enacted by the Town Board of the Town of Wappinger,
Dutchess County, New York, as follows:
Section 1. This local law is enacted for the purpose of
establishing appropriate safeguards to insure the fact that
water supply and distribution systems (other than such facilities
provided by public authorities hereafter established, constructed,
installed, extended, enlarged and acquired within the territorial
limits of the Town of Wappinger (outside the Village of Wappingers
Falls) shall be established, constructed, installed, extended,
enlarged, acquired, operated and maintained in such a manner as
to secure for the residents and inhabitants thereof who shall be
served by such systems a reliable, continuous and adequate supply
of pure, potable and wholesome water at reasonable rates. In addition,
it is intended hereby to afford such residents and inhabitants an
adequate supply of water for fire protection purposes, whenever and
wherever feasible.
It is the intention of the town board by this local law to
protect, promote and improve the health, welfare, well-being and
safety of the residents and inhabitants of the Town of Wappinger.
Section 2. The following definitions shall apply in the
interpretation and enforcement of this local law:
a. Water supply shall mean and include any well, lake,
water course, pond, stream, reservoir and/or spring which shall
serve as and be used as a source of water for consumption by
humans.
b. Distribution system shall mean and include all pipes,
equipment, mains, laterals, storage tanks, pumping facilities,
chlorinators, purifiers, pressure tanks, and chambers, and the
connections and appurtenances thereto, which are and/or may be
used to collect, store, convey and provide water for domestic
use to persons who shall reside in and/or from time to time be
present in the Town of Wappinger,
C. Buildings shall mean and include structures, dewllings,
houses, apartment houses, house trailers, mobile homes, schools,
stores, factories, offices, hotels, motels, hospitals, churches,
institutions, inns, restaurants, which are and/or which may be
from time to time inhabited and/or occupied by humans.
d. Dwelling shall mean and include any building which is
wholly or partly used or intended to be used for living or sleeping
by human occupants.
e. Dwelling unit shall mean and include any room or group
of rooms located within a dwelling and forming a single habitable
unit with facilities which are used or intended to be used for
living or sleeping by human occupants.
f. Engineer shall mean and include the Town Engineer of
the Town of Wappinger and/or any and all persons and entities
providing engineering services to the municipality.
g. Superintendent of Highways shall mean the Town Superinten-
dent of Highways of the Town of Wappinger or his authorized represen-
tative.
h. Street shall mean and include any public way, highway,
right of way, road or thoroughfare used or intended to be used for
travel and passage by the residents and inhabitants of the Town of
Wappinger and others, whether the area of the same shall have been
acquired by purchase, didication, gift, devise, prescription, usage
or by eminent domain.
i. Person shall mean and include an individual, partnership,
joint venture, company, society, association, joint stock company,
corporation, trust, estate, receiver, trustee, assignee, mortgagee,
creditor, lienor, referee, entity, or any -combination of the fore-
going, or any party acting in a representative or fiduciary capacity
whether appointed by a court or otherwise.
j. Operator shall mean and -include any person who has charge,
care or control of a water supply and distrubution system.
k. Owner shall mean and include any person, who, alone or
jointly severally with others, shall have legal or equitable title
to a water supply and distribution system, with or without accompany-
ing actual possession thereof.
1. Franchise shall mean and include an exclusive right, permit,
consent or license to supply water in the Town of Wappinger or any
part or portion of the area thereof.
M. A water-wroks corporation shall mean and include a cor-
poration organized to supply water by mains or pipes to any of
the cities, towns, villages or counties in the State of New York,
and the inhabitants thereof.
n. "Town" shall mean the Town of Wappinger, Dutchess County,
New York.
o. "Town Board" shall mean the local governing and legislative
body of the Town of Wappinger.
p. Public authority shall mean and include the United States
of America, the State of New York and any municipal and/or govern-
mental subdivisions thereof, oncluding any public improvement
districts thereof.
q. The word "shall" as used in the text of this local law
is to be construed in the mandatory sense, and the word "may" in
the permissive sense.
Section 3. Except as hereinafter provided, it shall be here-
after unlawful for any person, owner or operator (other than a
public Authority) to establish, construct, install, extend, enlarge,
acquire, operate and maintain any water supply and distribution
system within the territorial limits of the Town of Wappinger (out-
side the Village of Wappingers Falls) without the prior written con-
sent of a majority of the members of the town board. The prohibition
herein shall preclude any person, owner or operator from establish-
ing, extending, enlarging and acquiring any water supply and dis-
tribution system by means of a merger, consolidation, joint venture
or any other method of combining existing operations, facilities,
ownerships and entities, without first obtaining the written
consent required by this local law.
Section 4. An application for consent to establish, construct,
install, extend, enlarge, and acquire a water supply and distribution
system in the town shall be made in writing to the town board. Such
application shall be filed in triplicate with the Town Clerk and shall
be accompanied by detailed plans and specifications for the proposed
project as well as a map designating the area to be served and show-
ing the topography thereof and the location of streets and roads
therein.
Section 5. The Town Clerk shall retain one copy of the
application and supporting data in her office. _One copy thereof
shall be forwarded by the Town Clerk to the town board for consid-
eration and eventual action. The Town Clerk shall forward the
third copy to the engineer for examination and investigation within
give days after receipt thereof.
Section 6. Applicants shall furnish such additional and
supplemental inform ion as may be requested by the engineer to
enable him to determine the merits of the application.
Section 7. Upon receipt of the application and supporting
data and such supplemental material as may be requested, the
engineer shall examine and investigate the proposal, giving partic-
ular attention to conditions in the field.
The engineer shall ascertain that the design of the proposed
supply and system meets such minimum standards and requirements for
water supply and distribution systems as shall be promulgated from
time to time by the New York State Department of Health, the New
York State Department of Conservation, the New York State Water
Resources Commission, the Durtchess County Health Department, the
County of Dutchess and its agencies and boards, -and other related
higher governmental units and agencies. All state statutes, rules,
regulations and codes shall be complied with.
The engineer shall consult with the town and county superin-
tendents of highways with regard to aspects of proposals which
involve the use of streets and roads which may be under the juris-
diction of either of such officials. The requirements and recom-
mendations of either of such officials shall be incorporated in
the engineer's report to the town board on any application.
Section 8. The engineer shall conduct his investigation of
any application and shall report the results thereof to the town
board within forty-five (45) days from the date that such applic-
ation is referred to him. His report shall be made in writing
and shall include a recommendation to the town board that the
application be either granted or denied by that body. The basis
for such recommendation shall be detailed in the report.
In rendering a report, the engineer may recommend additional
requirements, standards and design criteria, including recommend-
ations and requirements of the New York Board of Fire Underwriters
Rating Organization relating to size and pressure capacity of
pipes and appurtenant equipment, which may be in the public
interest and which shall be observed and complied with by the
applicant in the event that consent is obtained from the town
board, provided that such recommendations are made a condition
of such consent.
Section 9. Within thirty (30) days from the date that it
receives the engineer's report, or, if such engineer's report is
not received within the time prescribed in section 8, then within
eighty (80) days from the date that such application is filed with
the Town Clerk, the town board shall hold a public hearing on each
application upon at least five (5) days notice to be published once
in the official newspaper of the town and, at the option of the town
board, in any other newspaper in general circulation in the town.
No public hearing shall be held unless a majority of the full
membership of the town board is present and in attendance. If less
than the required number of the town board members is present and
in attendance, any of the members of the board who shall be present
shall have the authority and the obligation to adjourn the hearing
to a time, date and place convenient to the town board, providing
that the thirty (30) day limitation of time prescribed in this
section is not exceeded, without the written consent of the applicant.
When,a public hearing is convened with the requisite number of
town board members present, interested parties shall be heard in
support of or in opposition to the application which is the subject
thereof. The engineer's report and recommendations shall be made
known, and the engineer and any other town officials and/or repres-
entatives may be called upon by the town board for information and
opinion relevant and material to the application under consideration.
When the town board is satisfied that sufficient information has
been offered to enable it to make a decision upon an application, the
hearing shall be closed. Thereafter, and at its earliest conven-
ience, the town board, at a formal town board meeting, shall either
grant or deny the application by the vote of a majority of its full
membership. A written decision stating the basis for the granting
or denial of the application shall be made by a majority of the
town board members and filed with the minutes of the meeting.
Authority for final action upon applications made pursuant to this
local law shall be vested in the town board, and the function of
the engineer with respect to such applications shall be -advisory.
Notwithstanding anything herein contained to the contrary, no
application.shall be granted unless the town board shall find that
the proposed project complies with the standards, requirements,
codes, rules and regulations of the governmental agencies herein-
before referred to, as well as to any standards, conditions, re-
quirements, rules and regulations of the town.
Any person aggrieved by any action of the town board concerning
such an application may, in a proper case, seek relief under the
provisions of article seventy-eight of the Civil Practice Law and
Rules.
Section 10. All successful applicants shall comply with the
following conditions before proceeding with proposed projects
covered by applications.
a. Incorporate as a water -works corporation pursuant to
applicable -provisions of the Transportation Corporations Law of
the State of New York or any successor statute then obtaining.
In this respect, the granting of an application under. this local
law shall oblige town officials to give requisite consent to such
incorporation, providing that all other conditions of this local
law are met.
b. Transfer ownership of any existing water supply and
distribution systems and facilities situate in the town (outside
of the Village of Wappingers Falls) to such corporation and operate
the same thereunder.
C. Post a performance bond to guarantee completion of con-
struction of the project covered by the application, and post an
additional bond for the payment of labor and materials furnished
in the course of such construction. The amount and sufficiency
of surety of such bonds shall be satisfactory to the town board,
and form and manner of execution thereof shall meet with the
approval of counsel to the town.
d. Furnish to the town board a reasonable guaranty from the
corporation that said corporation will continue to maintain and
operate the system for a period of at least five years.
As part of the guaranty, the stock of the corporation shall be
placed in escrow with the Town Clerk and title thereto shall pass
to the town in the event of failure to complete and pay for con-
struction of the facility, or in the event of abandonment of the
maintenance and/or operation of the water supply and distrubution
system by the corporation.
e. Execute a written agreement, approved as to form and manner
of execution by counsel to the town, consenting to an arrangement
whereby in the event of abandonment and discontinuance of the main-
tenance and operation of the water supply and distribution system,
the town shall have the right to continue the maintenance and
operation thereof at rates the town board determines to be reason-
able, with such rates to be charged to and collected by the town
from the users, until such time as another corporation or agency
may undertake to maintain and operate the facilities, or until
such time as the water supply and distribution system is included
in a public water district which shall maintain and operate the
same.
f. Enter into an agreement in writing, approved as to form
and manner of execution by counsel to the town, granting to the
town an option to purchase the water supply and distribution system
and all components thereof constructed and/or acquired prior to
the application by paying an amount not to exceed the cost thereof
and the cost of all additions and improvements as certified in the
manner hereinafter set forth, less depreciation on a schedule
initially agreed upon but not to exceed thirty years, together with
land including easements. A memorandum of such option agreement,
omitting the monetary consideration agreed upon, approved as to
form, content and manner of execution by counsel to the town shall
be executed by the parties simultaneously with execution of the
option agreement. Such memorandum shall be in suitable form for
recording.
Section 11. Before commencing construction, installation,
extension or enlargement of any water supply and distribution
system, a professional engineer, duly licensed to practice in
the State of New York, nominated by the applicant and approved
by the town board shall be retained by the applicant and the town
board to undertake, perform and render, at the expense of the
applicant, the following services to the town board and the
applicant:
a. Examine the plans and specifications for the project
as well as all conditions and requirements imposed by thetown
board and the engineer to the town and forward written acknow-
ledgment of such examination to the town board.
b. Make inspections of the project at reasonable intervals
during construction and make written reports of the progress there-
of to the town board. Make written report to town at completion
of construction. Copies of such reports shall also be furnished
to the applicant.
C, At completion of construction, make written report to
town board and the applicant on construction costs and land costs
involved in the completed project.
Section 12. No person shall acquire an exclusive franchise
or license to supply water to the town or any part or section
thereof as a result of obtaining the consent required by this lo-
cal law, nor shall the obtaining of such consent preclude other
persons, with the consent of the town board obtained pursuant to
the provisions of this local law, or public authorities, from
supplying water from other sources to the town or any part, section
or water service area thereof, oncluding any part, section or area
where service is permitted under a previously issued consent.
Section 13. The engineer and other authorized representatives
of the town shall be permitted to enter upon all water supply and
distribution systems and facilities in the town at any time for
the purpose of examining, inspecting, and observing the same and
the operation and condition thereof, and also for the purpose
of sampling and testing the water supplied therefrom.
Section 14. The provisions of this local law shall not
operate to prevent the use of individual wells to supply water
for domestic use -to not more than two (2) one -family dwellings
nor to any multiple dwelling containing not more than four (4)
dwelling units.
Further, persons shall have the right -to make written applica-
tion to the town board to exempt any water supply and distribution
system designed and intended to serve any residential or non-resid-
ential structure or complex of structures occupied or used by
humans from the operation of this local law. Upon a showing
of proof adduced at a public hearing that the use of such system
for such purpose will not violate the spirit and intent of this
local law and upon a finding that such use will not be adverse to
the public interest, the -town board may grant such application
subject to such conditions as it may deem appropriate to impose.
Section 15. Any person found to be violating any provisions
of this local law may be prosecuted therefor, and upon conviction
shall be guilty of an offense. Any person so convicted may be
fined in an amount not exceeding One Hundred Dollars ($100.00)
for each violation. Each day in which any such violation shall
continue shall be deemed a separate violation.
Section 16. If any clause, sentence, paragraph, section or
part of this local law shall be adjudged by any court of competent
jurisdiction to be invalid, such judgment shall not affect, impair
or invalidate the remainder hereof, but shall be confined in its
operation to the clause, sentence, paragraph, section or part
hereof directly involved in the controversy in which such judgment
shall have been rendered.
Section 17. This local law shall take effect immediately.