2003-05-06 SPMTuesday, May 6, 2003
5:30 pm
Wappinger Town Hall
SPECIAL MEETING AGENDA
Call To Order
Executive Session
Resolutions:
2003-136 - Resolution Authorizing Justice Court Assistance Program
Grant.
2003-137 Resolution to authorize the Town of Wappinger to Declare a
Contractor Default Pursuant to 1999-2R No. 6.
New Business/Comments
Adjournment
05/06/2003.SPM
A Special Meeting of the Town Board of the Town of Wappinger was held on
May 6, 2003 at the Town Hall, 20 Middlebush Road, Wappingers Falls, New
York. Supervisor Ruggiero called the Meeting to order at 5:50 p.m.
Present:
Joseph Ruggiero, Supervisor
Robert Valdati, Councilman
Vincent Bettina, Councilman
Christopher Colsey, Councilman
Joseph Paoloni, Councilman
Gloria J. Morse, Town Clerk
Others Present:
Al Roberts, Attorney to the Town
Jay Paggi, Engineer to the Town
The Supervisor Scheduled the Special Meeting for May 6, 1998 to authorize
the Justice Court Assistance Program Grant, and to discuss contract
violations between Clayton Industries and the Town of Wappinger in
reference to the Town of Wappinger Water Improvement Project known as
99-2(R) contract No. 6.
RESOLUTION 2003-136
RESOLUTION AUTHORIZING JUSTICE COURT ASSISTANCE
PROGRAM GRANT
The following resolution was introduced by Councilman Paoloni and seconded
by Councilman Colsey.
WHEREAS, the Town of Wappinger Justice Court is eligible for a grant from
the State of New York Unified Court System through the Justice Court
Assistance Program; and
WHEREAS, Town of Wappinger Justices, Carl S. Wolfson and Heather L.
Kitchen, and the Town of Wappinger Justice Court Chief Clerk, Cheryl Hait,
have recommended an application for such grant be made; and
WHEREAS, Justice Carl S. Wolfson and Chief Clerk Cheryl Hait have
prepared an application to the Justice Court Assistance Program Grant in
the form attached hereto.
NOW, THEREFORE, BE IT RESOLVED AS FOLLOWS:
The recitations above set forth are incorporated in this Resolution as if fully
set forth and adopted herein.
The Town Board hereby authorizes an application to be made on behalf of the
Town of Wappinger Justice Court pursuant to the Justice Court Assistance
Program for a grant in the amount of Three Thousand, Three Hundred
Dollars ($3,300) as set forth in a copy of the attached application for said
Grant.
05/06/2003.SPM
The Town Board authorizes said application to be signed by Supervisor
Joseph Ruggiero as well as Town Justices Carl S. Wolfson and Heather L.
Kitchen and further authorizes and ratifies the actions of Supervisor Joseph
Ruggiero who signed the certification attached to the application dated May,
2003.
The foregoing was put to a vote which resulted as follows:
JOSEPH RUGGIERO, Supervisor Voting Aye
ROBERT L. VALDATI, Councilman Voting Aye
VINCENT F. BETTINA, Councilman Voting Aye
JOSEPH P. PAOLONI, Councilman Voting Aye
CHRISTOPHER J. COLSEY, Councilman Voting Aye
The Resolution is hereby duly declared adopted.
At this time Attorney to the Town Al Roberts announced that the board has
before them tonight, a very comprehensive Resolution authorizing a
contractor default in connection with Wappinger Water Improvement Area
1999 24R) Contract No. 6 with Clayton Industries, Inc. He has notified
Clayton Industries through their attorney, Frederick Maute, regarding
tonight's meeting. Mr. Maute had faxed a letter to Mr. Roberts, dated May 5,
2003, that Mr. Roberts received at 3:42 p.m. suggesting that there was no
response to some correspondence that he had submitted on May 5, 2003. Mr.
Roberts would like to go on record that Mr. Maute's letter was received by his
office after the close of business on Friday, May 2nd, and that the next
morning, Saturday, he dictated a response which did not go out until
Monday afternoon. Jay Paggi, Engineer to the Town also responded to Mr.
Maute's request by fax dated May 2, 2003. There is also a letter from Mr.
Maute dated May 5, 2003 complaining that there was no response. Mr.
Maute presented a letter to Mr. Roberts several minutes ago dated May 6,
2003 hand delivered, addressed to the Town Board and signed by Harry C.
Serviss III, President of Clayton Industries. The letter reads as follows:
Attn: Hon Joseph Ruggiero, Supervisor
Reference: Wappinger Water Improvement
Contract No. 99-2R-616' Water Line Installation
Town of Wappinger
Dear Mr. Ruggiero:
We are declaring you in Material Default of the contract and terminating the
contract of the above project for the following among others.
1. The attempts by the Engineer to impose day to day management of the
project despite the contract provisions not authorizing this.
2. The uncooperative actions of the engineer in starting the project back up.
After the winter shut -down.
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3. The failure of the Engineer to respond to the work schedule faxed to them
on May 1, 2003, and arranging for inspection of project so work could
commence on May 5, 2003.
4. The failure in responding to Clayton's counsel in his attempts with the
Town Engineer and Town Attorney to recommence work on May 5, 2003
including letters conceding numerous points to the desire of the Town of
Wappinger
We will be submitting invoices for work completed to date.
Very truly yours,
Harry C. Serviss III, President
cc: Paggi Martin & DelBene, LLP
Hon. Gloria Morse, Town Clerk
Members,, Town Board
Attached to tonight's Resolution is a certification letter dated May 6, 2003
from Paggi, Martin & DelBene, signed by Joseph E. Paggi Jr., certifying to
the various acts of non-compliance by Clayton Industries required by the
contract dated August 15, 2002 in connection with Wappinger Water
Improvement 99-2(R). At this point, Mr. Roberts wished to give Mr. Maute
and/or his client an opportunity to be heard before further deliberations are
made on the resolution. Mr. Maute explained when he first came here he
had a favorable impression of everyone. He came in connection with " the
progress meetings." He spoke to Mr. Roberts when a question was raised on
July 2, 2003, by another contractor, which by the way was totally slanderous
and untruthful. At that point the Town Board and Attorney to the Town
undertook a fairly lengthy investigation and received recommendations that
Clayton Industries work was good. The problems that were alluded to by Mr.
Paggi were untrue. In any event, Clayton was awarded the contract after a
six week delay and given notice to proceed. This is important because there
was drought conditions at that time. When they were ready to start at the
end of September, the rains came. The sub -contractor was only able to lay 60
feet of pipe a day rather than a few hundred because of the dry conditions.
According to Mr. Paggi's remarks, the burden was always on Clayton. They
had a change order when the contractor hit rock, which takes time, and
under law books contractors are entitled to an extension of time for delays.
He wished to also point out that never was the confidence or the integrity of
Clayton ever questioned even at the presentation of the Surety Bond
Company on April 24th. He directly asked the Engineer to the Town if there
was any problem with confidence or performance and the answer was, no. It
seems that several people in the Town do not like the president of Clayton.
As you know the weather conditions this spring were terrible. Mr. Maute
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had snow at his home across the river up through the second week of April.
He kept getting letters from Mr. Roberts demanding that Clayton work on
April 1st. He felt that all the issues that were raised were agreed to. The
charge of failure to commence work on April 1st was due to three days of snow
and three days of rain. Because the crew is union, it would have been very
costly and nothing would get done. The charge to perform restoration of
Cindy Lane and Wildwood Drive was due to the ground being very wet.
Another factor concerned the supplier of pipe wanting to be paid instead of
waiting several months until all the pipe is installed. The last point concerns
the extension of time. The extension was granted until August 2nd or August
4th. When the contractor wished to come back to work in April 21st,he
received a fax on April 18th stating the Town Board acted on April 14th to
start default proceedings. The contractor was unaware of this proposed
action. The entire group had met in March, and there was no indication that
the town was not pleased with Clayton's work. Clayton was ready, willing
and able to start work as soon as weather permitted. Mr. Maute vigorously
protested the boards action. The April 24th meeting turned out to be a
presentation by the Attorney to the Town to the Surety Company explaining
reasons why Clayton should be in default. Mr. Maute thought they were all
easily answered and they were reiterated in his letter of May 2nd. On April
24th Clayton returned to Cindy Drive to perform some work and they were
directed by the Engineer to the Town to produce a work schedule, which was
given on April 24th. They tried to discuss this at a meeting and were cut off
saying there were no further discussion and the meeting was over. Clayton
wanted to start work on May 5th, but an inspector was needed, but no one
responded to their request. If there is a delay and you want the Surety
Company to pay for this, they would have to have the opportunity to
investigate, which would take additional time. Clayton has always intended
to perform a good job. There may have been instances when the treatment of
the residents came up. Mr. Maute had no hint that the problems could
escalate to this. Clayton Industries wanted to act first, and sent a notice of
default. They want to continue the job. What may happen is that the Town
will act, call a counter default end up shaking hands, and Clayton will
rescind their termination letter.
Because Clayton will be the lowest cost performer, the Surety Bond
Company will probably want Clayton back to finish the job, even though
there are reciprocal defaults. In summary he wishes to say that the intent of
Clayton has always been to do a good job for the Town of Wappinger.
At this time Al Roberts wished to make several comments.
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1. The Board has previously been given copies of all the correspondence that
has gone on between his office, Mr. Paggi's office, Clayton Industries and
Mr. Maute. The direct responses and answers to those statements are all
contained in the correspondence which is also attached to this resolution
before you, with specific requests that Mr. Maute had no idea that
matters would escalate to this level. He would beg to differ, because he
had numerous conferences with Mr. Maute, via telephone instructing him
to get the job going and doing it in such a manner that everyone would
believe that the job was going to get completed and on time. With
references that neither he nor Jay Paggi responded to the request to start
work on May 5th, going back to March they had directed that the work re-
commence effective April 4th. There was in fact a job inspector available
for May 5th to inspect the work. Mr. Paggi informed the Board that his
office did receive a fax from Clayton with a proposed schedule that put the
schedule past the allotted time. Mr. Roberts wished to refer to a letter
that was received today dated May 5th from Fred Maute to Joseph
Ruggiero. On the second page, third paragraph which states "Clayton
Industries, Inc. is hereby giving notice again to the Town Engineer that a
crew on behalf of Clayton will be working on Cindy Lane on May 6, 2003,
whether or not the Town Engineer sends an Inspector, work will proceed."
Mr. Roberts wishes to point out that this did not occur. The board had
before them a detailed letter from Jay Paggi dated May 6, 2003 which he
wished to have read into the record.
At 6:25 p.m., Councilman Colsey moved to go into Executive Session,
seconded by Councilman Bettina and unanimously carried.
The meeting reconvened at 7:10 p.m. with all Board members in attendance.
Jay Paggi, Engineer to the Town read the following letter he wished to have
entered into the minutes.
May 6, 2003
Town Board
Town of Wappinger
P.O. Box 324
Wappingers Falls, New York 12590
Attention: Hon. Joseph Ruggiero, Supervisor
Reference: Proposed Wappinger Water Improvement 99-2(R), Contract No. 6
Clayton Industries, Inc.
Dear Supervisor Ruggiero & Board Members:
05/06/2003.SPM
With respect to the above referenced contract, this letter is written in our
capacity as the authorized representative of the Town for this project and to
certify to the Town Board those items, which in my professional opinion,
Clayton Industries, Inc. (Clayton), has failed to perform in accordance with
the terms of the above referenced Contract. Specifically,
• That the rate of progress is not being fulfilled.
• That the work has been unnecessarily and unreasonably delayed.
• And to itemize the numerous violations of the specific provisions of the
above referenced contract.
Clayton was the low bidder on Contract No. 99-2(R)-6 of the Wappinger
Water Improvement and entered into said contract on August 15th, 2002. The
contract calls for the installation of approximately 17,400' of 16" ductile iron
water main with associated appurtenances. This work was to be completed
within one hundred -fifty (150) calendar days from the date listed in the
Notice to Proceed. The Notice to Proceed was issued on August 19th, 2002,
and the contract was to be completed by January 16th, 2003. Pursuant to
Change Order No. 6, the contract completion date was extended to August
2nd, 2003.
There have been numerous instances since the inception of the project up to
and including recent times, where the Contractor, Clayton Industries, Inc., in
my professional judgement has performed work or not performed work in
violation with the Contract Documents.
These instances include, but are not limited, to the following:
1. By letter dated April 10th, 2003 from Albert P. Roberts, Esq. , the
Contractor was ordered to come back to work immediately. The
Contractor has not come back to work as of today's date.
2. By letter dated April 11th, 2003 from our office, the Contractor was to
restore the Cindy Lane area and cleanup the Wildwood Drive area
immediately. It has not been done as of this date. It should be noted that
the Contractor spent approximately 3 hours "rough grading" the area of
Wildwood Drive on Wednesday morning, April 23rd, 2003.
3. The Contract requires roads were to be restored prior to the close of the
blacktop plants and/or November 15th, 2002. Addendum No. 1, specifically
Items No. 2 and 10 of the Contract Documents, call for the roads not to be
restored on a daily basis, but at the direction of the Highway
Superintendent. The Highway Superintendent was very emphatic
throughout the course of the Contract that they must be restored prior to
the close of the blacktop plants. All the roads were not restored at the
close of the blacktop plants leaving dirt ditches open for the winter.
4. In accordance with Addendum No. 1 and Items 11.01, Clayton was
repeatedly asked to sweep the roads at the end of the day to prevent a
dust situation from occurring. On a daily basis, it was a difficult task to
get Clayton to sweep the roads as required and sometimes this work was
not performed at all. Various nights we had to have them come back to
sweep as it was not done at the close of the day. There were numerous
days where the workday was extended well past the 6:00 p.m. required
quitting time because of the necessity to sweep the road and complete the
backfill of the trench. Please note that there was one (1) broom and one
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(1) water truck for two (2) crews for the project. These crews were
operating almost 3 miles apart and was very difficult, if not impossible, to
cover both jobs with this minimal equipment. The Town Highway
Department was required to come out on one weekend to sweep Cindy
Lane because of the very dusty conditions.
5. Page GC -5 of the Contract calls for the contractor to give constant
personal attention to the project and/or appoint a designated foreman.
The principal of Clayton Industries was not on the job or available for
discussions most of the time during the course of the work, and would
randomly designate any one of a number of employees as designated
foreman. When our inspectors asked the foreman of the day to perform
something under the Contract Documents (i.e. broom, safety measures,
etc.) the Inspectors were told they did not have the authority or
equipment to do so.
6. Clayton was asked not to leave the trench box in the trench overnight to
avoid a potentially hazardous condition to the travelling public and the
roadway, which would have been in violation of Item 11.01 of the Contract
Documents. Clayton stated to us that they were going to leave it any
ways. Not until the Project Engineer, Charles Del Bene, came down to the
job to insist they remove it, did Clayton remove it. This occurred on
October 2nd, 2002.
Item No. 5 of Addendum No. 1 of the Contract Documents requires the
Contractor to use a trench box at all times to be in compliance with OSHA
regulations. There were numerous times at which Clayton and HCS were
advised to use the trench box and they refused. At various times, after
constant and repeated requests by our office and Inspector, the Contractor(s)
complied but not at all times. Examples of specific dates at which this
occurred are:
• Clayton Industries, Inc.: September 3rd, 2002
October 4th, 2002
• HCS Excavating: September 26th, 2002
7. Item No. 11.01 and Page DS -5, Item No. 36 of the Contract Documents
require while working in the roadway areas, there was to be a flagperson
to be at all times on the job keeping one lane open. At various times,
flaggers were not on the job and they were refused to be provided. This
happened during the month of September 2002 in Quiet Acres by Clayton
Industries (see synopsis of notes by Inspectors).
8. Item No. 3 of Addendum No. 1 of the Contract Documents requires
Clayton Industries to have repair materials for sewer lateral connections
and water service connections onsite. They repeatedly did not have them
on site and as they broke water services and/or sewer laterals, they would
have to go get the materials resulting in an unnecessary and
unreasonable delay.
9. Item No. 11.01 of the Contract Documents requires Clayton Industries to
call 911 and the Wappinger Central School District as part of their Traffic
Control Plan. Harry Serviss, III, President of Clayton Industries, advised
us that he had on October 4th, 2002, but in fact, had not. This was
determined by a Wappinger School Transportation Director being onsite
and advising us that they had not called. The calling of these agencies is
a practice that is customary in the construction industry in the area.
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10. One of the subcontractors, HCS, had numerous occasions on Old Myers
Corners Road were they could not compact the ditch properly due to not
having sufficient proper working equipment on the project, especially
during September 30th through October 4th, 2002. This resulted in
unnecessary and unreasonable delays for the job and was in violation of
Page GC -9 of the Contract Documents.
11. HCS ran into ground water in second week of October from the 7th to the
14th. They did not employ sufficient adequately sized pumps or enough
pumps to dewater the trench efficiently. There was constant arguing with
the Contractor to add additional pumps to make sure that the
groundwater was kept to a depth below the invert elevation of the pipe.
This resulted in unnecessary and unreasonable delays for the job and was
in direct conflict with Contract Documents, specifically Page GC -9.
12. With respect to the pressure testing that was done on the first section of
the pipe, the Contractor was to supply sufficient manpower and
equipment to do the testing in accordance with Contract Documents,
specifically Page GC -9 and Item 2.01. A review of the Inspector's log
states that the manpower supplied by Clayton was not constantly present
on the job site. In fact, the test was literally run by Dare Fitzpartick, who
is a representative of Camo Pollution Control, operators of the Town
Water system and inspectors of our office. In essence, my Inspector's
reports that "Clayton spent very little time at the test site instead opting
for Dare Fitzpatrick and myself to perform the required testing".
13. There was a significant amount of pipes, fittings, valves, hydrants, etc.
left in the median of Wildwood Drive, adjacent to Wildwood Drive, and
adjacent to Old Myers Corners Road. The Contractor was given a
directive to store these properly for the winter months in accordance with
Page GC -5 of the Contract Documents. That was not done and the
materials lay scattered, unprotected on the site to date.
The above is a partial list of the times is our professional judgement that the
Contractor has violated the Contract Documents.
Our office was required to have constant, attentive supervision by our project
inspectors to insure that the Contract Documents were being adhered to.
Our inspectors were required to be onsite and attentive at all times and give
constant reminders and directives to the Contractors to insure that the
requirements of the specifications were followed. As a matter of fact, our
Inspector who spent the most time on the job, Ed Hansen, repeatedly
reported to me that there was constant bickering with Harry Serviss, III and
he was often treated with abusive and foul language by Harry Serviss, III.
The work environment created by Harry Serviss, III was not conducive to a
good working relationship with either our Inspectors, the Highway
Superintendent, the Town Water System Operator, and/or numerous
employees of Clayton Industries. This led to many inefficiencies and resulted
in unnecessary and unreasonable delays for the project.
We have been questioned numerous times by the Contractor that he could not
complete the project because we had denied a request to start a third crew.
We would like to make it perfectly clear that the Contractor was approved to
start a third crew on September 19th, 2002. The facts and time line of this
are as follows:
• On September 11th, 2002, we received a memo from Clayton Industries
showing three work crews proposed.
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• On September 12th, 2002, our office sent a memo to Clayton Industries
asking that the third crew not start until acceptable progress of the initial
two (2) crews was obtained.
• At the September 19th, 2002 job meeting, it was agreed that Crew 3 could
start after we reviewed their references (they were proposed to be a
subcontractor) and their M/WBE status.
• On September 25th, 2002, after reviewing all the information submitted to
us, we sent a letter to Clayton Industries indicating that Tri-State
Construction Services, Inc. was acceptable for Crew 3.
• After this date, we met with the principal of Tri-State Construction
Services, Inc. and discussed prevailing wage rate requirements. After
discussing these requirements with the principal and after he discussed
them with Harry Serviss, III, we were informed by Harry Serviss, III that
Tri-State would not be working on the project as the third crew.
Therefore, the purported statement of not allowing the third crew by our
office is a mere fabrication by Clayton Industries, Inc.
It is my professional judgement that Clayton Industries, Inc. did not supply
sufficient manpower and equipment during calendar year 2002 to comply
with the Contract Documents. The completion date was extended due to
unanticipated rock excavation in Quiet Acres Subdivision to August 2nd,
2003. To date this calendar year, the Contractor has not performed any
work, and therefore, in my professional judgement it will be rather difficult, if
not impossible, to complete the project by the date required.
Furthermore, the Contractor has not come back to work this calendar year,
and in the last 5 weeks there have been numerous days in which restoration
work could have been done in the Quiet Acres area and Contract work could
have been completed in other areas.
The above statements are made in my professional judgement after over 30
years experience in the professional engineering field, 25 years with my own
firm, and 17 years with my firm acting as Engineer to the Town of
Wappinger. As a matter of fact, since approximately 1990, the Town of
Wappinger has let approximately $50,000,000.00 work of sanitary sewer,
water main, and storm sewer construction to public bid. To this date, we
have never experienced a condition or response by a Contractor such as we
are experiencing now.
If there are any questions on any of the above information or if clarification is
needed on any above items, please do not hesitate to contact me.
Very truly yours,
Joseph E. Paggi, Jr., P.E.
JEP:law
Enclosure — Inspector's Notes
cc: Hon. Gloria Morse w/enclosure
Town Board: File
Albert P. Roberts, Esq. w/enclosure
Hon. Graham Foster w/enclosure
Michael Tremper w/enclosure
05/06/2003.SPM
Al Roberts, Attorney to the Town read Resolution 2003-137 prior to its
adoption.
Councilman Valdati commented that our duty is to protect the town and
residents to make sure that the contract is enforced, so we had no alternative
but to pursue the matter in this fashion.
Supervisor Ruggiero commented that after dealing with this contract for
many months he is very sad that we have come to this point declaring a
contract default. We have heard from the contractors attorney, Mr. Maute.
We had a contractor who grossly underbid this project and we have
repeatedly made requests if there was enough money to complete this job and
at each request was told it was no concern of the Town's. It was between him
and the Bonding Company. It is clear that this contractor has failed to
return to work and the actions taken by the Town Board this evening to
assure that this project will be completed properly, and that we protect the
money expended by the Town residents to have the appropriate work done in
the correct manner.
Councilman Bettina commented that we must protect the integrity of the
Town.
RESOLUTION NO. 2003-137
RESOLUTION AUTHORIZING THE TOWN OF WAPPINGER
TO DECLARE A CONTRACTOR DEFAULT PURSUANT TO
WAPPINGER WATER IMPROVEMENT AREA 1999-2(R), CONTRACT
NO. 6
The following Resolution was introduced by Councilman Colsey and seconded
by Councilman Valdati.
WHEREAS, the Town of Wappinger previously authorized the formation of
the Wappinger Water Improvement Area —1999-2(R) for the purposes of
constructing a supplemental water supply to various Water Districts and
Improvement Areas in the Town; and
WHEREAS, among the improvements to be made by Wappinger Water
Improvement Area 1999-2(R) was the construction and installation of a
dedicated pressurized water line from the Atlas well field located adjacent to
Wappinger Creek to the Hilltop Water Tank located on Cider Mill Loop in the
Town of Wappinger; and
WHEREAS, the construction and installation of the dedicated pressurized
water line from the Atlas Wellfield to the Hilltop Water Tank was awarded to
Clayton Industries, Inc. (hereinafter referred to as "Clayton") has the lowest
responsible bidder pursuant to plans and specifications prepared on behalf of
the Town; and
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WHEREAS, the Contract between the Wappinger Water Improvement Area
1999-2(R), Contract No. 6 and Clayton was entered into on August 15, 2002
and is hereinafter referred to as the "Contract"; and
WHEREAS, the original completion date for the Contract was January 16,
2003 which was extended upon request by Clayton, and approved by Change
Order No. 6, resulting in rescheduling the Contract completion date to
August 2, 2003; and
WHEREAS, the proposed water line will be the primary source of potable
drinking water for approximately 8,000 families in the Town of Wappinger;
and
WHEREAS, during the course of the construction and installation of the
dedicated pressurized water line from the Atlas Wellfield to the Hilltop
Water Tank, the Town has encountered numerous problems with Clayton,
which have unnecessarily and unreasonably delayed the progress of the work
through no fault of the Town; and
WHEREAS, the Town through its Supervisor, engineers, attorney and other
representatives has made numerous attempts to resolve the aforesaid
problems with Clayton in order to ensure that Clayton would complete the
project as required under the terms of the Contract; and
WHEREAS, Clayton stopped working on this project in December 2002 and
has not recommenced work since that time; and
WHEREAS, the Town Board determines that it is a matter of public
necessity to complete the construction project in a timely fashion in
accordance with the Contract Specifications; and
WHEREAS, the Attorney to the Town, Albert P. Roberts, by letters dated
March 12, 2003, April 10, 2003 and April 17, 2003 to Frederick Maute,
Attorney to Clayton, has demanded that Clayton recommence work by April
1, 2003 and complete the project as required by the Contract; and
WHEREAS, the Town Board hereby determines that Clayton has failed to
recommence the work required and otherwise has failed to diligently perform
its duties in accordance with the Contract documents including, but not
limited to, failing to complete blacktopping and restoration of Cindy Lane and
the clean-up and removal of construction material along Wildwood Drive; and
WHEREAS, the Town Board by Resolution No. 2003-122 adopted at a
regular meeting held on April 14, 2003, authorized the Attorney to the Town,
Albert P. Roberts, to take all steps necessary to commence enforcement of the
Performance Bond (Bond No. B21860213) issued by Gulf Insurance Company
(hereinafter referred to as the "Bond") to the Town of Wappinger in
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connection with this Contract to ensure adequate and timely performance
and completion of the project as set forth in the Contract; and
WHEREAS, Attorney to the Town, Albert P. Roberts, pursuant to the
provisions of the Bond, requested a conference with Clayton and its surety,
Gulf Insurance Company, to be held on April 24, 2003 as a required pre-
condition to the Town declaring a contractor default; and
WHEREAS, the conference between the Town and Clayton, with Gulf
Insurance Company appearing by telephone, occurred on April 24, 2003 and
proved unproductive in that Clayton failed to resolve how it was to perform
and complete the project in accordance with the Contract terms; and
WHEREAS, as a result of Clayton's failure to perform and complete the
project in accordance with the Contract, the Town and its residents have
incurred unreasonable and unnecessary delays and hardships with respect to
the protracted hazardous, unsightly and unkempt conditions of both Cindy
Lane and Wildwood Drive; and
WHEREAS, the Engineer to the Town, Joseph E. Paggi, Jr., P.E., by letter
dated May 6, 2003, has provided the Town Board with a written certification
of Clayton's default and failure to perform in accordance with the terms of
the Contract, including but not limited to: (1) failing to fulfill the required
rate of progress; (2) unreasonably and unnecessarily delaying the
construction; and (3) causing numerous and repeated other violations of the
specific provisions of the Contract as discussed further therein; and
WHEREAS, the Town Board hereby determines that Clayton has failed to
perform its obligations pursuant to the Contract and hereby declares that
Clayton is in default of said Contract including, but not limited to: (1) failing
to re -commence construction as directed by correspondence dated March 12,
2003, April 10, 2003 and April 17, 2003; (2) failing to repave, reseed and
restore disturbed areas in and on Cindy Lane; (3) failing to clean and remove
debris and materials along Wildwood Drive; (4) failing to follow the
directives of the Engineer to the Town; (5) failing to perform the work in a
timely fashion; (6) failing to pay its subcontractors in accordance with
General Municipal Law §106-b; and (7) failing to otherwise comply with the
requirements of Contract; and
WHEREAS, the Engineer to the Town Wappinger, Joseph E. Paggi, Jr.,
of
P.E., has procured an estimate for the remediation of Cindy Lane and
Wildwood Drive from a local contractor which estimate totals approximately
$37,000; and
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WHEREAS, the Town Board seeks to complete the construction of the
pressurized water line and the proposed remediation work along Cindy lane
and Wildwood Drive as soon as possible as time is of the essence; and
WHEREAS, the Town Board determines that immediate corrective action
must be undertaken to facilitate the blacktopping and restoration of Cindy
Lane as well as general clean-up and removal of debris and materials along
Wildwood Drive; and
WHEREAS, Cindy Lane and Wildwood Drive have for a the past six months
remained in a hazardous, unsightly and unkempt state, and as a result
thereof, the Town Board seeks to direct the Town Supervisor, Joseph
Ruggiero, Engineer to the Town, Joseph E. Paggi, Jr., P.E., and Attorney to
the Town, Albert P. Roberts, Esq., to negotiate with Gulf Insurance Company
and take immediate steps to repave, reseed and restore Cindy Lane and to
clean and remove debris and materials along Wildwood Drive in accordance
with law; and
WHEREAS, in the event satisfactory progress with the bonding company
does not occur within two weeks of the date hereof, the Town Board directs
that Town Supervisor, Joseph Ruggiero, should procure at least three (3)
written quotes from qualified contractors to undertake the remediation work,
including letting a contract for same, and back -charging all amounts paid
thereafter to Clayton pursuant to the Contract; and
WHEREAS, the events of Clayton's non-performance and default have been
documented in numerous letters to Clayton and its Attorney, including, but
not limited to, the following, which are incorporated by reference herein:
11/14/02 Letter from Harry C. Serviss III to Mr. Paggi and Hon. Joseph
Ruggiero
11/19/02 Letter from Albert P. Roberts to Frederick Maute
2/7/03 Letter from Albert P. Roberts to Frederick Maute
2/19/03 Letter from Harry C. Serviss III to Jay Paggi
2/24/03 Letter from Albert P. Roberts to Frederick Maute
2/25/03 Letter from Albert P. Roberts to Harry C. Serviss III
3/12/03 Letter from Albert P. Roberts to Frederick Maute and Robert
DiNardo
3/18/03 Letter from Albert P. Roberts to Frederick Maute and Robert
DiNardo
3/20/03 Letter from Frederick Maute to Albert P. Roberts
3/31/03 Letter from Albert P. Roberts to Frederick Maute
4/2/03 Letter from Albert P. Roberts to Frederick Maute
4/4/03 Letter from Frederick Maute to Albert P. Roberts
4/10/03 Letter from Albert P. Roberts to Frederick Maute
4/11/03 Letter from Joseph E. Paggi, Jr., P.E. to Clayton Industries, Inc.
4/15/03 Letter from Frederick Maute to Albert P. Roberts
4/17/03 Letter from Jay B. Renfro to Clayton Industries, Inc.
4/17/03 Letter from Albert P. Roberts to Frederick Maute
4/23/03 Letter from Albert P. Roberts to Frederick Maute
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05/06/2003.SPM
5/2/03 Letter from Frederick Maute to Town Board, Albert P. Roberts
and Joseph E. Paggi, Jr., P.E.
5/5/03 Letter from Albert P. Roberts to Frederick Maute
5/6/03 Certification letter from Joseph E. Paggi, Jr., P.E. to the Town
Board
NOW, THEREFORE, BE IT RESOLVED, as follows:
The recitations above set forth are incorporated in this Resolution as if fully
set forth and adopted herein.
For the reasons set forth in the Certification by the Engineer to the Town,
Joseph E. Paggi, Jr., P.E., dated May 6, 2003 as well as for the reasons set
forth in the above -identified correspondence and engineer's job inspection
notes attached hereto and incorporated herein by reference, the Town Board
hereby finds that Clayton Industries, Inc. has failed to perform its obligations
pursuant to Wappinger Water Improvement Area 1999-2(R), Contract No. 6
dated August 15, 2002, declares Clayton Industries, Inc. to be in default
thereof and directs the Engineer to the Town, Joseph E. Paggi, Jr., P.E., to
immediately issue a Stop Work Order to Clayton Industries, Inc.
Town Supervisor, Joseph Ruggiero, Attorney to the Town, Albert P. Roberts,
Esq., and Engineer to the Town, Joseph E. Paggi, Jr., P.E., are hereby
authorized to take all legal action necessary steps to enforce the provisions of
the Contract, including but not limited to, sending written notices declaring a
contractor default to all affected parties; and
Town Supervisor, Joseph Ruggiero and Attorney to the Town, Albert P.
Roberts, are hereby authorized to report said declaration of default to the
bonding company, Gulf Insurance Company, pursuant to Performance Bond
(Bond No. B21860213) and further to take all necessary steps to facilitate
the enforcement of said Performance Bond including taking steps to
remediate the conditions on Cindy Lane and Wildwood Drive by: (1)
negotiating and coordinating with the bonding company, Gulf Insurance
Company, for the completion of the work required by the Contract dated
August 15, 2002, including the completion of the remediation work; or, (2) if
satisfactory progress with the bonding company does not occur within two
weeks of the date hereof, undertake the performance of all work required by
the Contract including remediation work in accordance with law.
Town Supervisor, Joseph Ruggiero, and Engineer to the Town of Wappinger,
Joseph E. Paggi, Jr., RE, are hereby authorized and directed to take all
necessary steps to facilitate the completion of the remediation work
pertaining to Cindy Lane and Wildwood Drive and procure at least three
estimates for the remediation work and upon the failure of Gulf Insurance
Company to promptly undertake the remediation work, and to let a contract
to complete such remediation and back -charge the costs thereof to the
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05/06/2003.SPM
Contract. Town Supervisor, Joseph Ruggiero, Attorney to the Town, Albert
P. Roberts, Esq., and Engineer to the Town, Joseph E. Paggi, Jr., P.E., are
directed to undertake all steps necessary and appropriate to ensure that the
work required by Contract No. 6 is undertaken and completed as quickly as
practicable including the commencement of legal action, if necessary.
The foregoing was put to a vote which resulted as follows:
JOSEPH RUGGIERO, Supervisor
Voting
Aye
ROBERT L. VALDATI, Councilman
Voting
Aye
VINCENT F. BETTINA, Councilman
Voting
Aye
JOSEPH P. PAOLONI, Councilman
Voting
Aye
CHRISTOPHER J. COLSEY, Councilman
Voting
Aye
The Resolution is hereby duly declared adopted.
There was no other business to come before the board.
Councilman Bettina moved to close the meeting, seconded by Councilman
Colsey and unanimously carried.
The meeting adjourned at 7:40 p.m.
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