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A Special Meeting of the Town Board of the Town of Wappinger was held
on July 11, 2000 at the Town Hall, 20 Middlebush Road, Wappingers
Falls, New York. Supervisor Smith called the meeting to order at 7:30
p.m.
Present: -
Constant Smith, Supervisor
Robert Valdati, Councilman
Vincent Bettina, Councilman
Joseph Ruggiero, Councilman
Others Present:
Al Roberts Attorney to the Town
Absent:
Joseph Paoloni
The Supervisor scheduled the meeting for July 11, 2001, for the purpose
of
Adopting the Resolution Authorizing Bonding for Contract 2 Phase 3A.
Authorize the Tri -Muni Commission to Proceed with Bid Award.
Award Heating 8v Ventilation Bid.
The following resolution was offered by COUNCILMAN VALDATI, who
moved its adoption as drafted by Thomas Rothman, Bond Counsel to the
Town of Wappinger and seconded by Councilman Bettina.
A RESOLUTION AUTHORIZING THE ISSUANCE OF AN ADDITIONAL
$500,000 SERIAL BONDS OF THE TOWN OF WAPPINGER, DUTCHESS
COUNTY, NEW YORK, TO PAY PART OF THE COST OF SEWER
IMPROVEMENT FOR TOWN OF WAPPINGER SEWER TRANSMISSION
TREATMENT IMPROVEMENT AREA NO. 3A OF SAID TOWN
WHEREAS, pursuant to proceedings heretofore had and taken in
accordance with the provisions of Article 12-C of the Town Law, and
more particularly an Order dated January 15, 1999 and the approval of
the Comptroller of the State of New York on April 6, 1999, the Town
Board of the Town of Wappinger, Dutchess County, New York, has
established the Town of Wappinger Sewer Transmission/ Treatment
Improvement Area No. 3A; and
WHEREAS, by bond resolution dated April 12, 1999, the Town Board of
said Town authorized the issuance of $9,970,000 serial bonds of said
Town to pay costs thereof, which serial bonds were in addition to serial
bonds aggregating $430,000 authorized by said Town Board for planning
in connection with the proposed Town of Wappinger Sewer
Transmission/ Treatment Improvement Area No. 3A; and
WHEREAS, by proceedings subsequently had and taken pursuant to the
provisions of Article- 12-C of the Town Law, specifically Section 209-q(5)
of the Town Law, and more particularly an Order dated April 23, 2001
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and approval of the Comptroller of the State of New York on June 25,
2001, an increase in the maximum estimated cost of said Town of
Wappinger Sewer Transmission/ Treatment Improvement Area No. 3A
was approved, increasing the maximum estimated cost thereof by
$500,000; and
WHEREAS, it is now desired to authorize the issuance of an additional
$500,000 serial bonds of the Town of Wappinger, Dutchess County, New
York therefore;
NOW THEREFORE, BE IT RESOLVED, by the Town Board of the Town of
Wappinger, Dutchess County New York, as follows:
Section 1. For the class of objects or purposes of paying a part of
the cost of the construction of sewer improvements, consisting of
additions to the Tri -Municipal Treatment plant and construction of a
pump station and generator as well as collector, transmission and force
mains, including original furnishings, equipment, machinery, apparatus,
appurtenances, land or rights -in -land and incidental improvements and
expenses in connection therewith, to serve a benefited area in said Town,
to be known as Town of Wappinger Sewer Transmission/ Treatment
Improvement Area No. 3A, at a maximum estimated cost of $10,900,000,
there are hereby authorized to be issued an additional $500,000 serial
bonds of said Town pursuant to the provisions of the Local Finance law.
Section 2. It is hereby determined that the plan for the financing
of said class of objects or purposes is a follows:
(a) by the issuance of the $9,970,000 serial bonds of said Town
authorized to be issued pursuant to a bond resolution dated
April 12, 1999; and
(b) by the issuance of $270,000 of the $375,000 serial bonds
authorized to be issued pursuant to bond resolution dated
February 28, 1994 for planning for said class of objects or
purposes; and
(c) by issuance of $160,000 of the $200,000 serial bonds
authorized to be issued pursuant to bond resolution dated
June 24, 1996, for planning for said class of objects or
purposes; and
(d) by issuance of the additional $500,000 serial bonds of said
Town authorized to be issued pursuant to this bond
resolution.
Section3. It is hereby determined that the period of probable
usefulness of the aforesaid class of objects or purposes is forty
years, pursuant to subdivision 4 of paragraph a of section 11.00 of
the Local Finance Law, calculated from July 14, 1994, the date of
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issuance of the first bond anticipation note therefor pursuant to
bond resolution dated February 28, 1994. It is hereby further
determined that the maximum maturity of the serial bonds herein
authorized will exceed five years.
Section 4. Subject to the provisions of the Local Finance Law, the
power to authorize the issuance of and to sell bond anticipation
notes in anticipation of the issuance and sale of the serial bonds
herein authorized, including renewals of such notes, is hereby
delegated to the Supervisor, the chief fiscal officer. Such notes
shall be of such terms, form and contents, and shall be sold in
such manner, as may be prescribed by said Supervisor, consistent
with the provisions of the Local Finance Law.
Section 5. Such bonds shall be in fully registered form and shall
be signed in the name of the Town of Wappinger, Dutchess
County, New York, by the manual or facsimile signature of its
Supervisor, and a facsimile of its corporate seal shall be imprinted
or impressed thereon and may be attested by the manual or
facsimile signature of its Town Clerk.
Section 6. The powers and duties of advertising such bonds for
sale, conducting the sale and awarding the bonds, are hereby
delegated to the Supervisor, who shall advertise such bonds for
sale, and award the bonds in such manner as she shall deem best
for the interests of said Town, including, but not limited to the
power to sell said bonds to the New York State Environmental
Facilities Corporation; provided, however, that in the exercise of
these delegated powers, she shall comply fully with the provisions
of the Local Finance Law and any order or rule of the State
Comptroller applicable to the sale of municipal bonds. The receipt
of the Town shall be a full acquittance to the purchaser of such
bonds, who shall not be obliged to see to the application of the
purchase money.
Section 7. All other matters, except as provided herein relating to
such bonds, including determining whether to issue such bonds
having substantially level or declining annual debt service and all
matter related thereto, prescribing whether manual or facsimile
signatures shall appear on said bonds, prescribing the method for
the recording of ownership of said bonds, appointing the fiscal
agent or agents for said bonds, providing for the printing and
delivery of said bonds (and if said bonds are to be executed in the
name of the Town by the facsimile signature of the Supervisor,
providing for the manual countersignature of a fiscal agent or of a
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designated official of the Town), the date, denominations,
maturities and interest payment dates, place or places of payment,
and also including the consolidation with other issues, shall be
determined by the Supervisor, providing for the manual
countersignature of fiscal agent or of a designated official of the
Town), the date, denominations, maturities and interest payment
dates, place or places of payment, and also including the
consolidation with other issues, shall be determined by the
Supervisor. It is hereby determined that it is to the financial
advantage of the Town not to impose and collect from registered
owners of such serial bonds any charges for mailing, shipping and
insuring bonds transferred or exchanged by the fiscal agent, and
accordingly, pursuant to paragraph c of Section 70.00 of the Local
Finance Law, no such charges shall be so collected by the fiscal
agent. Such bonds shall contain substantially the recital of
validity clause provided for in section 52.00 of the Local Finance
Law and shall otherwise being such form and contain such recitals
in addition to those required by section 52.00 of the Local Finance
Law, as the Town shall determine.
Section 8. The power to issue and sell notes to the New
York State Environmental Facilities Corporation pursuant to
Section 169.00 of the Local finance Law is hereby delegated to the
Supervisor. Such notes shall be of such terms, form and contents
as may be prescribed by said Supervisor consistent with the
provisions of the Local Finance Law.
Section 9. The Supervisor is hereby further authorized, at
her sole discretion, to execute an application, a project financing
and loan agreement, and any other agreements with the New York
State Department of Environmental Conservation and/or the New
York State Environmental Facilities Corporation, including
amendments thereto, and including any instruments (or
amendments thereto) in the effectuation thereof, in order to effect
the financing or refinancing of the class of objects or purposes
described in Section 1 hereof, or a portion thereof, by a serial bond
or note issue of said Town in the event of the sale of same to the
New York State Environmental Facilities Corporation.
Section 10. The intent of this resolution is to give the
Supervisor sufficient authority to execute those agreements,
instruments or to do any similar acts necessary to effect the
issuance of the aforesaid serial bonds or notes without resorting to
further action of this Town Board.
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Section 11. The faith and credit of said Town of Wappinger,
Dutchess County, New York are hereby irrevocably pledged to the
payment of the principal of and interest on such bonds as the
same respectively become due and payable. There shall be
annually apportioned and assessed upon the several lots and
parcels of land within said Town of Wappinger Sewer Transmission
Treatment Improvement Area No. 3A which the town Board shall
determine and specify to be especially benefited by the
improvements, an amount sufficient to pay the principal and
interest on said bonds as the same become due, but if not paid
from such source, all the taxable real property in said Town shall
be subject to the levy of ad valorem taxes without limitation as to
rate or amount sufficient to pay the principal of and interest on
said bonds as the same shall become due.
Section 12. The validity of such bonds and bond anticipation
notes may be contested only if :
1) Such obligations are authorized for an object or
purpose for which said Town is not authorized to
expend money, or
2) The provision of law which should be complied with at
the date of publication of this resolution are not
substantially complied with, an action, suit or
proceeding contesting such validity is commenced
within twenty days after the date of such publication,
or
3) Such obligation are authorized in violation of the
provisions of the Constitutions.
Section 13. This resolution shall constitute a statement of
official intent for purposes of Treasury Regulations Section 1.150 -
2. Other than as specified in this resolution, no monies are, or are
reasonably expected to be, reserved, allocated on a long-term
basis, or otherwise set aside with respect to the permanent funding
of the object or purpose described herein.
Section 14. This resolution which takes effect immediately
shall be published in full in the Southern Dutchess Newspaper, the
1 "'+ official newspaper, together with a notice of the Town Clerk in
substantially the form provided in Section 8 1. 00 of the Local
Finance Law.
The question of adoption of the foregoing resolution was duly put to a
vote on roll call, which resulted as follows:
Constance Smith Voting Aye
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Robert Valdati
Voting
Aye
Vincent Bettina
Voting
Aye
Joseph Ruggiero
Voting
Aye
Joseph Paoloni
Voting
Absent
The resolution was thereupon declared duly adopted
Next is to authorize the Tri -Muni Commission to proceed with awarding
of the bid for Contract 2 Phase 3A . Supervisor Smith explained that this
bid was tabled because we had to get an increase. We have now received
the authorization from Audit and Control. Al Roberts, Attorney to the
Town informed the board, as confirmed with Thomas Rothman we
normally wait the 20 days estoppel period and we do have the right to
wave the estoppel period before we award this contract. In his tenure as
Attorney to the Town, we have never had anyone challenge a Bond
Resolution, and he feels confident that his bond will not be challenged in
court.
COUNCILMAN VALDATI moved to authorize the Tri Municipal
Commission to proceed to award the bid for Contract 2 Phase 3A as per
prior correspondence submitted by Commission Attorney, Anthony
Quartararo.
Seconded by Mr. Bettina
Roll Call Vote
Constance Smith
Voting
Aye
Robert Valdati
Voting
Aye
Vincent Bettina
Voting
Aye
Joseph Ruggiero
Voting
Aye
Joseph Paoloni
Voting
Absent
Motion Unanimously Carried
COUNCILMAN VALDATI moved to waive the traditional 20 day estoppel
period from the time of publication on the advice of Counsel.
Seconded by Mr. Bettina
Motion Unanimously Carried
Next is to award the bid for the heating & ventilation maintenance for the
emergency services building and the town hall. Only one bid was
received, Silvestri & Sons. They bid $2,900 for the town hall and $1,380
for the emergency services building.
COUNCILMAN VALDATI moved to award the bid for the heating and
ventilation maintenance for the emergency services building and the
town hall, to Silvestri & Sons in the amount of $4,280, they being the
only bid.
Seconded by Mr. Bettina
Motion Unanimously Carried
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There was no other business to come before the Board.
COUNCILMAN BETTINA moved to close the meeting, seconded by Mr.
Valdati and unanimously carried.
The meeting adjourned at 7:39 p.m.
Gloria Mor
Town Cle
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