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1974-01-01 to 1976-12-31 .... ~ '--' i \. 78M-198 POUGHKEEPSIE, WAPPINGERS, IA GRANGE JOmT IANDFILL PROJECT TOWN OF POUGHKEEPSIE COUNTY OF DUTCHESS " '-- Period Covered: January 1, 1974 'lbrough December 31, 1976 Report Filed - April 10, 1978 Department of Audit and Control Albany, New York Arthur Levitt, State Comptroller H. Turner Graham Examiner-in-Charge ~ ~ AC 1426 - A (2/771 ~ \. I I \, TO THE MEMBERS OF THE BOARD OF GOVERNORS OF THE POUGHKEEPSIE, WAPPlllGERS, IA GRANGE JOINT IANDFILL PROJECT DUTCHESS COUNTY, NEW YORK Pursuant to Article 3 of the General Municipal Law, we have examined the balance sheet of the Poughkeepsie, Wappingers, LaGrange Joint Landfill Project as of December 31, 1976 and the related statements of revenues, expenditures and changes in fund balances for the year then ended. Our examination was made in accordance with generally accepted auditing standards and accordingly included tests of accounting records and such other auditing procedures as we considered necessary in the circumstances. Except as indicated by footnote, in our opinion, the aforementioned financial statements present fairly the financial position of the Poughkeepsie, Wappingers, LaGrange Joint Landfill Project at December 31, 1976 and the results of its operations and the changes in its financial position for the year then ended in conformity with generally accepted accounting principles. .,...., '-' Very truly yours, OFFICE OF THE STATE COMPTROLLER DIVISION OF MUNICIPAL AFFAIRS ~ \r STATIO: OV NIO:W YOIII'; IlIO:I'AIITMIO:NT Ill-' AIIIlIT ANIl l:ONTIIOI. IlIVISION OV MlINIl:II'AI. AVVAIIIS AC 1426 - A (21171 1. Poughkeepsie, Wappingers, LaGrange Joint Landfill Project """" '-' INDEX TO FINANCIAL STATEMENTS Balance Sheet Exhibit A I j , Sta temen t of Revenue Schedule 1 Statement of Appropriation Expense Schedule 2 Analysis of Fund Balance Schedule 3 .~ \..- '" ~ STATIO: OF NIO:\\' YOII" IH:I'.\IIH1J.:NT (IF <\1 I IlIT ANIll:llNTIIOI. III VISION (IF MlINIc:JI'AI. AI.TAIIIS 2. AC 1426 - A (2177) Poughkeepsie, Wappingers, LaGrange Joint Landfill Project '"' '--, EXHIBIT A BALANCE SHEET As of December 31, 1976 t , ).. Assets Total $23,498.00 547.00 $24,045.00 Cash Accounts Receivable Liabilities, Reserves and Fund Balance Total $13,220.00 7,081.00 3,744.00 ~24,045.00 Accounts Payable Retainage Payable Fund Balance ~ ~ \w STAn: OF NI.:W YOIlK IH:I':\IlT~n:NT OF AIIDI'I' ANIl CONTIlOI. DIVISION (1(0' \lI1NICII).~1. A"""AIIIS AC 1426 - A (2/77) 3. Poughkeepsie, Wappingers, LaGrange Joint Landfill Project ,......" \.- SCHEDULE 1 STATEMENT OF REVENUE For Year Ending December 31, 1976 , i t, Total (To Schedule 3) $ 88,024.00 (a) 140,000.00 ~228,024.o0 Fees Special Assessment Examiner's Footnote (a) Includes $1,850.77 interest earned on time deposits. ~ \.. '" '-' STATI-: OF NEW YOIII, IWI'.\ IlTMJ.:NT OF A IIDIT AND CONTIlOI. DIVISION OF MIINICII'AI. AI-TAlliS AC 1426 - A (2/771 4. Poughkeepsie, Wappingers, LaGrange Joint Landfill Project r'\ ~ SCHEDULE 2 STATEMENT OF APPROPRIATION EXPENSE For Year Ending December 31, 1976 ; i \, Personal Services Materials and Supplies Other Expenses Undistributed Charges Capital Improvements Total (To Schedule 3) $ 21,490.00 240,831.00 28,797.00 28,185.00 70,813.00 ~390,1l6.00 Statement Note: The budget represents the annual budget adopted by the Board o-r Governors. Operations at the landfill, however, were stopped on l-Rrch 31, 1976. " \... ^ \..- STATIO: OF NIO:W YOIll'; IH:I'AIITMJ-:NT OF AlIllIT AND CONTIIOI. DIVISION OF MIINICII'AL A',TAIIIS 5. AC 1426 - A (2/771 Poughkeepsie, Wappingers, LaGrange Joint Landfill Project r--. \.- SCHEDULE 3 ANALYSIS OF FUND BALANCE As of December 31, 1976 i \. Revenues $165,836.00 228,024.00 $393,860.00 390,116.00 ~ 3,744.00 Fund Balance, January 1, 1976 Appropriation Expense Fund Balance, December 31, 1976 ~ \.. ~ '-' STAn: OF NI':W YOIl" In;PAIITMI':NT OF AlIlllT ANll CONTIlOI. lllVISION OF MIINICII'AI. AI'TAIIIS AC 1426- A 12/77) 6. Poughkeepsie, Wappingers, LaGrange Joint Landfill Project o \.,. AUDIT FINDINGS Board of Governors Competitive Bidding 1 i 1.. No record was found to indicate that bids were requested by public advertisement for the purchase of fuel oil aggregating in excess of $1,500.00 in each of the years examined. Except as otherwise provided by law, all purchase contracts in excess of $1,500.00 should be awarded to the lowest responsible bidder after public advertisement for bids (General MUnicipal Law, ~103). Books of Account '!he 1975 books of account could not be located. Such records should be on file for examination until their disposition has been consented to by the Commissioner of Education (Education Law, ~147). Accounting Records "" ...... Although commented upon in the prior examination, no indication was found that the following deficiencies, applicable to the current audit, had been corrected: Financial records were on file with the accounting firm rather than one of the participating municipalities. An independent audit had not been made as required in the agreement. "" '-' STATI.; OF NI.:W YOIl" 1l1';I'AIlTm:NT OF Al11llT AND (;ONTIlOI. DIVISION OF MIINICII'AI. AFFAIIlS AC 1426. A 121771 7. Poughkeepsie, Wappingers, LaGrange Joint Landfill Project "'" \.,- GENERAL AND STATISTICAL INFORMATION Principal Officers During Period Examined Member Louis Diehl Town of Wappinger i , " J. Donald Synett Village of Wappingers Falls \ If Arthur McCluskey 'fown of LaGrange " Edward C. Schueler (1/1/74 - 12/31/75) Town of Poughkeepsie .. Ann Buckholz (1/1/76 - 12/31/76) " If tt If Donald J. O'Hare (1/1/74 - 9/30/74) City of Poughkeepsie " John Geib (10/1/74 - 6/23/76) rr fl " tt William Cranston (10/19/76 - 12/31/76) " " If .~ '-' ~ \.,. STAn: OF N~:W YOIII( IH:PAIIT\lI':NT OF Al1lllT ANIl (;ONTIIOI. DIVISION OF MIINIClPAI. AI.TAIIIS AC 1426- A (2177) 8. Poughkeepsie, Wappingers, laGrange Joint Landfill Project '" ~ Governing laws j Created January 19, 1970 pursuant to General Municipal Law, Article 5G 1 i l,., Purpose The operation of a joint sanitary landfill for the use of the participating municipalities. Summary of 1976 Budget Purpose Amount Appropriated Personal Services $ 58,439.00 346,010.00 112,172.00 Materials and Supplies other Expenses Total Appropriations 39,725.00 74,682.00 iJ;631,028.00 '" "-" Undistributed Charges Capital Improvements Estimated Revenues $465,192.00 165,836.00 $631,028.00 Appropriated Fund Balance Source of Financing Revenue is derived from charges made for refuse delivered to the landfill project site, special assessments levied against the participating municipalities and interest earned on time deposits. '" \... STATE UF NI':W YOllt, IH:PAllTMENT OF AIIDIT ANI> CONTIlOl. DIVISION OF MlINICIPAL AI'TAIIIS AC 1426. A (2/77) 9. Poughkeepsie, Wappingers, LaGrange Joint Landfill Project o ~ TABLE OF CONTENTS I. Letter of Opinion I I l. II. Financial Statements III. Audit Findings IV. General and Statistical Information ".... '-' f'. '--" STAn: OF N~:W YOIlK nl':I'AllnU::'IIT OF A\lllIT ANn CONTIlOl. DIVISION OF MIINIClI'AI. AFFAIIlS