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2002-04-15 (15) '-fOWN OF WAPPINGBwt SUPERVISOR JOSEPH RUGGIERO TOWN COUNCIL VINCENT BETTINA CHRISTOPHER J. COLSEY JOSEPH P. PAOLONI ROBERT L. VALDATI SUPERVISOR'S OFFICE 20 MIDDLEBUSH ROAD WAPPINGERS FALLS, NY 12590-0324 (845) 297-2744 FAX: (845) 297-4558 April 15, 2002 Mr. Albert P. Roberts, Esq. Vergilis, Stenger, Roberts, Pergament and Viglotti 1611 Route 9 Wappingers Falls, New York 12590 Our auditors, Sedore & Company, CPA's, PC, P O. Box 918, Wappingers Falls, NY 12590, are conducting an audit of our financial statements as of December 31,2001 and for the year then ended. Please furnish to them the information requested below involving matters as to which you have been engaged and to which you have devoted substantive attention on behalf of the Town of Wappinger in the form oflegal consultation or representation. Pending or Threatened Litigation (excluding unasserted claims and assessments) Please furnish our auditors a description of all material pending or threatened litigation, claims, and assessments (excluding unasserted claims and assessments), including Civil Rights cases. Materiality for purposes of this letter includes items involving amounts exceeding $20,000 individually or in the aggregate. The description of each case should include: a. the nature of the litigation; !L the progress of the case to date; .~ how management of the Town of Wappinger is responding or intends to respond to the litigation; e.g. to contest the case vigorously or to seek an out- of-court settlement; and ~ an evaluation of the likelihood of an unfavorable outcome and an estimate, if one can be made, of the amount or range of potential loss. '-' ., Unasserted Claims and Assessments We have represented to our auditors that there are no unasserted possible claims or assessments that you have advised us arc probable of assertion and must be disclosed in accordance with Statement of Financial Accounting Standards No.5 (excerpts of which can be found in the ABA's Auditor's Letter Handbook). We understand that whenever, in the course of performing legal services for us with respect to a matter recognized to involve an unasserted possible claim or assessment that may call for financial statement disclosure, you have formed a professional conclusion that we should disclose or consider disclosure concerning such possible claim or assessment as a matter of professional responsibility to us and will consult with us concerning the question of such disclosure and the applicable requirements of Statement of Financial Accounting Standards No.5. Please specifically confirm to our auditors that our understanding is correct. Response Your response should include matters that existed as of December 31,2001 and during the period from that date to the effective date of your response. Please specifically identify the nature of, and reasons for, any limitations on your response. Our auditors expect to do the audit field work during May. We would appreciate receiving your reply by June 1,2002 with a specified effective date no earlier than May 15,2002. Other Matters Please also indicate the amount we were indebted to you for services and expenses on December 3 1, 2001. Sincerely, ~/~~~ U Jose~h Ruggiero, Supervisor Town of Wappinger JR:gb