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2007 " '" c:,L."., All Numbers in This Report Have Been Rounded To The Nearest nollAr ANNUAL FINANCIAL REPORT UPDATE DOCUMENT For The FIRE DISTRICT of New Hackensack County of Dutchess For the Fiscal Year Ended 12/31/2007 ************************************************************************************************************************************* AUTHORIZATION ARTICLE 3, SECTION 30 of the GENERAL MUNICPAL LAW: 1. ***Every Municipal Corporation *** shall annually make a report of its financial condition to the Comptroller. Such report shall be made by the Chief Fiscal Officer of such Municipal Corporation *** 5. All reports shall be certified by the officer making the same and shall be filed with the Comptroller within sixty days after the close of the fiscal year of such Municipal Corporation *** It shall be the duty of the incumbent officer at the time such reports are required to be filed with the Comptroller to file such report *** State of NEW YORK Office of The State Comptroller Division of Local Government Services and Economic Development Albany, New York 12236 Page 1 FIRE DISTRICT OF New Hackensack *** FINANCIAL SECTION *** Financial Information for the following funds and account groups are included in the Annual Financial Report filed by your government for the fiscal year ended 2006 and has been used by the OSC as the basis for preparing this update document for the fiscal year ended 2007: (A) GENERAL (R) Reserve (T A) AGENCY All amounts included in this update document for 2006 represent data filed by your government with OSC as reviewed and adjusted where necessary. *** SUPPLEMENTAL SECTION *** The Supplemental Section includes the following sections: 1) Statement of Indebtedness 2) Schedule of Securities for Collateralization 3) Schedule of Time Deposits and Investments 4) Investment Certification 5) Bank Reconciliation 6) Local Government Questionnaire All numbers in this report will be rounded to the nearest dollar. Page 2 New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 (A) GENERAL Balance Sheet !code Description Assets Cash Cash In Time Deposits TOTAL Cash TOTAL Assets Page 3 2006 7.383 114.373 121.756 121,756 EdpCode Ic=:=JOO7__J A200 A201 22,944 166,028 188,972 188,972 OSC Municipality Code 131186806500 (A) GENERAL Balance Sheet !code Description Liabilities And Fund Equity Accounts Payable TOTAL Accounts Payable Accrued liabilities TOTAL Accrued Liabilities TOTAL Liabilities Unreserved Fund Balance Unappropriated TOTAL Unreserved Fund Balance - Unappropriated TOTAL Fund Equity TOTAL Liabilities And Fund Equity New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 JI Page 4 2006 o o 121.756 121,756 121.756 121.756 L EdpCode Ie 2007 A600 o A601 A911 o o o 188.972 188.972 188.972 188.972 OSC Municipality Code 131186806500 (A) GENERAL Results of Operation [CO(jeOescription Detail Revenues And Other Sources Real Property Taxes TOTAL Real Property Taxes Interest And Earnings Rental of Real Property TOTAL Use of Money And Property Sales of Equipment TOTAL Sale of Property And Compensation For Loss Unclassified (specify) Additional Description Refund of Expense TOTAL Miscellaneous Local Sources TOTAL Revenues TOTAL Detail Revenues And Other Sources New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 ~12006 EdpCod~L 2007 ----r I 963.815 A1001 996.388 963,815 996,388 4.374 A2401 14.439 A241 0 4,374 14,439 5.000 A2665 5,000 0 36.666 A2770 37.464 36,666 37,464 1,009,855 1,048,291 1,009,855 1,048,291 Page 5 OSC Municipality Code 131186806500 New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 (A) GENERAL Results of Operation !code Description 112006 ~I EdpCode ie 2007 l Detail Expenditures And Other Uses Fire, Pers Serv 112.710 A341 01 135.104 Fire, Equip & Cap Outlay 137.736 A341 02 66.049 Fire, Coolr Expend 345.568 A341 04 339.905 TOTAL Fire 596,014 541,058 TOTAL Public Safety 596,014 541,058 Police & Firemen Retirement, Empl Bntts 12.719 A90158 18.216 local Pension Fund, Empl Bntts 19.927 A90258 21.362 Social Security, Employer Cool 8.614 A90308 10.325 Worker's Compensation, Empl Bntts 4.549 A90408 4.416 life Insurance, Emp/ Bntts 305 A90458 466 Hospital & Medical (dental) Ins, Emp/ Bntt 23.816 A90608 29.373 TOTAL Employee Benefits 69,930 84,158 TOTAL EXpenditures 665,944 625,216 Transfers, Other Funds 356.075 A99019 355.859 TOTAL Operating Transfers 356,075 355,859 TOTAL Other Uses 356,075 355,859 TOTAL Detail Expenditures And Other Uses 1,022,019 981,075 Page 6 OSC Municipality Code 131186806500 (A) GENERAL Changes in Fund Equity !code Description ANALYSIS OF CHANGES IN FUND EQUITY New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 2006 EdpCode lC 2007 Prior Period Adj - Decrease In Fund Equity ADD - REVENUES AND OTHER SOURCES DEDUCT - EXPENDITURES AND OTHER USES Page 7 133,929 9 A8015 133,920 1.009.855 1.022.Q19 121,756 121,756 121,756 1.048.291 981.075 188,972 OSC Municipality Code 131186806500 Budget Summary ICode Description New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 2007 II EdpCode Ir--- 2008 ~ Page 8 New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 (R) Reserve Balance Sheet jCOdeDescription Assets Cash In Time Deposits, Spec Res TOTAL Restricted Assets TOTAL Assets Ii 2~1 EdpCod~C= 2007 ~ Page 9 1.458.490 R231 1.458,490 1,458,490 1,795.612 1,795,612 1,795,612 OSC Municipality Code 131186806500 New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 (R) Reserve Balance Sheet !code Description Liabilities And Fund Equity Capital Reserve Reserve For Repairs TOTAL Special Reserves TOTAL Fund Equity TOTAL Liabilities And Fund Equity ir- Page 10 2006 It EdpCode Ir - 2007~ 1.438.146 R878 20.344 R882 1.458,490 1,458,490 1,458,490 1,774,971 20,641 1.795,612 1,795,612 1,795.612 OSC Municipality Code 131186806500 (R) Reserve Results of Operation /CO<ie Description Detail Revenues And other Sources Interest & Earnings TOTAL Use of Money And Property TOTAL Revenues Interfund Transfers TOTAL Interrund Transfers TOTAL Other Sources TOTAL Detail Revenues And Other Sources New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 II EdpCode II 22Q7l Page 11 2006 47.715 47,715 47,715 356.075 356,075 356,075 403,790 R2401 69.181 69,181 69,181 355.860 355,860 355,860 425,041 R5031 OSC Municipality Code 131186806500 (R) Reserve Results of Operation !code Description Detail Expenditures And Other Uses Fire, Equipment Outlay TOTAL Fire TOTAL Public Safety TOTAL Expenditures TOTAL Detail Expenditures And Other Uses New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 Page 12 2006 Ii Edp~L 254.867 R341 02 254.867 254.867 254.867 254.867 200~ 87.919 87.919 87.919 87.919 87.919 OSC Municipality Code 131186806500 (R) Reserve Changes in Fund Equity ~ Description ANALYSIS OF CHANGES IN FUND EQUITY ADD - REVENUES AND OTHER SOURCES DEDUCT - EXPENDITURES AND OTHER USES New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 II Page 13 2006 II EdpCode II 1.309,561 1,309,567 403.790 254.867 1,458,490 J 2007 1,458,490 1,458,490 425.041 87.919 1,795,612 OSC Municipality Code 131186806500 (TA) AGENCY Balance Sheet /COdeOesCrlptlOn- ~ Assets Service Award Program Assets TOTAL Investments TOTAL Assets New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 ~--------l--- 2006 -~-I[ EdpCode li--ioo7 Page 14 544.215 TA461 544,215 544,215 564,234 564,234 564,234 OSC Municipality Code 131186806500 New Hackensack FIRE DISTRICT Annual Update Document For the Fiscal Year Ending 2007 (TA) AGENCY Balance Sheet ~ode Description Liabilities And Fund Equity Service Awards TOTAL Agency Liabilities TOTAL Liabilities TOTAL Liabilities And Fund Equity ~c 2006 Page 15 544.215 544,215 544,215 544,215 EdpCode lC-~2007 J TA13 564,234 564,234 564,234 564,234 OSC Municipality Code 131186806500 New Hackensack FIRE DISTRICT Financial Comments For the Fiscal Year Ending 2007 Page 16 New Hackensack FIRE DISTRICT Statement of Indebtedness For the Fiscal Year Ending 2007 Page 17 New Hackensack FIRE DISTRICT Maturity Schedule For the Fiscal Year Ending 2007 Page 18 New Hackensack FIRE DISTRICT Schedule of Securities for Collateralization For the Fiscal Year Ending 2007 General Municipal Law, Section 10 as amended by chapter 708 Laws of 1992 lists the types of securities which may be pledged for collateralization. Please click in the response box next to the type(s) of securities used by banks as collateral for your deposits. Yes 1. Obligations issued by the United States of America, an agency thereof or a United States sponsored corporation or obligations fully insured or guaranteed as to the payment of principal and interest by the United States of America, an agency thereof or a United States government sponsored 2. Obligations issued or fully guaranteed by the International Bank for Reconstruction and Development, the Inter-American Development Bank, the Asian Development Bank and the African Development 3. Obligations partially insured or fully guaranteed by any agency of the United States of America, at a proportion of the market value of the obligation that represents the amount of the insurance or Yes 4. Obligations issued or fully insured or guaranteed by this state, obligations by a municipal corporation, school district or district corporation of this state or obligations of any public benefit corporation which under a specific state statute may be accepted as security for deposit of public moneys. 5. Obligations issued by states (other than this state) of the United States rated in one of the three highest rating categories by at least one nationally recognized statistical rating organization. 6. Obligations of Puerto Rico rated in one of three highest rating categories by at least one nationally recognized statistical rating organization. 7. Obligations of counties, cities, and other governmental entities of another state having the power to levy taxes that are backed by the full faith and credit of such governmental entity and rated in one of the three highest rating categories by at least one nationally recognized statistical rating organization. 8. Obligations of domestic corporations rated in one of the two highest rating categories by at least one nationally recognized statistical rating organization. 9. Any mortgage related securities, as defined in the Securities Exchange Act of 1934, as amended, which may be purchased by banks under the limitations established by federal bank regulatory agencies. 10. Commercial paper and bankers' acceptances issued by a bank (other than the bank with which the money is being deposited or invested) rated in the highest short-term category by at least one nationally recognized statistical rating organization and having maturities of not longer than sixty days from the date they are pledged. 11. Zero-coupon obligations of the United States government marketed as "Treasury Strips". 12. Letters of Credit. 13. Surety bonds. Page 19 OSC Municipality Code 131186806500 New Hackensack FIRE DISTRICT Schedule of Time Deposits and Investments For the Fiscal Year Ending 2007 EDP Code Amount CASH: On Hand 9Z2001 $0.00 Demand Deposits 9Z2011 $22.944.00 Time Deposits 9Z2021 $1.961.640.00 Total $1,984.584.00 COLLA TERAL: - FDIC Insurance 9Z2014 $100.000.00 Collateralized with securities held in possession of municipality or its agent 9Z2014A $1,909.851.00 Total $2.009,851.00 INVESTMENTS: - Securities (450) Book Value (cost) 9Z4501 $0.00 Market Value at Balance Sheet Date 9Z4502 $0.00 Collateralized with securities held in 9Z4504A $0.00 possession of municipality or its agent - Repurchase Agreements (451) Book Value (cost) Market Value at Balance Sheet Date 9Z4511 9Z4512 $0.00 $0.00 Collateralized with securities held in possession of municipality or its agent 9Z4514A $0.00 Page 20 OSC Municipality Code 131186806500 New Hackensack FIRE DISTRICT Investment Certification For the Fiscal Year Ending 2007 DEFINITIONS: Repurchase Agreement - A generic term for an agreement in which a government entity (buyer-lender) transfers cash to a broker-dealer or financial institution (seller-borrower); the broker-dealer or financial institution transfers securities to the entity and promises to repay the cash plus interest in exchange for the same securities or for different securities. Reverse Repurchase Agreement - An agreement in which a broker-dealer or financial institution (buyer-lender) transfers cash to a govemment entity (seller-borrower); the entity transfers securities to the broker-dealer of financial institution and promises ro repay the cash plus interest in exchange for the same securities or different securities. RESPONSE 1) Has your local Government adopted an investment policy as Yes required by General Municipal law, Section 39? 2) The following investments are permitted by your investment policy. * Obligations of the UNITED STATES Yes * Obligations of the U.S. Government Agencies, guaranteed by Yes the UNITED STATES Government * Obligations of the STATE of NEW YORK Yes * Obligations of other NEW YORK STATE local Governments * Other 3) 4) Do you engage in reverse repurchase agreements? Are RepurChase Agreements authorized by your investment policy? No No Name: Title: Phone Number: Frank P Borquist SeclTreas (845) 297-3897 Page 21 )SC Municipality Code 131186806500 New Hackensack FIRE DISTRICT Bank Reconciliation For the Fiscal Year Ending 2007 Include All Checking, Savings and C.D. Accounts Bank Add: Less: Adjusted Account Bank Deposit Outstanding Bank Number Balance In Transit Checks Balance 0048 3128 9805 $14,195 $0 $9,124 $5,071 082-73910-6 $2,237 $0 $0 $2,237 591 1100 2460 $34,367 $0 $23,575 $10,792 5911901619 $1,350 $0 $0 $1,350 591 9916542 $20,641 $0 $0 $20,641 5911906149 $4,843 $0 $0 $4,843 91000074233537 $732,071 $0 $0 $732,071 910 000 7423 3663 $837,344 $0 $0 $837,344 910 000 9262 1273 $166,028 $0 $0 $166,028 941 9793282 $206,107 $0 $1,900 $204,207 Total Adjusted Bank Balance $1,984,584 Eetty Cash $.00 Adjustments $.00 Total Cash 9ZCASH * $1,984,584 Total Cash Balance All Funds 9ZCASHB * $1,984,584 * Must be equal Page 22 OSC Municipality Code 131186806500 New Hackensack FIRE DISTRICT Fire District Questionnaire For the Fiscal Year Ending 2007 1) Has your district adopted a written procurement prolicy and is it complied with? 2) Has your district contracted to have an independent audit of its financial statements'; If not, has the Board of Fire Commissioners performed an internal audit of the Treasurer's records and reports? Response Y Y 3) Does your district have a written travel policy and is it complied with? 4) Are monthly bank reconciliations performed? 5) What is your district's FYE 2007 statutory spending limitation margin (amount)? 6) Does your fire district have a length of Service Award Program (lOSAP) for volunteer firefighters? N Y $2,617,134 Y If so, how are the lOSAP funds invested? Marketable Securities Annuities life Insurance Other (describe) Y ./ ;<, 53l/.3to.:P Page 23 OSC Municipality Code 131186806500 FIRE DISTRICT DEMOGRAPHICS ~ostar~ Mailing_Address: - -~~--~-- 217 Myers Corners Rd Street Address or PO Box (845) 297-3897 Fire District Telephone Number NKFD.org OffICial Email Address Website Physical Address: (If Different From Postal Address) Wappinger Falls City (845) 297-2122 NY 12590 State Zip Fire District Fa\( Number Street Address or PO Box City State Zip BOARD DEMOGRAPHICS CHIEF FISCAL OFFICER Frank P Borquist Name 217 Myers Corners Rd Street Address or PO Box (845) 297-3897 Telephone Number fborqulst@afd.org Email Address SeclTreas Title Wappinger Falls City (845) 297-2122 Fax Number 00/00/0000 Term End Date NY 12590 State Zip CHAIRMAN OF THE BOARD Joseph Norton Name 217 Myers Corners Rd Street Address or PO Box (845)297-3897 Telephone Number Chairman Title Wappinger Falls City (845)297-2122 Fax Number 00/00/0000 Term End Date NY 12590 State Zip Email Address I, Frank P Borquist hereby certify that I am the Chief Fiscal OffICer of the New Hackensack Fire District , and that the information provided in the annual financial report of the New Hackensack Fire District , for the fIScal year ended 12131/2007 , is true and correct to the best of my knowledge and belief. By entering the personal identification number assigned by the Office of the State Comptroller to me as the Chief Fiscal OffICer of the New Hackensack Fire District . and adopted by me as my signature for use in conjunction with the filing of the New Hackensack Fire District 's annual financial report, I am evidencing my express intent to authenticate my certification of the New Hackensack Fire District 's annual financial report report for the fiscal year ended 12131/2007 and filed by means of electronic data transmission. Frank P Borquist Name of Report Preparer if different than Chief Fiscal Officer Personal Identification Number of Chief Fiscal OffICer 02/25/2008 Date CERTIFICATION OF CHIEF FISCAL OFFICER I. Frank P Borquist the . hereby certify that I am the Chief Fiscal Officer of , and that the information provided in the annual , for the fiscal year ended 12/31/2007 financial report of the . is TRUE and correct to the best of my knowledge and belief. By entering the personal indentification number assigned by the Office of the State Comptroller to me as the Chief Fiscal Officer of the . and adopted by me as my signature for use in conjunction with the filing of the annual financial report. I am evidencing my express intent to authenticate my certification of the annual financial report for the fiscal year ended 12/31/2007 's and filed by means of electronic data transmission. Frank P Borquist Name of Report Preparer if different than Chief Fiscal Officer Frank P Borquist Name ( ) - Telephone Number Sec/Treas Title 217 Myers Corners Rd Official Address 02/25/2008 Date of Certification (845) 297.3897 Official Telephone Number Page 24 Municipality Code 131186806500 New Hackensack FIRE DISTRICT Supplemental Section Comments For the Fiscal Year Ending 2007 Page 25 AUD NOTES CASH p.11 2460 $10,792.01 p.13 6149 $4,843.16 p.17 910-6 $2,237.39 p.20 9805 $5,071.00 SUM $22,943.56 p.20 9805 $166,027.63 TOTAL $188,971.19 INTEREST p.13 6149 $258.58 p.22 CD 1273 $14,180.05 TOTAL $14,438.63 REFUND of EXPENSE p.10 2460 $16,314.58 p.13 6149 $21,055.12 p.17 910-6 $94.02 TOTAL $37,463.72 Fire/Personel Services p.20 9805 $96,248.13 p.20 9805 $38,856.03 TOTAL $135,104.16 FIRE EQUIP p.10 2460 $66,049.48 FIRE CONTR p.10 2460 $373,554.76 p.10 2460 $120.00 p.13 6149 $484.50 Workers Comp -$4,415.55 Life Ins -$466.00 Health Ins -$29,372.49 TOTAL $339,905.22 TRANSFER FUNDS p.10 2460 $355,859.29 STATE RETIRE $18,216.00 .. Page 1 of 1 Thank you, 131186806500 froln the FIRE DISTRICT of NEW HACKENSACK, for your Subnlission to the Local Govermnent Services and Econolnic Developlnent Data Exchange Systeln on 02/26/2008 01 :37:44 PM. All sublnissions are subject to verification by OSC. You Inay save or print this page for your records. https:llnysoscll.osc.state.ny.us/product/efsdex.nsflFileNo/13118... 2/26/2008