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UntitledDIVISIONS 0 THROUGH 16 CONTRACT DOCUMENTS UNITED WAPPINGER SEWER DISTRICT ROBERTS ROAD SEWER IMPROVEMENTS FOR THE TOWN OF WAPPINGER 20 MIDDLEBUSH ROAD WAPPINGERS FALLS, NEW YORK CONTRACT NO. 12-012 -GENERAL CONSTRUCTI MA#W21205.00 NOVEMBER 2012 REV. FEBRUARY 2013 PREPARED BY: D W Q 1.6t ~..1 ~.,,~,,. ~~~. C~ Z MORRIS ASSOCIATES ENGINEERING CONSULTANTS, PLLC 9 Elks Lane, Poughkeepsie, New York 12601 Tel: (845) 454-3411 ~1~~~~ J~t~1 QI'N8~1tiA1~1~81T(~9~~P~Qsf9~8fE Fax: (845)473-1962 ~0 Fax: (518) 828-3963 iirr i TABLE OF CONTENTS Division 0 -BIDDING AND CONTRACT DOCUMENTS 00030 Advertisement for Bids ~" 00100 Instruction to Bidders 00310 Bid Form 00410 Bid Bond 00480 Certificate of Non-Collusion 00510 Agreement 00610 Performance Bond ~.. 00620 Labor and Material Payment Bond 00710 General Conditions 00820 Prevailing Wage Rates 00830 Workers' Compensation 8~ Disability Benefits Forms 00850 Drawing Index Division 1 -GENERAL REQUIREMENTS 01100 Summary - 01210 Allowances 01250 Contract Modification Procedures ~"" 01270 Unit Prices - 01290 Payment Procedures 01310 Project Management and Coordination 01320 Construction Progress Documentation _ 01322 Photographic Documentation 01330 Submittal Procedures ~. 01400 Quality Requirements 01420 References 01500 Temporary Facilities and Controls ~, 01600 Product Requirements 01700 Execution Requirements 01731 Cutting and Patching 01770 Closeout Procedures 01781 Project Record Documents DIVISIO ~" 02225 02230 02240 ~" 02260 02300 02530 • 02535 02741 02920 z N 2 -SITE CONSTRUCTION Controlled Density Fill Site Clearing Dewatering Excavation Protection and Support Earthwork Sanitary Sewerage Lift Station Abandonment Hot-mix Asphalt Paving Lawns and Grasses SECTION 00030 -ADVERTISEMENT FOR BIDS ~` The Town of Wappinger invites sealed bids for construction of the "ROBERTS ROAD SEWER IMPROVEMENTS" as set forth in Contract Documents prepared by Morris Associates, PLLC, 9 Elks Lane, Poughkeepsie, NY 12601. Separate sealed Bids completed on forms provided with the Contract Documents will be received by the Town Clerk, Town of Wappinger, 20 Middlebush Road, Wappingers Falls, NY 12590 until 11:00 a.m. (local time) on May 1, 2013 at which time they will be publicly opened and read aloud. All bids shall be submitted in sealed envelopes so marked "ROBERTS ROAD SEWER IMPROVEMENTS", along with the associated contract (i.e. "CONTRACT NO. 12-012, GENERAL CONSTRUCTION"). Bids shall be received for the following Contracts: Contract No. Title 12-012 General Construction The Contract Documents may be reviewed at and obtained from the office of the own Clerk, Town of Wappinger, 20 Middlebush Road, Wappingers Falls, NY 12590 after April 2, 2013. Pursuant to the provisions of GML 102, persons desiring to take a copy may obtain them, subject to a deposit in the amount of $100.00 for each set, payable by check or money order made out to the Town of Wappinger, to guarantee their safe ~, return, such deposits to be refunded or partially refunded under the provisions of GML 102. ,n„ A Pre-Bid meeting will be held at the Town of Wappinger Town Hall on April 17, 2013 at 10:00 a.m. Bidders will have access to the site at that time to inform him/her self of the conditions relating to the work required under this project and the employment of labor thereon. Each bid shall be accompanied by an acceptable form of Bid Deposit Guarantee in the amount of five (5) percent of the amount of the Base Bid payable to the Town of Wappinger as a guarantee that if the Bid is accepted, the Bidder will complete the items bid upon in accordance with the specifications and under the terms of the contract documents. The Bid Deposit shall be in the form of a Certified Check payable to the Town of ~. Wappinger, or Bid Bond. OWNER'S RIGHTS RESERVED: The Town of Wappinger reserves the right to reject any or all Bids and to waive any formality or technicality in any Bid in the interest of the Town of Wappinger. `- ADVERTISEMENT FOR BIDS 00030-1 E:\documents\T Wappingerla W2012\W21205 Roberts Rd Pump Station\Specifications\00030.doc frr Y ~ STATEMENT OF NON-COLLUSION: Bidders are required to execute the non-collusion bidding certificate attached thereto pursuant to Section 103-d of the General Municipal r Law of the State of New York. Bidders are also required to comply with the provision of Section 291-299 of the Executive Law of the State of New York. The Town of Wappinger hereby notifies all Bidders that it will affirmatively insure that in regard to any agreement entered into pursuant to this advertisement, minority business enterprises will be afforded full opportunity to submit bids in response to this invitation and will not be discriminated against on the grounds of race, color, or national origin. in consideration of an award. BY ORDER OF THE TOWN BOARD - END OF SECTION - ADVERTISEMENT FOR BIDS 00030-2 ~,~, E:ldocuments\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00030.doc r. ire SECTION 00100 -INSTRUCTIONS TO BIDDERS fi= 1 Receipt and Opening of Bids The Town of Wappinger (the Town or Owner), invites bids on the form attached hereto, all blanks of which must be completely filled in. Bids will be received by the Town at the time and place stated in the Advertisement for Bids and then at said office publicly opened and read aloud. The envelopes containing the bids must be sealed and addressed to the Town of Wappinger at 20 Middlebush Road, Wappingers Falls, NY 12590 and designated as bid for the "ROBERTS ROAD SEWER IMPROVEMENTS (CONTRACT NO. 12-012)". The Town may consider informal any bid not prepared and submitted in ~,,, accordance with the provisions hereof and may waive any informalities or reject any and all bids. Any bid may be withdrawn prior to the above scheduled time for the opening of bids or authorized postponement thereof. Any bid received after r.. the time and date specified shall not be considered. No bidder may withdraw a bid within 45 days after the actual date of the opening thereof. 2. Preparation of Bid: Each bid must be submitted on the prescribed form. All blank spaces for bid prices must be filled in, in ink or typewritten, in both figures and words, and the foregoing Certifications must be fully completed and executed when submitted. Bid Form must remain attached to and bound in this Contract Document. Each bid must be submitted in a sealed envelope bearing on the outside the name of the bidder, his/her address, and the name of the project for which the bid is submitted. If forwarded by mail, the sealed envelope containing the bid must be enclosed in another envelope addressed as specified in the Advertisement for Bids. 3. Qualifications of Bidder: The Town may make such investigations as deemed necessary to determine the "' ability of the bidder to perform the work, and the bidder shall furnish to the Town all such information and data for this purpose as the Town may request. The Town reserves the right to reject any bid if the evidence submitted by, or ~"` investigation of, such bidder fails to satisfy the Town that such bidder is properly qualified to carry out the obligations of the contract documents and to deliver the ti items specified. Conditional bids will not be accepted. Names and qualification of ~" all subcontractors must be submitted with the bid. 4. Bid Security: Each bid must be accompanied by a Certified Check of the bidder payable to the Town of Wappinger or Bid Bond on the Bid Bond Form attached hereto, in the amount of five (5) percent of the Base Bid. Such bid security will be returned to all except the three lowest bidders within ten (10) days after the opening of bids, and the remaining certified checks or bid bonds will be returned promptly after INSTRUCTIONS TO BIDDERS 00100-1 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00100.doc In s the Town and the accepted bidder have executed a contract, or, if no agreement has been made within 45 days after the date of the opening of bids, upon demand of the bidder at any time thereafter, so long as he/she has not been notified of the acceptance of his/her bid. ~. 5. Addenda and Interpretations: No interpretation of the meaning of the Contract Documents will be made to any ~„ prospective bidder orally. Every request for such interpretation should be in writing addressed to Morris Associates, PLLC, 9 Elks Lane, Poughkeepsie, NY 12601 and in envelopes designated "ROBERTS ROAD SEWER ~. IMPROVEMENTS (CONTRACT NO. 12-012)". All such requests for interpretation must be received at feast five days prior to the date fixed for the opening of bids to be given consideration. Any and all such interpretations and any supplemental instructions will be in the form of written addenda to the specifications which, if issued, will be mailed by certified mail with return receipt requested to all prospective bidders (at the respective addresses furnished for ~ such purposes), not later than three days prior to the date fixed for the opening of bids. Failure of any bidder to receive any such addendum or interpretation shall not relieve such bidder from any obligation under his/her bid as submitted. It is ~• the Bidders responsibility to make inquiry as to the addenda issued. All addenda so issued shall become part of the Contract Documents and all Bidders shall be bound by such Addenda, whether or not received by the Bidders. 6. Obligation of Bidder: At the time of the opening of bids each bidder will be presumed to have inspected the site and to have read and to be thoroughly familiar with the Contract Documents (including all Addenda). The failure or omission of any bidder to examine any form, instrument or document shall in no way relieve any ~"' bidder from any obligation with respect to his/her bid. 7. Conditions of Work: "i" Anon-mandatory Pre-Bid meeting will be held at the time and place stated in the Advertisement for Bids. ~'" Each bidder must inform him/her self of the conditions relating to the work required under this project and the employment of labor thereon. Failure to do so will not relieve a successful bidder of his/her obligation to furnish all material and ~" labor necessary to carry out the provisions of his/her contract. 8. Tax Exemption: "" The Town of Wappinger is exempt from the payment of Sales/Consumer Use Taxes of the State of New York and Cities and Counties of the State on all F materials which are to be incorporated into the work. These taxes are not to be ~" included in the Bid. 9. Lowest Qualified Bidder: `~ The comparison of Bids on each Contract will be made by comparing the Base Bid Price or Alternate Base Bid price plus the Alternate(s) chosen, if any, as '~"" INSTRUCTIONS TO BIDDERS 00100-2 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00100.doc Yr it submitted by each separate Contractor. The lowest qualified Bidder on each ~, Contract shall be considered as being the successful Bidder for the Contract. The Contract Award will be made to the successful Bidder as described above within 45 days of the date of Bid opening if the project in total is acceptable to the ~„ Town. Should a Bidder not comply with the requirements of Award within the hereinafter specified time periods, the Town within 45 days of the receipt of Bids may attempt to award the Contract to another Bidder. In the event there is a discrepancy between any figures written in words and written numerically, the price written in words shall govern. The Town reserves `•• the right'to waive any irregularities or informalities, or to reject any or all bids. 10. Bid Quantities ~• The Town reserves the right to increase or decrease any item in this contract they deem to be in the best interest of the Town. 11. Liquidated Damages: The Owner shall be entitled to receive as liquidated damages the cash, face amount of the certified check or Bid Bond deposited with the Bid if the successful '" Bidder fails to or refuses to execute and deliver the Contract and Bonds required within ten (10) days after the date of the Notice of Award. 12. Performance Bond and Labor and Materials Payment Bond The bidder to whom the Town proposes to award the Contract shall, as soon as possible, but not later than ten (10) days from the Notice of Award furnish to the "' Town a Performance Bond and a Labor and Material Payment Bond in sums equal to one hundred percent (100%) of the amount of the Contract Price, conditioned upon the faithful performance by the Contractor of all terms, `` covenants and conditions of the Contract Documents, and upon the prompt payment by the Contractor to all persons supplying labor and materials in the prosecution of the Work provided by the Contract Documents. Such bonds shall be executed by the Contractor with a surety company authorized to do business in the State of New York, as Surety. If it is not possible to submit such bond within the time stated, the Bidder shall as soon as possible but not later than ten (10) days from the Notice of Award furnish to the Town the name and address of the Surety company authorized to do business in the State of New York which will provide the bonds and forty-eight (48) hours before the execution of the Agreement furnish to the Town the bonds in the sums equal to one hundred percent (100%) of the amount of the Contract, conditioned on the faithful ,,,,, performance of all terms, covenants and conditions of same, with a surety company authorized to do business in the State of New York, as Surety. The bonds shall be maintained in full force for a period of twelve (12) months after y. date of final certificate as a guarantee that the Contractor will make good any faults or defects in the Work or equipment which may appear during that period. ~. These bonds shall be prepared on the forms included within the Bid Document or on the forms supplied by the Surety Company or companies, if they are acceptable to the Town. INSTRUCTIONS TO BIDDERS 00100-3 E:\documents\T Wappingerla W2012\W21205 Roberts Rd Pump Station\Spec'fications\00100.doc r ~„ The expense of these bonds shall be borne by the Contractor. 13. Notice to Proceed: Contractor shall not proceed with any work under this agreement, for which work the Contractor is contemplating claiming reimbursement, until Contractor has received the Executed Contract and a Notice to Proceed from the Town. 14. Requirements Of NYS Workers' Compensation Board: Before the Town enters into agreement with the Contractor, he must submit proof ~• that, he has obtained the required workers' compensation and disability benefits coverage, or that he is not required to provide such coverage. Such proof shall be in the form of Forms C-105.2 (obtained through the Contractor's insurance carrier), DB-120.1 (Obtained through NYS statutory disabilities benefits insurance carrier or NYS licensed agent of that carrier), and Form SI-12 (Affidavit Certifying That Compensation Has Been Secured), which are designed to provide necessary proof of coverage when completed by the insurance carrier and/or the Worker's Compensation Board. Form DB-155 (Compliance with DB Law), which may be submitted by self-insured employers under the Disability Benefits Law as acceptable proof that disability benefits coverage has been obtained. Please note that it is acceptable of employers insured by the State Insurance Fund to submit the Fund's computer generated certificate of insurance as proof of coverage, in place of prescribed Form C-105.2. In addition, the Office of General Services has been authorized by the Board to accept the Fund's form as satisfactory proof of coverage, when entering into contracts with such employers. Employers who are not required by Law to provide workers' compensation and/or disability benefits coverage must submit Form C-105.21 (Statement That Applicant Does Not Require W.C. or D.B coverage), which when completed by the Workers' Compensation Board is proof that the applicant is not required to carry either type of insurance. 15. DELETED): 16. (DELETED): 17. Conditions of Work: Each Bidder must inform himself fully of the conditions relating to the construction and labor under which the Work is now or will be performed. Failure to do so will not relieve a successful Bidder of his obligation to furnish all materials and labor necessary to carry out the provisions of the Contract Documents and to complete the contemplated Work for the consideration set forth in his Bid. 18. Labor Safety and Health Regulations: ~ INSTRUCTIONS TO BIDDERS 00100-4 E:\documents\T Vl/appinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00100.doc ~,, i The Contractor shall abide by all local, State, and Federal laws and ordinances. 19. Insurance: "'' The Contractors attention is called to those parts of the Contract Documents which deal with insurance requirements. 20 Time for Completion and Liquidated Damages: The time for completion and liquidated damages for each Contract shall be as shown on Table - 1 below: TABLE - 1 Contract No. Description Days for Completion Liquidated Damages 12-012 General Construction 150 $1,000.00/day Days for completion are the number of consecutive calendar days calculated from the date for commencement of Work established in the Agreement by which all construction under a given Contract, or the work of the specified segment, if any, shall be completed. Notwithstanding other provisions of this Contract, failure '_ to complete the Work, or the work of the specified segment, if any, in the number of days specified will result in the assessment of liquidated damages as shown in Table - 1. In the event that the Contractor shall fail to complete the Work, or the work of the specified segment, if any, within the time limit specified herein, or within the time to which such completion may have been extended, the Contractor must pay to the Owner as damages for each calendar day of delay in completing the Work, the sum of $1,000.00. In view of the difficulty of accurately ascertaining the loss which the Owner will suffer by reason of delay in completion of the Work hereunder, said sum is hereby fixed and agreed as liquidated damages which the Owner will suffer by reason of such delay and not as a penalty. The Owner will deduct and retain out of the monies which may become due hereunder to the Contract the amount of any such liquidated damages. In case the amount which may become due to the Contractor under the provisions of the Contract may be less than the liquidated damages suffered by the Owner, the Contractor shall pay the difference, upon demand, to the Owner. Permitting the Contractor to continue and finish the Work after the time fixed for its completion will in no way operate as a waiver on the part of the Owner of any of its rights under this agreement. In addition, if the Work on the Contract, or the work of the specified segment, if any, is not completed on or before the date specified, engineering and inspection expenses incurred by the Owner from the completion date originally fixed in the Contract to the date of final completion of the Work, or the work of the specified ~ segment, if any, may be charged to the Contractor and may be deducted by the Owner from any monies due to the Contractor. Any extra Work or Change INSTRUCTIONS TO BIDDERS 00100-5 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00100.doc Orders added to the original Contract as well as extenuating circumstances ""` beyond the control of the Contractor will be given due consideration. - END OF SECTION - INSTRUCTIONS TO BIDDERS 00100-6 E:\documents\T Wappinger\a W20121W21205 Roberts Rd Pump Station\Spec~cations\00100.doc it SECTION 00310 -BID FORM CONTRACT NO. 12-012 GENERAL CONSTRUCTION BID FORM TO: The Town Board of the Town of Wappinger. In compliance with your Advertisement for Bids, published in the dated ,the undersigned, having carefully examined the Contract Documents and any Addenda thereto, proposes and agrees as follows: 1. To furnish all the equipment, and incidentals, and to furnish labor and do all the work required, to construct, furnish, and complete the Contract No. 12- 012, Roberts Road Sewer Improvements -General Construction and associated work in accordance with the prices so named in this bid in a worker like manner, in accordance with the plans and specifications, all of which are a part of the contract hereto annexed. 2. To complete all the work as shown and specified, on which this bid is based, within the timeframe(s) specified in these Contract Documents and any Addendum thereto. 3. To furnish the Town within five (5) calendar days from the date of the request, if identified as the apparent low bidder and if requested by the Town, a Statement of Qualifications. 4. To enter into a contract and to furnish, with suitable surety to be approved by the Town Board, performance and labor and material payment bonds, the amount of each of the bonds to be the full amount of the awarded bid price as it appears in this proposal, within thirty (30) calendar days from the date of acceptance of this bid 5. To comply with the Davis-Bacon Act and other federal labor standards or provisions and to pay New York State prevailing wage rates applicable to this contract. In compliance with the Instructions to Bidders, the undersigned declares that he/she has examined the site of the work and informed himself/herself fully in regard to all conditions pertaining to the place where the work is to be done. He/she has examined the plans and specifications for the work and the contract documents relating BID FORM 00310-1 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00310_General.doc irr rr thereto, has read all addenda furnished prior to the opening of bids, and has satisfied himself/herself relative to the work to be performed. If the undersigned fails to perform any of the promises made herein, the certified check, which is herewith deposited with the Town Clerk, will be paid to the Town of Wappinger or payment of the bond herewith deposited will be enforced for the benefit of the Town of Wappinger as liquidated damages for such default; otherwise the check or bond will be returned to the undersigned. ADDENDA: Receipt of the following addenda (if any) is hereby acknowledged and the provision(s) thereof is (are) included in this bid: ADDENDUM NO. DATE SIGNATURE The bidder proposes to perform the work required in accordance with the Contract Documents for the sum of: BASE BID (GENERAL CONSTRUCTION) (in writing) Dated: SIGN BID HERE 20 (and figures) Authorized Signature Title Print Name Legal Company Name, Address City, State, Zip Telephone No. Federal I.D. # BID FORM 00310-2 +~ E:\documents\T Wappingerla W2012\W21205 Roberts Rd Pump Station\Specifications\00310_General.doc ~~. ~ BASE BID SHEET GENERAL CONSTRUCTION CONSTRUCTION BID AND CONTRACT ROBERTS ROAD SEWER IMPROVEMENTS f° t, : ~ ~ ~ ; tom",. ITEM NO./DESCRIPTION EST. PAYMENT UNIT PRICE BID TOTAL QTY. UNIT PRICE BID WRITTEN AMOUNT IN FIGURES 1. Furnish and install all materials, supplies, equipment and other 1 L.S. facilities as required for construction of Roberts Road Sewer Improvements- General Construction, including all incidentals, as shown and as specified in the Contract Documents. 2. Rock Excavation 30 C.Y. 3. Authorized Additional Excavation 30 C.Y. 4. Lift Station Abandonment 1 EA ALLOWANCE #1 $5,000.00 Testing Services -------- ------------------- --------------------------- -------------------- ALLOWANCE #2 $20,000.00 Contingency Allowance -------- ------------------ --------------------------- -------------------- TOTAL BASE BID - END OF SECTION- ~"` SECTION 00410-BID BOND BID BOND FORM KNOW ALL PERSONS BY THESE PRESENTS: that Principal; and ** hereby held as as Surety, are and firmly bound unto the Town Board, Town of Wappinger, New York in the amount of: '~ Dollars ($ ) _ for the payment whereof Principal and Surety bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. Signed this day of 20 WHEREAS, The condition of the above obligation is such that, whereas the Principal has submitted '`' to the Town Board a certain bid, attached hereto and hereby made a part hereof, to enter into a contract in writing for the Roberts Road Sewer Improvements in the Town of ` Wappinger, New York, as shown and specified in the contract, plans and specifications. +r. NOW THEREFORE, (a) If said Bid shall be rejected, or in the alternate ~'"` (b) If said Bid shall be accepted and the Principal shall execute and deliver the Contract Agreement in the form attached hereto (properly completed in `` accordance with said Bid) and furnish such performance bond and labor and ~` material payment bond as required, then this obligation shall be void. Otherwise, the same shall remain in force and effect, it being expressly understood and agreed that the liability of the Surety for any and all claims hereunder shall, in no event, exceed the amount of this obligation as herein stated. The Surety, for value received, hereby stipulates and agrees that the obligations of said Surety and its bond shall in no way be impaired or affected by any extension of the time within which the Principal may accept such bid; and said Surety does hereby waive notice of any such extension. *Insert Bidder's Name **Insert Surety's Name ~'" BID BOND 00410-1 E:\documents\T Wappingerla W2012\W21205 Roberts Rd Pump Station\Specifications\00410.doc lr IN WITNESS WHEREOF, the Principal and the Surety have hereunto set their hands ,,, and seals, and such of them as are Corporations have caused their Corporate seals to be hereto affixed and these presents to be signed by their proper officers, the day and year first set forth above. r. (Seal of Principal if a Corporation) PRINCIPAL By: (Corporate Seal of Surety Co.) (Officer's/Partner's/Individual's) signature (Officer's/Partner's/Individual's) name printed (Corporation/Partnership/Individual) name printed STATE of ) "` COUNTY of ) ss: On this day of , 20 before me personally came to me known and known to me to be the person described in and who executed the foregoing instrument, and he/she duly acknowledged that he/she executed the same. Notary Public, County No. Term Expires - END OF SECTION- BID BOND 00410-2 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump StationlSpec~cations\00410.doc ~lr ~"" SECTION 00480-CERTIFICATION OF NON-COLLUSION CERTIFICATION OF NON-COLLUSION BY BIDDER The undersigned represents that pursuant to Sections 103-a and 103-b of the General ~. Municipal Law of the State of New York, no person referred to in the attached proposal who is the bidder or who is or was a member, partner, director or officer of the bidding firm or entity under this proposal has refused to sign a waiver of immunity or to answer ~• any relevant questions relating to any transaction or contract with the State of New _ York; any political subdivision thereof, or any public authority, during the period of five years prior to the date hereof. The undersigned agrees that any contract awarded as a ~ result of this bid may be canceled without penalty upon the grounds set forth in Sections 103-a and 103-b of the said General Municipal Law of the State of New York. The names and addresses of all persons and parties interested in the foregoing bid are as "~ follows: By submission of this bid, each bidder and each person signing on behalf of any bidder ~"` certifies, and in the case of a joint bid each party thereto certifies as to its own organization, under penalty of perjury, that to the best of knowledge and belief: 1. The prices in this bid have been arrived at independently without collusion, consultation, communication, or agreement, for the purpose of restricting competition, as to any matter relating to such prices with any other bidder or with any competitor; ~„ 2. Unless otherwise required by law, the prices which have been quoted in this bid have not been knowingly disclosed by the bidder and will not knowingly be disclosed by the bidder prior to opening, directly or indirectly, to any other bidder ,,,,, or to any competitor; and 3. No attempt has been made or will be made by the bidder to induce any other ~,,, person, partnership or corporation to submit or not to submit a bid for the purpose of restricting competition. A bid shall not be considered for award nor shall any award be made where 1, 2 and 3 above have not been complied with; provided however, that if in any case the bidder cannot make the foregoing certification, the bidder shall so state and shall furnish with """ CERTIFICATION OF NON-COLLUSION 00480-1 E:\documents\T Wappinger\a W20121W21205 Roberts Rd Pump Station\Specifications\00480.doc err `. the bid a signed statement which sets forth in detail the reasons therefore. Where I, 2 and 3 above have not been complied with, the bid shall not be considered for award nor ~,,,, shall any award be made unless the head of the purchasing unit of the political subdivision, public department, agency or official thereof to which the bid is made, or his designee, determines that such disclosure was not made for the purpose of restricting ~, competition. The fact that a bidder (a) has published price lists, rates, or tariffs covering items being rr procured, (b) has informed prospective customers of proposed or pending publication of new or revised price lists for such items, or (cj has sold the same items to other customers at the same prices being bid, does not constitute, without more, a disclosure ~. within the meaning of subparagraph one. Any bid hereafter made to any political subdivision of the State or any public department, agency or official thereof by a corporate bidder for work or services performed or to be performed or goods sold or to be sold, where competitive bidding is required by statute, rule, regulation, or local law, and where such bid contains the ~ certification referred to in subdivision one of this section, shall be deemed to have been authorized by the board of directors of the bidder, and such authorization shall be deemed to include the signing and submission of the bid and the inclusion therein of the '~ certificate as to non-collusion as the act and deed of the corporation. - END OF SECTION - CERTIFICATION OF NON-COLLUSION 00480-2 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00480.doc ur SECTION 00510 -AGREEMENT TOWN BOARD TOWN OF WAPPINGER. NEW YORK CONTRACT AGREEMENT Contract No. 12-012 -General Construction THIS AGREEMENT, made and executed this day of , in the year Two Thousand and Thirteen, by and between the Town Board, Town of Wappinger and ,Contractor, WITNESSETH: in consideration of the mutual agreements herein contained the parties ~- hereto have agreed and hereby agree with each other, the Town, its successors and assigns, and the Contractor, and his/her successors and assigns, as follows: The Town Board, Town of Wappinger, New York agrees to pay and the Contractor agrees to accept (unless modified pursuant to the terms set forth in the General Conditions attached hereto) a total, final and fixed Contract Price of: ($ ) for the ROBERTS ROAD SEWER IMPROVEMENTS -GENERAL CONSTRUCTION. The Contractor will furnish all labor and materials necessary to perform the work shown on the Plans and Specifications as prepared for the Town Board, Town of Wappinger as noted herein. Included in this Contract are all labor, supervision, machinery, equipment, facilities, tools, transportation, supplies, materials, insurance, permits, certificates, tests, guarantees, protection of equipment and property and life during construction, and all other things whether or not explicitly shown or mentioned, necessary and proper for or incidental to the completion of a worker like job, complete in every respect and detail, left ready and in perfect condition for the Owner's use, as called for in the plans and specifications. The Contractor acknowledges that a delay in the completion of the project work may result in additional expenses to the Town and agrees, in the event he/she fails to ,,, complete all the work, or the work of any of the specified segments, if any, within the time period as specified hereafter to reimburse the Town in the form of liquidated damages in the amount specified in the Instructions to Bidders for each calendar day of delay in the physical completion of the work beyond the agreed upon project time period as specified in the Town's Notice to Proceed unless said project time period is extended by mutual agreement in written form by both parties hereto. AGREEMENT 00510-1 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00510_General.doc i1r ~.> The Contractor, by placing his/her signature on this Contract, hereby certifies that he/she has read and is aware, cognizant, and knowledgeable of the contents of all bid documents and the contract documents and he/she agrees to abide by and be bound by their contents and by all applicable federal, State and local laws, ordinances and ;j,, statutes. Contract Documents shall mean each of the items listed below, both as a whole and severally. The following shall be deemed to be-part of this contract: 1. Advertisement for Bids 2. Instructions to Bidders 3. Bid Forms 4. Bid Bond 5. Contract Agreement 6. Performance Bond 7. Labor and Material Payment Bond 8. Notice of Award 9. Notice to Proceed 10. General Conditions for Contract 11. Supplemental Conditions for Contract 12. Specifications 13. Drawings 14. All Addenda 15. All Change Orders 16. All provisions required by law to be inserted in this contract whether actually inserted or not. The Contractor agrees to defend, indemnify and hold harmless the Owner for any actions arising from injuries to the Contractor's employees, even if caused in whole or in part by Owner's negligence. Attached hereto and bound into this Contract is a Performance Bond for the work and a Labor and Material Payment Bond for payment of labor and materials, each in the amount of: surety as required by provisions of the Contract Documents. This Performance Bond and Labor and Material Payment Bond shall be in the amount of 100% of the Contract Price. Payments, both progress and final, will be made after submittal to, review and approval by the Town Engineer and the Town Board. The Contractor agrees to begin work on the day specified in the Town's Notice to Proceed and unless the date for completion is extended pursuant to Town Board approval, he/she agrees to complete the work within the timeframe specified in the AGREEMENT 00510-2 E:\documents\T Wappinger\a W20121W21205 Roberts Rd Pump StationlSpec~cations\00510_General.doc w ~ Contract Documents, or any Addendum thereto, from the starting date specified in the Notice to Proceed. (Corporate Seal if applicable) (Officer's/Partner's/Individual's) signature (Officer's/Partner's/Individual's) name printed (Corporation/Partnership/Individual) name printed STATE of COUNTY of ss: On this day of , 20 Before me personally came to me ~. known and known to me to be the person described in and who executed the foregoing instrument, and he/she duly acknowledged that he/she executed the same. Notary Public County No. Town Board, Town of Wappinger (Owner) Term Expires, ~ AGREEMENT 00510-3 E:\documents\T Wappingerla W2012\W21205 Roberts Rd Pump Station\Specifications\00510_General.doc Attest By: Signature Name (printed) Title (printed) - END OF SECTION - AGREEMENT 00510-4 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00510_General.doc SECTION 00610 -PERFORMANCE BOND PERFORMANCE BOND FORM KNOW ALL PERSONS BY THESE PRESENTS: that (Contractor) (Address) as Principal, hereinafter called Contractor, and (Surety) (Address) as Surety, hereinafter called Surety, are held and firmly bound unto the Town Board, Town of Wappinger, New York, as Obligee, hereinafter called Owner, in the amount of Dollars ($ for the payment whereof Contractor and Surety bind themselves, their heirs, executors, administrators, successors, and assigns, jointly and severally, firmly by these presents. WHEREAS, CONTRACTOR has by written agreement dated , 20_ entered into a Contract with Owner for the ROBERTS ROAD SEWER IMPROVEMENTS in accordance with plans and specifications which Contract is by reference made a part hereof, and is hereinafter referred to as the Contract. NOW, THEREFORE, THE CONDITION OF THIS OBLIGATION is such that, if the Contractor shall promptly and faithfully perform said Contract and agreements of said Contract during the original term thereof, and any extensions thereof which may be granted by the Owner, with or without notice to the Surety and during the one year guaranty period, and if he shall satisfy all claims and demands incurred under such Contract, and shall fully indemnify and hold harmless the Owner from all costs and damages which the Owner may suffer by reason of failure to do so, and shall reimburse and repay the Owner all outlay and expense which the Owner may incur in making good any default, then this obligation shall be null and void; otherwise it shall remain in full force and effect. Whenever Contractor shall be, and declared by Owner to be in default under the Contract, the Owner having performed Owner's obligations thereunder, the Surety shall promptly remedy the default by (1) Completing the Contract in accordance with its terms and conditions, or (2) Obtaining a bid or bids for submission to the Owner for completing the Contract in accordance with its terms and conditions, and upon determination by the Owner and the Surety jointly of the lowest responsible bidder, arrange for a contract between such bidder and Owner, and make available as work progresses (even though there should be a default or a succession of defaults under the contract or contracts of completion arranged under this paragraph) sufficient funds to pay the cost of completion less the balance of the contract price; but not exceeding, including other costs and damages for which the Surety may be liable hereunder, the amount set forth in the first i. PERFORMANCE BOND 00610-1 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00610.doc rrr paragraph hereof. The term balance of the contract price", as used in this paragraph, shall mean the total amount payable by Owner to Contractor under the Contract and ,,, any amendments thereto, less the amount properly paid by Owner to Contractor. Any suit under this bond must be instituted before the expiration of two (2) years from ,. the date on which final payment under the Contract falls due. No right of action shall accrue on this bond to or for the use of any person, corporation ~.. or entity other than the Owner named herein or the heirs, executors, administrators or successors of the Owner. IN WITNESS WHEREOF, this instrument is executed in each one of which shall be deemed an original, this . 200 (Officer's/Partner's/Individual's) signature (Officer's/Partner's/Individual's) name printed day of counterparts, (Corporate Seal if applicable) (Corporation/Partnership/Individual) name printed (Principal) (Officer's/Partner's/Individual's) signature (Corporate Seal if applicable) (Officer's/Partner's/Individual's) name printed (Corporation/Partnership/Individual) name printed (Surety) STATE of COUNTY of ~ ss: On this day of , 20 before me personally came to me known and known to me to be the person described in and who executed the foregoing instrument, and he/she duly acknowledged that he/she executed the same. ~' Notary Public, County No. Term Expires PERFORMANCE BOND 00610-2 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00610.doc ~ NOTE: Date of Bond must not be prior to date of Contract. If Contractor is a Partnership all partners should execute the bond. Surety Companies executing Bonds must be authorized to do business in New York State and be approved by the Owner's attorney. All bonds shall be in a form acceptable in all respects to the Owner's attorney and shall be approved by the Owner's attorney. - END OF SECTION - rr. rr PERFORMANCE BOND 00610-3 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00610.doc 11r ~r SECTION 00620 -LABOR AND MATERIAL PAYMENT BOND LABOR AND MATERIAL PAYMENT BOND FORM DATE BOND EXECUTED PRINCIPAL SURETY PENAL SUM OF BOND (EXPRESS IN WORDS AND FIGURES) CONTRACT NUMBER DATE OF CONTRACT KNOW ALL PERSONS BY THESE PRESENTS, that we, the Principal and Surety above named, are held and firmly bound unto the Town of Wappinger, hereafter called the Town, in the penal sum of the amount stated above, for the payment of which sum well and truly to be made, we bind ourselves, our heirs, executors, administrators, and successors and assigns jointly and severally firmly by these presents. WHEREAS, the Principal entered into a certain contract with the Town numbered and ., dated as shown above and hereto attached; NOW THEREFORE THE CONDITION OF THIS OBLIGATION is such that, if the Principal shall promptly make payment to all claimants as hereinafter defined, for all labor and material used or reasonably required for use in the performance of the contract, and any and all duly authorized modifications of said contract that may hereafter be made, notice of which modifications to the Surety being hereby waived, then this obligation to be void; otherwise it shall remain in full force and effect, subject, however, to the following conditions: (a) A claimant is defined as having direct contract with the Principal or with a ~, Subcontractor of the Principal for labor, material, or both, used or reasonably f ~„ required for use in the performance of the contract, labor and material being construed to include that part of water, gas, power, light, heat, oil, gasoline, telephone service or rental of equipment directly applicable to the contract. (b) The above named Principal and Surety hereby jointly and severally agree with the Town that every claimant as herein defined, who has not been paid it in full, in accordance with the terms of the contract, before the expiration of a period of ninety (90) days after the date on which the last of such claimant's work or labor was done or performed, or materials were furnished by such LABOR AND MATERIAL PAYMENT BOND 00620-1 E:ldocuments\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00620.doc Wllr claimant, may sue on this bond for the use of such claimant, prosecute the suit to final judgment for such sum or sums as may be justly due claimant, and have execution thereon. The Town shall not be liable for the payment of any costs or expenses of any such suit. (c) No suit or action shall be commenced hereunder by any claimant: 1. Unless claimant, other than one having a direct contract with the Principal, shall have given written notice to any two of the following: the ~,,,, Principal, the Town, or the Surety above named, within one hundred eighty (180) days after such claimant did or performed the last of the work or labor, or furnished the last of the materials for which said claim ~,,, is made, stating with substantial accuracy the amount claimed and the name of the party to whom the materials were furnished, or for whom the work or labor was performed. Such notice shall be served by +r. mailing the same, registered or certified mail, return receipt requested, postage prepaid, in an envelope addressed to the Principal or Surety, fr at any place where an office is regularly maintained by them for the transaction of business, and to the Town addressed to the Town Clerk, Town of Wappinger, 20 Middlebush Road, Wappinger Falls, NY 12590 or served in any manner in which legal process may be served in the State of New York. 2. Other than in a state court of component jurisdiction held in and for the Town of Wappinger or in the United States District Court Southern District of New York and not elsewhere. WITNESS WHEREOF, the above-bounden parties have executed this instrument under their several seals on the date indicated above, the name and corporate seal of each corporate party being hereto affixed and these presents duly signed by its undersigned representative, pursuant to authority of its governing body. Presence of: WITNESS as to as to as to as to INDIVIDUAV PRINCIPAL (SEAL) (SEAL) (SEAL) (SEAL) LABOR AND MATERIAL PAYMENT BOND 00620-2 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00620.doc ~r w ~. Attest: Corporate Principal Business Address By Affix Corporate Title Seal The rate of premium on this bond is per thousand. Total amount of premium charged: $ (The above must be filled in by Corporate surety.) LABOR AND MATERIAL PAYMENT BOND 00620-3 E:\documents\T Wappinger\a W20121W21205 Roberts Rd Pump Station\Spec~cations\00620.doc it CERTIFICATE AS TO CORPORATE PRINCIPAL l~ ,certify that I am the within bond; that who signed the said bond on behalf of the principal, was then of said corporation; that I know his signature, and his signature thereto is genuine; and that said bond was duly signed, sealed, and attested for and in behalf of said corporation of its governing body. INSTRUCTIONS (Corporate Seal) The name, including full given name, and business or residence address of each individual party to the bond shall be inserted in the space provided therefore, and each such party shall sign the bond with his usual signature on the line opposite the scroll seal. If the principals are partners, their individual names shall appear in the space provided therefore, with the recital that they are partners composing a firm, naming it, and all the members of the firm shall execute the bond as individuals. If the principal or surety is a corporation, the name of the state in which incorporated shall be inserted into the space provided therefore, and said instrument shall be executed and attested under the corporate seal as indicated in the form. If the corporation has no corporate seal the fact shall be stated in which case a scroll or adhesive seal shall appear following the corporate name. The official character and authority of the person or persons executing the bond for the principal, if a corporation, shall be certified by the secretary or the assistant secretary, according to the form herein provided. In lieu of such certificate there may be attached secretary of the corporation named as principal in the LABOR AND MATERIAL PAYMENT BOND ~ 00620-4 E:\documents\T Wappinger\a W20121W21205 Roberts Rd Pump Station\Spec~cations\00620.doc Ilr to the bond copies of so much of the records of the corporation as will show the official character and authority of the officer signing, duly certified by the secretary or assistant ~"' secretary, under the corporate seal, to be true copies. - -END OF SECTION - LABOR AND MATERIAL PAYMENT BOND 00620-5 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00620.doc iYr SECTION 00710 -GENERAL CONDITIONS ARTICLE 1: DEFINITIONS ~ 1.1 Words and Expressions ARTICLE 2: ROLES AND RESPONSIBILITIES 2.1 The Contractor ~, 2.2 The Owner 2.3 Engineer's Authority ARTICLE 3: INTERPRETATION OF CONTRACT DOCUMENTS 3.1 Conflicting Plans and Specifications 3.2 Shop Drawings and Product Data 3.3 Materials 3.4 Royalties and Patents ARTICLE 4~ PERFORMANCE OF THE CONTRACT 4.1 Responsibility for Damage 4.2 Claim for Damages by Contractor is 4.3 Disputes 4.4 Coordination of Separate Contractors 4.5 Contractor's Supervision 4.6 Permits and Compliance 4.7 Boundazies 4.8 Refuse and Debris ~' 4.9 Subcontractors and Supplies 4.10 Contractors Work Requirements ARTICLE 5: CHANGE IN THE WORK ~~„ 5.1 Procedure 5.2 Payment for Change Orders ARTICLE 6: TIlvIE OF COMMENCEMENT, COMPLETION AND TERMINATION FOR CAUSE ~' 6.1 Time of Commencement and Completion 6.2 Extension of Time 6.3 Liquidated Damages Upon Failure to Complete $~ 6.4 Termination for Cause 6.5 Termination of Contractor's Employment for the Convenience of the Owner 6.6 Contractor's Default 6.7 Suspension of Work ARTICLE T. INSPECTION AND ACCEPTANCE 7.1 Inspection 7.2 Contractor's Obligation to Correct Defective Work 7.3 Progess Reports 7.4 Inspection Prior to Acceptance ARTICLE 8: PAYMENTS 8.1 Payment 8.2 Progess Payments 8.3 Substantial Completion 8.4 Final Payment 8.5 Acceptance of Final Payment 8.6 Contract Quantities 8.7 Maintenance and Guazantee 8.8 No Estoppel ARTICLE 9: BONDS AND INSURANCE 9.1 Contract Security 9.2 Insurance ARTICLE 10: MISCELLANEOUS PROVISIONS 10.1 Compliance with Codes and Laws 10.2 Service of Notices 10.3 Labor Standazds 10.4 Record-Keeping Requirement 10.5 Non-Assignment Clause 10.6 Non-Collusive Bidding Requirements 10.7 Wage and Hours Provisions 10.8 Workers' Compensation Benefits 10.9 Non-Discrimination Requirements 10.10 Archaeological Salvage ARTICLE 1: DEFINITIONS 1.1 Words And Expressions x The following words and expressions, or pronouns used in their stead, shall, wherever they appear in this Contract, be construed as follows: "Act of God" shall mean an act, event, happening, or occurrence, and disaster and effect due to natural causes and inevitable accident, or disaster; a natural and inevitable necessity which implies entire exclusion of all human agency which operates without interference or aid from man and which results from natural causes and is in no sense attributable to human agency. "Addendum" or "Addenda" shall mean the additional contract provisions issued in writing by the Engineer prior to the receipt of bids. ~ GENERAL CONDITIONS 00710- 1 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc I~r wr "Bid" shall mean the offer or proposal of the Bidder submitted on the prescribed form setting forth the prices for the Work to be performed. "Bidder" shall mean any person, firm or corporation submitting a Bid for Work. "Certificate of Completion" shall mean a letter or notice signed by the Owner after the Engineer has determined that no further work is to be done. "Certificate of Substantial Completion" shall mean a letter or notice signed by the Engineer when the work or a designated portion thereof is sufficiently complete that the Owner may occupy or use the work for the use for which it is intended. "Change Order" shall mean the fully executed written order to the Contractor authorizing an addition, deletion or revision in the work within the general scope of the contract documents, or authorizing an adjustment in the contract price or contract time. "Contract" or "Contract Documents" shall mean each of the items listed below, both as a whole and severally. Except for titles, sub-titles, headings, running headlines, tables of contents and indices (all of which are printed herein merely for convenience) the following, except for such portions thereof as may be specifically excluded, shall be deemed to be part of this contract: 1. Advertisement for Bids 2. Instructions to Bidders 3. Bid Forms 4. Bid Bond 5. Contract Agreement 6. Performance Bond 7. Labor and Material Payment Bond 8. Notice of Award 9. Notice to Proceed 10. General Conditions for Contract 11. Supplemental Conditions for Contract 12. Specifications 13. Drawings 14.A11 Addenda 15. All Change Orders 16.A11 provisions required by law to be inserted in this contract whether actually inserted or not. ~, "Contractor" shall mean the person, partnership, firm or corporation with whom the Owner has executed the Contract Agreement. ~ GENERAL CONDITIONS 00710- 2 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump StationlSpecifications\00710.doc ilr~ `r wr "Contract Sum" shall mean the total amount payable by the Owner to the Contractor for performance of the Work under the Contract Documents as stated ~„ in the Contract Agreement. "Contract Time" shall mean the period of time, including authorized adjustments, allotted in the Contract Documents to complete the Work. "Days" shall mean consecutive calendar days. "Drawings" shall mean the part of the Contract Documents which show the characteristics and scope of the Work to be performed and which have been ~.. prepared or approved by the Engineer. "Engineer" shall mean the consulting engineer for the Town as designated and duly appointed by the Town, directed or assigned by them to this Contract, with the powers and duties as stated in the contract documents. (Morris Associates, PLLC) - "Extra Work" shall mean work other than that required either expressly or implicitly by the contract in its present form. It may include work in areas designated on the "~ plans as areas of future work, or in areas within the contract limits or adjacent thereto. Extra work shall be authorized by a change order. '~ '` "Final Acceptance" shall mean acceptance of the work by the Owner as evidenced by his signature upon the final Certificate of Completion. Such acceptance shall be deemed to have taken place only if and when such signature is affixed to said ~`' Certificate of Completion. "Inspector" shall mean an authorized representative of the Owner assigned to ~" make any and all necessary inspections of the work performed and materials furnished by the Contractor. "Owner" shall mean the party of the first part hereto, the Town, the Supervisor, or any other person designated by them to act on their behalf. "Project" shall mean the entire improvement to which this contract relates. "Product Data" are illustrations, standard schedules, performance charts, instructions, brochures, diagrams and other information furnished by the Contractor or a Subcontractor, Sub-subcontractor, manufacturer, supplier or distributor to illustrate some portion of the Work. "Samples" are physical examples which illustrate materials, equipment, or workmanship and establish standards by which the Work will be judged. GENERAL CONDITIONS 00710- 3 E:\documentslT Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00710.doc ~r r "Shop Drawings" are drawings, diagrams, schedules and other data specially _ prepared for the Work by the Contractor or a Subcontractor, Sub-subcontractor, manufacturer, supplier or distributor to illustrate some portion of the Work. ~. "Site" shall mean the area upon or in which the Contractor's operations are carried on, and such other areas adjacent thereto as may be designated as such by the Engineer. "Specifications" shall mean a part of the Contract Documents consisting of written '~"' descriptions of a technical nature of materials, equipment, construction systems, standards and workmanship. "' "Subcontractor" shall mean any person, firm or corporation, other than employees of the Contractor, who or which contracts with the Contractor or any other Subcontractor to furnish, or actually furnishes, labor, materials or labor and ~""' equipment at the site. "Substantial Completion" shall mean that date, as certified by the Engineer when `" the construction of the project or a specified part thereof is sufficiently completed, in accordance with the Contract Documents, so that the Project or specified part can be utilized for the purposes for which is intended. i® "Surety" shall mean any person, firm or corporation that has executed as surety, and bond or bonds required to be executed by the Contractor as they relate to the provisions of the Contract. "Work" shall mean all labor necessary to produce the construction required by the Contract Documents and all materials and equipment incorporated or to be incorporated in the Project. "Written Notice" shall mean any notice to any party of the Agreement relative to any part of this Agreement in writing and considered delivered and the service thereof completed, when posted by certified or registered mail to the said party at his last given address, or delivered in person to said party or his authorized representative on the Work. Whenever they refer to the work or its performance, the words "directed", "required", "permitted", "ordered", "designated", "prescribed", and words of like import are used, they shall imply the direction, requirement, permission, order, designation or prescription of the Engineer and "approved", "acceptable", "satisfactory", "in the judgment of', and words of like import, shall mean approved by, or acceptable to, or satisfactory to, in the judgment of the Engineer. GENERAL CONDITIONS 00710- 4 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc Yr ~ ARTICLE 2: ROLES AND RESPONSIBILITIES 2.1 The Contractor The Contractor shall supervise, direct and perform the work in accordance with the true intent and meaning of the contract documents. Unless otherwise expressly provided, ~"' the work must be performed in accordance with the best modern practice, with materials and workmanship of the highest quality, all as determined by, and entirely to the satisfaction of, the Engineer. The Contractor shall be responsible for the entire work `" until completed and accepted by the Owner. Unless otherwise expressly provided, the means and methods of construction shall be ~"` such as the Contractor ma choose, sub'ect, however, to the a y ~ pproval of the Engineer. Such approval, or the Engineer's failure to exercise his right to reject, shall not create a cause of action for damages. r. The Contractor shall assume all risks and responsibility and shall complete the work in whatever material and under whatever conditions he may encounter or create, without extra cost to the Owner. ~, No plea of ignorance or misunderstanding of conditions that exist or that may hereafter exist, or of conditions or difficulties that may be encountered in the execution of the work under this contract, as a result of failure to make the necessary examinations and r,,, investigations, will be accepted as an excuse for any failure or omission on the part of a Contractor to fulfill in every detail all of the requirements of the contract documents, or will be accepted as a basis for any claims whatsoever for extra compensation or an ~,,,, extension of time. In the event the Owner or Engineer observes that the Contract Documents are not being followed, the Contractor will be ordered to stop work and make any necessary changes at no additional cost to the Owner. i~r. The Contractor acknowledges that the Owner does not guarantee that all pipes, ducts, utilities and other underground structures are shown on the plans, and that the ~ information given is intended only as a guide to the Contractor. The Contractor shall not ~- claim damages and shall not be entitled to payment because of any omission or faulty location on the plans of any pipes, ducts, utilities or other underground structures. ~ The Contractor shall do all work and pay all costs of cutting, protecting, supporting, maintaining, relocating and restoring all surface, subsurface or overhead structures, and all other property, including pipes, conduits, ducts, tubes, chambers, and appurtenances, public or private, in the vicinity of the work (except such which by law, franchise, permit contract, consent or agreement the owner thereof is required to it- protect, support, maintain, relocate or restore), repairing the same if damaged and r"" restoring to their original conditions all areas disturbed. He shall not claim or be entitled GENERAL CONDITIONS 00710- 5 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00710.doc ~Ir ilrr +•~ to any damages for delay or otherwise by reason of such required work, and he hereby assumes all risks in connection therewith. From the survey work provided by the Owner, the Contractor shall develop and make all detailed surveys needed for construction. The Contractor shall carefully preserve the physical survey points provided by the Owner and, in the case of willful or careless destruction, he shall pay the resulting expense to recreate the points and shall be responsible for any mistakes that may be caused by their unnecessary destruction or loss. The Contractor warrants to the Owner and Engineer that materials and equipment furnished under the Contract will be of good quality and new unless otherwise required or permitted by the Contract Documents, that the Work will be free from defects not inherent in the quality required or permitted, and that the Work will conform to the requirements of the Contract Documents. Work not conforming to these requirements, including substitutions not properly approved and authorized, may be considered defective. The Contractor's warranty excludes remedy for damage or defect caused by abuse, modifications not executed by the Contractor, improper or insufficient maintenance, improper operation, or normal wear and tear and normal usage. If required by the Engineer, the Contractor shall furnish satisfactory evidence as to the kind and quality of materials and equipment. The Contractor shall pay sales, consumer, use and similar taxes for the Work provided by the Contractor which are legally enacted when bids are received or negotiations concluded, whether or not yet effective or merely scheduled to go into effect. w The Contractor, promptly after being awarded the Contract, shall prepare and submit for the Owner's and Engineer's information a Contractor's construction schedule for the Work. The schedule shall not exceed time limits current under the Contract Documents, shall be revised at appropriate intervals as required by the conditions of the Work and Project, shall be related to the entire Project to the extent required by the Contract Documents, and shall provide for expeditious and practicable execution of the Work. The Contractor shall maintain at the site for the Owner one record copy of the drawings, Specifications, Addenda, Change Orders and other Modifications, in good order and marked currently to record field changes and selections made during construction, and one record copy of approved Shop Drawings, Product Data, Samples and similar required submittals. The Contractor shall be responsible for cutting, fitting or patching required to complete the Work or to make its parts fit together properly. 2.2 The Owner The Owner, in addition to those matters expressly made subject to its determination, direction or approval in this contract, shall have the power: it GENERAL CONDITIONS 00710- 6 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc ! ~. r. (1) To determine finally any and all questions in relation to this contract and its performance, which determination shall be final and conclusive upon the r. Contractor. (2) To modify or change this contract so as to require the performance of extra w work, or the omission of contract work, or both, whenever it deems it in the public interest to do so; '~ (3) To suspend the whole or any part of the work or terminate the entire project whenever, in its judgment, such suspension or termination is required (a) in the interest of the Owner generally, or (b) to coordinate the work of the various Contractors engaged in this project, or (c) to expedite the completion of the entire project even though the completion of this particular Contract may be thereby delayed, without compensation to the Contractor for such suspension other than extending the time for the completion of the work, as much as it may have been, in the opinion of the Engineer, delayed by such suspension; If before the final completion of all the work contemplated herein, it shall be deemed necessary by the Owner to take over, use, occupy or operate any part of the completed or partly completed work, the Owner shall have the right to do so and the Contractor will not, in any way, interfere with or object to the use, occupation or operation of such work by the Owner after receipt of notice in writing from the Owner that such or part thereof will be used by the Owner on and after the date specified in such notice. The Owner shall have the right to enter the premises for the purpose of doing work not covered by the Contract Documents. This provision shall not be construed as relieving the Contractor of the sole responsibility for the care and ,,; protection of the Work, or the restoration of any damaged Work except such as may be caused by agents or employees of the Owner. ~, The Owner shall furnish horizontal and vertical control survey data for use by the Contractor in locating the principal components of the Work and for determining w the legal limits of the Work. 2.3 Engineer's Authority GENERAL CONDITIONS 00710- 7 E:\documents\T Wappinger\a Vtf2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc it ~" (1) The Engineer, in addition to those matters elsewhere herein expressly made subject to his determination, direction or approval, shall have the power, subject to review by the Owner: a. To inspect the performance of the work; '~' b. To determine the amount, kind, quality, sequence, and location of the work to be paid for hereunder; ~ c. To determine all questions in relation to the work, to interpret the Contract Documents; d. To make minor changes in the work, not involving change in Contract Time or Contract Sum, as he deems necessary, provided such ~„ changes do not result in a net increase in the cost to the Owner or to the Contractor of the work to be done under the contract; e. To amplify the plans, add explanatory information and furnish additional specifications and drawings consistent with the intent of the contract documents. ~ f. To determine how the work of this contract shall be coordinated with the work of other Contractors engaged simultaneously on this project, ~. including the power to suspend any part of the work. (2) The foregoing enumeration shall not imply any limitation upon the power of the Engineer, for it is the intent of this contract that all of the work shall be subject to his determination and approval, except where the determination or approval of someone other than the Engineer is expressly called for herein. All orders of the Engineer requiring the Contractor to perform work as contract work shall be promptly obeyed by the Contractor. (3) The Engineer will not be responsible for the construction means, controls, techniques, sequences, procedures or construction safety. (4) The Engineer shall promptly make decisions relating to interpretation of the Contract Documents. ~" GENERAL CONDITIONS 00710- 8 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00710.doc sample submission not so checked and noted will be returned to the Contractor without being examined by the Engineer. All measurements shall be verified at the building and/or structures. The Engineer will promptly review submitted shop drawings, product data, or sample submission as an aid to the Contractor but review of drawings by the Engineer shall not ""` relieve the Contractor of his responsibility for the proper performance of the work without additional cost to the Owner, whether or not the work was installed in accordance with drawings reviewed by the Engineer. Shop drawings, product data or `` sample submission will be reviewed for design and general arrangement only. 3.3 Materials All materials, equipment and articles (products) incorporated into the permanent work shall be new unless specifically stated or shown otherwise in the contract documents. The word "new" shall not operate to exclude recycled raw materials used in the manufacture of previously unused, i.e. new, materials, equipment and articles (products) for this contract, provided that such items comply with all other contract requirements. The intent of these specifications is not to limit competition but to establish a standard of quality which the Engineer has determined is necessary. The Contractor may use any product equal to that named in the contract documents provided 1) that the Contractor has given timely notice of his intent (in accordance with the submittal and scheduling requirements of this contract) and 2) that the Engineer accepts the proposed product. The Contractor may make substitutions only with the consent of the Owner, after evaluation by the Engineer and in accordance with a Change Order. The Engineer may establish criteria for product evaluation and shall determine whether a proposed product is to be accepted. The Contractor shall have the burden of satisfying the Engineer that any substitutions are acceptable, at his own cost and expense. The Contractor shall also bear the cost and expense of preparing and providing detailed drawings showing all changes, if any, from details shown in the contract documents. Such detailed drawings shall be subject to the Engineer's evaluation and acceptance as to conformance with the overall project requirements. 3.4 Royalties And Patents The Contractor shall pay all royalties and license fees and include the cost thereof in his bid. He shall defend all suits or claims for infringement of any patent rights and shall save harmless the Owner from loss on account thereof, except that the Owner shall be responsible for all such loss when a particular design, process or the product of a ~ GENERAL CONDITIONS 00710- 10 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc it ~"' ARTICLE 3: INTERPRETATION OF CONTRACT DOCUMENTS 3.1 Conflicting Plans And Specifications In the case of conflicting information within the plans and specifications as to the type of materials or workmanship to be provided, the Contractor agrees that he will accept the decision of the Engineer as to which was intended or which is in the best interest of the Owner. In the event that any provision in any of the following parts of this Contract conflicts with any provision in any other of the following parts, the provision i.n the part first enumerated below shall govern over any other part which follows numerically, except as may be otherwise specifically stated. Said parts are the following: 1. Addenda 2. Supplemental Conditions for Contract 3. General Conditions for Contract 4. Detail Specifications 5. Contract Drawings 3.2 Shop Drawings and Product Data The Contractor shall submit to the Engineer, shop drawings, product data and similar submittals required by the Contract Documents with reasonable promptness and in such sequence as to cause no delay in the work or in the activities of the Owner or of separate Contractors. Where the nature of the work of the Contract makes it necessary, or where so required by the Engineer, the Contractor shall submit scale and full size shop drawings of the work for review by the Engineer. The shop drawings shall be complete in every detail and show any and all other necessary information in accordance with usual trade practice as particularly required for any special purposes. Portions of the Work requiring a shop drawing, product data or sample submission shall not begin until the shop drawing, product data or sample submission has been approved by the Engineer. A copy of each approved shop drawing, product data or sample submission shall be kept in good order by the Contractor at the site and shall be available to the Engineer. The Contractor shalt thoroughly review all shop drawings of the various trades for measurements, sizes of members, materials and details to make sure that they conform ~" to the intent of the plans and specifications and for any and all other contract requirements. Information found to be inaccurate or otherwise in error shall be made correct. Shop drawings, product data or sample submission prepared by or under the ~"' direction of the Contractor shall be checked for accuracy and contract requirements by the Contractor before being forwarded to the Engineer. Shop drawings, product data or GENERAL CONDITIONS 00710- 9 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc "~" particular manufacturer is specified and the Contractor properly acquires all royalties and license fees at no additional cost to the Owner. ~" GENERAL CONDITIONS 00710- 11 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc ~. ARTICLE 4: PERFORMANCE OF THE CONTRACT 4.1 Responsibility For Damage The Contractor shall faithfully perform and complete all of the work required by the Contract, and has full responsibility for the following risks: (1) Loss or damage, direct or indirect, to the work including the building or structure in which the work is being performed, or any other construction in progress whether being performed by any other Contractor or the Owner, or to any plant, equipment, tools, materials or property furnished, used, installed or received by the Engineer under this contract or any other contract. The Contractor shall bear all such risk of loss or damage, until all of the work covered by the Contract has been finally accepted. In the event of such loss or damage, the Contractor shall forthwith repair, replace, and make good any such loss or damage at the direction of the Engineer without additional cost to the Owner. (2) Injury to persons (including death resulting therefrom), or damage to property caused by an occurrence arising out of the performance of this Contract for which the Contractor may be legally liable under the laws of torts. (3) The Contractor shall not be responsible for damages resulting from willful acts of Owner's employees or from negligence resulting solely from acts or omissions of the Owner, its officers or employees. Nothing herein shall vest in third parties any right of action beyond such as may legally exist irrespective of this article. (4) The Contractor shall indemnify and save harmless the Owner, its officers, employees and agents, from suits, actions, damages, and costs of every name and description relating to the performance of this Contract during its prosecution and until the acceptance thereof, and the Owner may retain such moneys from the amount due the Contractor as may be necessary to satisfy any claim for damages recovered against the Owner. The Contractor's obligations under this paragraph shall not be deemed waived by the failure of the Owner to retain the whole or any party of such moneys due the Contractor, nor shall such obligation be deemed limited or discharged by the enumeration or procurement of any insurance for liability for damages imposed by law upon the Contractor, subcontractor or the Owner. (5) The Contractor shall provide written notice to the Engineer within three (3) business days of any loss, damage or injury arising out of the Contractor's performance of the Contract. ~"" GENERAL CONDITIONS 00710- 12 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc ~"` (6) No claim whatsoever shall be made by the Contractor against any officer, agent, or employee of the Town, for, on account of, or by reason of anything done, or omitted to be done, in connection with this contract. 4.2 Claim For Damages By Contractor If the Contractor shall claim compensation for any damage sustained, other than for extra or disputed work by reason of any act or omission of the Owner, its agents or of any persons, he shall, within five (5) days after sustaining such damage, make and deliver to the Engineer a written statement of the nature of the damage sustained and of the basis of the claim against the Owner. If on or before the fifteenth of the month succeeding that in which any damage is alleged to have been sustained, the Contractor shall fail to make and deliver to the Engineer an itemized, verified statement of the details and amount of such damages claimed, it is hereby stipulated that all claims for such compensation shall be forfeited and invalidated and the Contractor shall not be entitled to payment on account of such claims. 4.3 Disputes The Contractor specifically agrees to submit in writing, in the first instance, any dispute relating to the performance of this Contract to the Engineer, who shall reduce his decision to writing and furnish a copy thereof to the Contractor. The Contractor must request such decision in writing no more than fifteen days after he knew or ought to have known of the facts which are the basis of the dispute. The decision of the Engineer shall be final and conclusive unless within twenty days from the date of receipt of such copy the Contractor serves upon the Board a written appeal. Upon appeal, the decision of the Board or its duty authorized representative shall be final and conclusive unless the decision is fraudulent or capricious or arbitrary or so grossly erroneous as necessarily to imply bad faith or is not supported by substantial evidence. In connection with any appeal proceeding under this clause, the Contractor shall be afforded an opportunity to be heard and to offer evidence in support of his appeal. Pending final determination of a dispute hereunder, the Contractor shall proceed diligently with the performance of the Contract, including the work being disputed, in accordance with the Engineer's decision. Nothing in this Contract shall be construed as making final the decision of any administrative official upon a question of law. 4.4 Coordination Of Separate Contractors The Owner may award other contracts related to the work. In that event, the Contractor shall coordinate his work with the work of other Contractors in such manner as the Owner may direct. Each Contractor shall control and coordinate the work of his subcontractors, if any. The Owner shall approve or require the modification of the work ~" GENERAL CONDITIONS 00710- 13 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Spec~cations\00710.doc >: IWr 'ir ~" schedules of all Contractors to the end that the project may be progressed as expeditiously as the case permits. If any part of the work depends for proper execution or results upon the work of any other Contractor, the Contractor shall inspect and promptly report in writing to the Engineer any defects in such work. The Contractor's failure to inspect and report shall constitute an acceptance of the other Contractor's work as fit and proper for the reception of the work of this contract. The Owner shall issue appropriate directions and take such other measures to coordinate and progress the work as may be reserved to the Owner in the contract, and which an ordinarily reasonable project owner in similar circumstances would be expected to take. However, the Owner shall not be liable for mere errors in judgments as to the best course of action to adopt among the alternatives available in any given instance. The award of more than one contract for the project requires sequential or otherwise interrelated Contractor operations, and may involve inherent delays in the progress of any individual Contractor's work. Accordingly, the Owner cannot guarantee the unimpeded operations of any Contractor. The Contractor acknowledges these conditions, and understands that he shall bear the risk of all ordinary delays caused by the presence or operations of other Contractors engaged upon the project, and ordinary delays attendant upon any Owner approved construction schedule. The Owner shall not be liable for ordinary delays in any case nor for extraordinary delays which occur by reason of any Contractor's failure to comply with directions of the Owner, or because of the neglect, failure of inability of any Contractor to perform his work efficiently, or the failure of a supplier to supply or a subcontractor to perform. Any claim for extraordinary delay caused by an allegedly unreasonable or arbitrary act, or failure to act, by the Owner in the exercise of its responsibility for supervision and coordination of the work, shall be waived, released, and discharged unless the Contractor whose work is impeded or delayed thereby, shall give notice in writing to the Board as promptly as possible and in sufficient time to permit the Board to investigate and formulate appropriate instructions. The neglect or refusal of a Contractor to comply with directions issued by the Owner pursuant to its responsibility for supervision of the work shall constitute a failure to i"' progress the work diligently in accordance with Contract requirements and shall justify withholding payments otherwise due, or termination of the Contract. ~"' The Contractor shall indemnify the Owner for damages recovered against the Owner by another Contractor to the extent that any such claim or judgment is the proximate result of the Contractor's failure to progress the work in accordance with Contract ~" requirements. ~"" GENERAL CONDITIONS 00710- 14 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc Ilir ~'" 4.5 Contractor's Supervision The Contractor shall designate, in writing, a competent supervisor for the work to represent the Contractor at the site at all times with authority to act for him and who can communicate effectively with the Owner's representative. All directions given the Contractor's representative shall be as binding as if given to the Contractor. The work `~ may be suspended by the Engineer in whole or in part, if the Contractor has no such representative on site. The representative shall keep on site copies of the plans and specifications and shall have full authority to supply material and labor as required. Should the Engineer deem any employees of the Contractor incompetent or negligent, or otherwise not qualified by reason of experience, or for any cause unfit for their duty, the Contractor shall dismiss them and they shall not again be employed on the work. 4.6 Permits And Compliance The Contractor shall obtain, maintain and pay for all other permits, licenses, ,,,. governmental fees and inspections legally required and shall give all notices, pay all fees and comply with all laws, rules and regulations applicable to the work at no additional cost to the Owner. Fees for Town of Wappinger permits will be waived for this project. 4.7 Boundaries The Contractor and all subcontractors shall confine their equipment, apparatus, and the storage of materials and supplies of his workmen to the limits of the Town right-of ways and easements and to limits indicated by law, ordinance, permits or directions of the Engineer. 4.8 Refuse And Debris The Contractor shall at all times keep the refuse and debris at the job site to a minimum, and at the completion of the contract shall remove all debris, waste and rubbish, tools, equipment, surplus supplies and materials, temporary structures, etc, and leave all areas "broom" or "rake" clean. The interiors of buildings shall be cleaned as stated in the Specifications and General Conditions. ""' 4.9 Subcontractors And Suppliers Before any part of the Contract shall be sublet or material purchased, the Contractor shall submit to the Engineer in writing the name of each proposed subcontractor and supplier and obtain the Engineer's written consent to such subcontractor and supplier. ' _ The names shall be submitted in ample time to permit acceptance or rejection of each ~" ro osed subcontractor and su lier b the En sneer without causin dela in the work P P pP ~ Y 9~ 9 Y of the Project. ~" GENERAL CONDITIONS 00710- 15 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc l` Ilr The Contractor's use of subcontractors and suppliers shall not diminish the Contractor's obligations to complete the work in accordance with the Contract. The Contractor shall control and coordinate the work of his subcontractors. ,,, The Contractor shall be responsible for informing his subcontractors and suppliers of all the terms, conditions and requirements of the contract documents. y,,, In making payment to his subcontractors, the Contractor shall comply with the provisions of New York State General Municipal Law § 106.b. Nothing contained in this Contract shall create any contractual relationship between any subcontractor and the E ;v Owner. 4.10 Contractor's Work Requirements The Contractor shall do all the work and furnish at his own cost and expense, all labor, supervision, machinery, equipment, facilities, tools, transportation, supplies, materials, insurance, permits, certificates, tests, guarantees, protection of equipment and property and life during construction, and all other things whether or not explicitly shown or mentioned, necessary and proper for or incidental to the completion of a workmanlike job, complete in every respect and detail, left ready and in perfect condition for the Owner's use. All work performed under this contract shall be according to the highest standards of the trades involved, and shall conform to the requirements of any utilities, and any and all Federal, State and local laws, codes, ordinances and statues as may be in effect at the time of bidding. This shall not be construed as relieving the Contractor from complying with any of the requirements of the plans and specifications which may be in excess of the requirements mentioned herein. +~ 00710- 16 GENERAL CONDITIONS E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc Irr Irr. ~ ARTICLE 5: CHANGE IN THE WORK 5.1 Procedure The Owner may make changes by altering, adding to or deducting from the work, and adjusting the contract sum and contract time accordingly. All changed work shall be executed in conformity with the terms and conditions of the contract documents unless otherwise provided in the change order. Any change in the contract sum or time for completion shall be adjusted when issuing a change order. No written or oral instructions shall be construed as directing a change in the work involving a change in Contract Sum or Contract Time unless in the form of a change order signed by the Owner and the Contractor. The change order shall describe or enumerate the work to be performed and state the price to be added to or deducted from the contract sum. If the extent or cost of the work is not determinable until after the change in the work is performed, the change order shall specify the method for determining the cost and extent of the change in the work when completed. If the Contractor disagrees with any element of the change order, he shall indicate his disagreement in writing on the face of the change order and promptly proceed in accordance with the change order. If he disputes any item of the change order, he shall comply with Article 4.3. If the Contractor encounters a situation or work for which he believes he is entitled to a change order, he shall give the Engineer or inspector written notice within one business day and shall await instructions before proceeding. k' If the Contractor is directed to perform work for which he believes he is entitled to a i~. change order, he shall give the Engineer prompt written notice and await instructions before proceeding to execute such work. The Engineer may order the Contractor to ~,,, execute the work as contract work. If the Contractor disputes this decision, he shall give notice pursuant to the dispute provisions of Article 4.3. ., 5.2 Payment For Change Orders The value of a change order shall be determined by one of the following methods. (1) By lump sum or unit prices negotiated or established based on estimated cost plus fifteen percent (15%) as compensation for all other items of profit and cost or expense, including administration, overhead, superintendent, materials used in temporary structures and allowances made by the Contractor to the subcontractors. (2) If no unit prices are set forth and if the parties cannot agree upon a lump sum, then by the actual and reasonable net cost in money to the Contractor ~ of the materials and of the wages of applied labor required for such extra work (including net premium for workers' compensation insurance, +~ GENERAL CONDITIONS 00710- 17 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc r ~'"' contributions pursuant to the State Unemployment Insurance Law, and withholding taxes pursuant to the Federal Social Security Act) ,plus fifteen r; percent (15%) as compensation for all other items of profit and cost or ~` expense, including administration, overhead, superintendent, materials used in temporary structures and allowances made by the Contractor to the subcontractors. (3) By prices specifically named in the specifications or on the Bid Form. (4) By estimate of the value as can be determined from the approved detailed estimate. The Contractor shall, upon request, furnish satisfactory proof of all labor performed, materials furnished and equipment used in the performance of extra work. ~`" GENERAL CONDITIONS 00710- 18 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc it ~" ARTICLE 6: TIME OF COMMENCEMENT COMPLETION AND TERMINATION FOR CAUSE 6.1 Time Of Commencement And Completion (1) The Contractor must commence work on the day specified therefore in a Notice to Proceed signed by the Owner. Since TIME IS OF THE ESSENCE in this Contract, the Contractor shall thereafter prosecute the work diligently, using such means and methods of construction as will assure its full completion in accordance with the requirements of the Contract Documents not later than the specified date therefore, or on the date to which the time for completion may be extended. (2) Unless the date for completion is extended pursuant to the provisions of ~„ paragraph 6.2 below, the Contractor shall complete the work within the time allotted as stated in the Contract Documents. The Engineer shall be the sole judge as to whether the work hereunder has been completed within the ,,, time stipulated. 6.2 Extension Of Time It is mutually agreed that no extension beyond the date of completion fixed by the terms of the contract shall be effective unless consented to in writing by the Engineer. An application by the Contractor for extension of time must be in writing, setting forth in detail the reasons and causes of delay and the date upon which each such cause of delay began and ended, and must be submitted to the Engineer within five (5) days after the start of the alleged delay. If the Engineer should determine that the delay was not due to any act or omission on the part of the Contractor or was due to causes beyond the control of the Contractor, the Contractor shall be entitled to an extension of time equal to the number of days actually delayed if such extension shall be required. If, however, the Engineer should determine that the delay was caused directly or indirectly by the act or conduct of the Contractor or any of his subcontractors or suppliers, the Engineer may refuse to grant an extension of time and direct the Contractor to re-arrange his progress schedule so as to complete the work within the time set forth in the contract. If the Owner deems it advisable and expedient to have the Contractor complete and finish the work after the expiration of the contract date of completion, and in order that ~"' the Owner's fiscal officer may be permitted to make payment to the Contractor for work performed beyond the completion date, the Owner will grant an extension of time necessary to complete the work, conditional upon the assessment and deduction of ~"" liquidated damages from the moneys which may become due hereunder. In the event of delay for cause, the Contractor's sole remedy shall be the extension of time granted as hereinabove provided, and the Contractor shall have no right to, or cause of, action for damages or additional costs resulting from any such delay. ~"' GENERAL CONDITIONS 00710- 19 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc Time necessary for review by the Engineer of shop drawings and delays incurred by normal seasonal and weather conditions should be anticipated and are neither compensatory nor eligible for extensions of time. 6.3 Liquidated Damages Upon Failure To Complete i. It is mutually agreed between the parties that TIME IS OF THE ESSENCE in this Contract and that there will be, on the part of the Town, considerable monetary damage in the event the Contractor should fail to complete the work within the time fixed for completion in the Contract or within the time to which such completion may have been extended. The amount stated in the Contract Agreement is hereby stipulated as the liquidated ,,,,, damages for each and every calendar day that the time consumed in completing the work exceeds the time allowed therefore. This amount shall in no event be considered as a penalty or otherwise than as the liquidated and adjusted damages of the Owner ~,,~ because of the said delay and Contractor agrees that the said sum per day for each such day shall be deducted and retained out of the monies which may become due hereunder. 6.4 Termination For Cause If in the judgment of the Owner, the Contractor fails or refuses to prosecute the work in accordance with the Contract, or is failing to complete the work within the time provided by the Contract, the Owner may terminate the Contract by written notice. In such event, the Owner shall order the surety to complete the work. If the surety fails or refuses to complete the work in accordance with the contract provisions, including time of completion, the Owner may take over the work and prosecute it to completion by contract publicly let or otherwise, and may take possession of and utilize in completing the work, such of the Contractor's plant, materials, equipment, tools and supplies as may be on the site of the work. Whether or not the right to terminate is exercised, the Contractor and his surety shall be liable for any damage to the Owner resulting from his failure or refusal to complete the work in accordance with the Contract or his failure to complete the work within the time provided by the Contract. If the Owner terminates the Contract, damages shall consist of liquidated damages, if any, until the work is physically completed, plus any increased costs occasioned the '~" Owner in completing the work. If the Owner does not terminate the Contract, the damages shall consist of liquidated ~` damages, if any, until the work is physically completed. The Contract shall not be so terminated nor the Contractor charged with resulting ~` damage if: '~"' GENERAL CONDITIONS 00710- 20 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc lrr rr ~ (1) The delay in the completion of the work arises from unforeseeable causes beyond the control and without the fault or negligence of the Contractor, including but not restricted to, acts of God, acts of the public enemy, acts of the Board in either its sovereign or contractual capacity, acts of another Contractor in the performance of a contract with the Owner, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes, unusually severe weather, or delays of subcontractors or suppliers arising from unforeseeable causes beyond the control and without the fault or negligence of both the Contractor and such subcontractors or suppliers, and (2} The Contractor shall notify the Engineer in writing of the causes of delay within fifteen (15) days from when the Contractor knew or ought to have ~"" known of any such delay. The Engineer will ascertain the facts and the extent of the delay and extend the time for completing the work when, in his judgment, the findings of fact justify such an extension, and his findings of fact shall be final and conclusive. If after notice of termination of the Contract, it is determined for any reason that the Contractor was not in default or that the delay was excusable, the rights and obligations of the parties shall be the same as if the notice of termination had been issued pursuant to the termination for convenience clause. r,,, The rights and remedies of the Owner provided in this clause are in addition to any other rights and remedies provided by law or under this Contract; provided that damages for delay incurred by the Contractor shall be as specified in this article. 6.5 Termination Of Contractor's Employment For The Convenience Of The Owner The Owner may terminate this Contract whenever in its judgment the public interest so requires by delivering to the Contractor a notice of termination specifying the extent to which performance of work under the Contract is terminated and the date upon which such termination becomes effective. Upon receipt of the notice of termination, the Contractor shall act promptly to minimize the expenses resulting from such termination. The Owner shall pay the Contractor the sum of: (1) the costs actually incurred up to the effective date of such termination, plus (2) the cost of settling and paying claims arising out of the termination of work under subcontracts or orders exclusive of the amounts paid or payable on +~ account of supplies or materials delivered or services furnished by the subcontractor prior to the effective date of the notice of termination of work under this Contract, which amounts shall be included in the cost on account '~ of which payment is made under (1) above_ GENERAL CONDITIONS 00710- 21 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc Is (3) the rate of profit and overhead on (1) and (2) as prescribed by this Contract for change orders, provided, however, that if it appears that the Contractor would have sustained a loss on the entire Contract had it been competed, no ~ profit shall be included or allowed under this paragraph (3) and an appropriate adjustment shall be made reducing the amount of the settlement to reflect the indicated rate of loss. In no event shall the Contractor's compensation exceed the total Contract amount. The detailed estimate or amount of progress payments made to the Contractor prior to the day termination was effective shall not be conclusive evidence of costs incurred, but progress payments shall be offset against any payment which the Owner makes to the Contractor as a result of such termination. 6.6 Contractor's Default The Contractor shall be declared in default if any of the following occur: (1) if the Contractor fails to begin work when notified to do so by the Owner, or (2) if the Contractor becomes insolvent, or (3) if a petition of bankruptcy is filed by or against the Contractor, or (4) if the work to be done under this contract shall be abandoned, or (5) if this contract or any part thereof shall be subcontracted without the consent of the Owner being first obtained in writing, or (6) if this contract or any right, moneys or claim thereunder shall be assigned by the Contractor otherwise than as herein specified, or (7) if, at any time, the Engineer shall be of the opinion that the conditions herein specified as to the rate of progress are not fulfilled, or (8) that the work or any part thereof is unnecessarily or unreasonably delayed, or (9) that the Contractor is not or has not been executing the contract in good faith, or ~ (10) that the Contractor is violating any of the provisions of this contract; The Owner, without prejudice to any other rights or remedy of said Owner, shall have ~"" the right to declare the Contractor in default and so notify the Contractor by a written notice, setting forth the ground or grounds upon which such default is declared and that GENERAL CONDITIONS 00710- 22 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc ~Ir (r ~ the Contractor shall discontinue the work, either as to a portion of the same or the whole thereof. Upon receipt of the notice, the Contractor shall immediately discontinue all '' further operations on the work or such portion thereof, leaving untouched all plant, materials, equipment, tools and supplies. 6.7 Suspension Of Work The Engineer may order the Contractor, in writing, to suspend, delay, or interrupt performance of all or any part of the work for a reasonable period of time as he, in his sole discretion, may determine. The order shall contain the reason or reasons for issuance which may include but shall not be limited to the following: latent field conditions, substantial program revisions, civil unrest, acts of God, failure to have a supervisor on site. ~„ Upon receipt of a suspension order, the Contractor shall, as soon as practicable, cease performance of the work as ordered and take immediate affirmative measures to protect such work from loss or damage. ~. The Contractor specifically agrees that a suspension, interruption or delay of the performance of the work pursuant to this article shall not increase the cost of ~.. performance of the work of this Contract. A suspension order issued by the Engineer pursuant to this article shall have a duration ~• not to exceed thirty (30) calendar days. If the Contractor is not directed to resume performance of the work affected by said suspension order prior to the expiration of thirty (30) calendar days, the Contract shall be automatically terminated for the ++~ convenience of the Owner and the Contractor shall be reimbursed in accordance with the payment schedule. ~,. r w. 3- ~"~ GENERAL CONDITIONS 00710- 23 E:ldocuments\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc 1tir ~" ARTICLE 7: INSPECTION AND ACCEPTANCE 7.1 Inspection The Engineer or the Owner's representative will inspect and test the work at reasonable times at the site, unless the Engineer determines to make an inspection or test at the place of production, manufacture or shipment. Such inspection or test shall be conclusive as to whether the material and workmanship inspected or tested conforms to the requirements of the Contract. Such inspection or test shall not relieve the Contractor of responsibility for damages to or loss of the material prior to acceptance, nor in any way affect the continuing rights of the Engineer to reject the completed work. 7.2 Contractor's Obligation To Correct Defective Work ,,,, The Contractor shall, without charge, promptly correct any work which the Engineer finds does not conform to the contract documents, unless in the public interest the Owner consents to accept such work with an appropriate adjustment in the Contract ~,~. sum. The Contractor shall promptly remove rejected material from the premises. If the Contractor does not promptly correct rejected work including the work of other Contractors destroyed or damaged by removal, replacement, or correction, the Owner may: (1) correct such work and charge the cost thereof to the Contractor; or (2) terminate the Contract in accordance with the section on termination in the General Conditions. The Contractor shall furnish promptly and without additional charge all facilities, labor ~ and material reasonably needed to perform in a safe and convenient manner such inspections and tests as the Engineer requires. The Contractor shall promptly correct work rejected by the Engineer or failing to conform to the requirements of the contract documents, whether observed before or after substantial completion and whether or not fabricated, installed or completed. The Contractor shall bear costs of correcting such rejected work, including additional testing and inspections and compensation for the Engineer's services and expenses made necessary thereby. 7.3 Progress Reports ~"' The Contractor shall keep the Engineer informed of the progress of his work and particularly when he intends to cover work not yet inspected or tested. When the work is not progressed continuously, except for weekends and holidays, the Contractor shall notify the Engineer again each time before resuming work. Twenty-four hours notice shall be given. All inspection and tests by the Engineer shall be performed in a manner ~`" GENERAL CONDITIONS 00710- 24 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc r '~"" not to unreasonably delay the work. The Contractor shall be charged with any additional cost of inspection when the work is not ready for inspection by the Engineer . at the time stated by the Contractor or agreed to by the Engineer and Contractor. 7.4 Inspection Prior To Acceptance Should the Engineer determine at any time before acceptance of the entire work to examine work already completed by removing, uncovering or testing the same, the Contractor shall, on request, promptly furnish all necessary facilities, labor and materials to conduct such inspection, examination or test. If such work is found to be defective or nonconforming in any material respect, the Contractor shall defray all the expenses of such examination and satisfactory reconstruction. If the work is found to meet the requirements of the contract documents, the Owner shall compensate the Contractor for the additional services involved in such examination and reconstruction and if completion of the work has been delayed thereby, he shall, in addition, grant the Contractor a suitable extension of time. If the Contractor covers his work prior to allowing inspections and tests by the Engineer, the Contractor shall promptly uncover and make ready all such areas for inspections and tests, and the Contractor shall be liable for and charged with any and all additional associated costs. ,,. No previous inspection or certificates of payment or final payment shall relieve the Contractor from the obligation to perform the work in accordance with the Contract Documents. In the event that the Contractor has in any way failed to comply with the ~.. Contract Documents, the final payment shall not act to relieve the Contractor of his responsibility to comply with the Contract Documents. "' GENERAL CONDITIONS 00710- 25 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc ilia '"" ARTICLE 8: PAYMENTS 8.1 Payment For the Contractor's complete performance of the work, the Owner will pay, and the Contractor agrees to accept, subject to the terms and conditions hereof, the total of the lump sum prices and the unit prices at which this Contract was awarded, plus the amount required to be paid for any extra work ordered by the Engineer under Article 5, less credit for any work omitted pursuant to Article 5. 8.2 Progress Payments (1) Before the first Application for Payment, the Contractor shall submit to the Engineer a schedule of values allocated to various portions of the Work, prepared in such form and supported by such data to substantiate its accuracy as the Engineer may require. This schedule, unless objected to by the Engineer, shall be used as a basis for reviewing the Contractor's Application for Payment. (2) The Owner will make monthly progress payments on account of this ~, Contract, on or after the fifteenth (15th) of each month, whenever the monthly estimate of the Contractor, as approved by the Engineer, shows that the fair value of the work completed during the previous month exceeds one thousand dollars ($1,000.00). (3) Payment will be in an amount equal to ninety-five percent (95%) of the value ,,,,~, of the work completed less the aggregate of all previous payments. (4) Payment requests shall be made on a form approved by the Engineer and ~„ shall be submitted by the first business day of the month in which payment is scheduled to be made. Payment requests shall be approved, changed or rejected by the Engineer at least three (3) days prior to the date upon which ~. payment is scheduled to be made. (5) When submitting payment requests, Contractor shall certify with each request that all subcontractors, suppliers and laborers have been paid in full (less 5% retainage) up to the date of the request. No payments will be made by the Owner without this certification. Delays in payment due to disagreement between the Engineer and Contractor about a quantity shall be borne by the Contractor. It is also the burden of the Contractor to obtain agreement from the Engineer or to be satisfied with his estimate. (6) All materials and work covered by progress payments shall become the property of the Owner; however, such payments made to the Contractor '~ shall not be construed as acceptance by the Owner of any work or materials not in accordance with the Plans and Specifications. '"r GENERAL CONDITIONS 00710- 26 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specfications\00710.doc ~~ ~"` (7) Requests for payment may also include an allowance for the cost of major materials and equipment which are delivered and suitably stored at the site or near the site. 8.3 Substantial Completion (1) When the work or major portions thereof are substantially completed, the Contractor may submit a request for payment of the remaining amount of the contract amount. Upon receipt of such request for payment, the Engineer shall make an inspection and identify all work that is incomplete or otherwise not ready for final acceptance. The Owner shall approve and promptly pay the remaining amount of the contract balance less the two times the value of any remaining items to be completed (as identified in the Engineer's Certificate of Substantial Completion) and an amount necessary to satisfy any claims, liens or judgments against the Contractor which have not been suitably discharged. The Certificate of Substantial Completion may also assign responsibilities for security, maintenance, damage to the work, insurance, etc. The Certificate shall fix the time within which the Contractor shall complete all items listed as being incomplete or otherwise not ready for final acceptance. (2) As the remaining items of work (as identified in the Engineer's Certificate of Substantial Completion) are satisfactorily completed or corrected, the Contractor may prepare a request for payment, but not more often than monthly, for any such work. The Owner shall pay as in paragraph 8.2. above. 8.4 Final Payment (1) Within thirty (30) days after receiving notice from the Contractor of completion of all of the work and submission of satisfactory evidence of having repaired any and all damage to public or privately owned properties resulting from, but not a part of, the work under this contract, the Engineer will cause a final inspection to be made for approval of all the work done under this contract. If upon such inspection the Engineer determines that no further work is to be done, the Owner will issue a Certificate of Completion to the Contractor for the work done under this contract. (2) As a condition precedent to receiving final payment therefore, the Contractor shall submit verified statements similar to those required under paragraph 8.2.5. and shall also submit proof of title to the materials and equipment covered by the contract. (3) The Contractor shall also, prior to the request for final payment, supply to the Owner, affidavits and certificates of payment for labor, material and. equipment (where applicable). ~"' GENERAL CONDITIONS 00710- 27 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc (4) The Owner will, not later than thirty (30) days after the final acceptance of the work under this Contract, pay the Contractor the entire sum so found due thereunder after deduction of all previous payments. It is mutually agreed that, all prior payment having been based on estimates made solely to enable the Contractor to prosecute the work advantageously, the final '~"' payment will be subject to such corrections as may be found necessary to bring the total payments into agreement with the contract price. 8.5 Acceptance Of Final Payment (1) The acceptance by the Contractor or by anyone claiming by or through him of the final payment shall operate as and shall be a release to the Owner and every officer and agent thereof, from any and all claims and all liability to the Contractor for any thing done or furnished in connection with this work or project and for any act or neglect of the Owner or of any others relating to or affecting the work. No payment, however, final or otherwise shall operate to release the Contractor or his sureties from any obligations under this contract or the performance bond. (2) As a condition precedent to receiving final payment, the Contractor shall submit AIA forms (or similar} G706 Contractor's Affidavit of Payment of Debts and Claims, G706A Contractors Affidavit of Release of Liens, and ,,, G707 Consent of Surety to Final Payment. (3) The Contractor will also, prior to request for final payment, supply to the ~„ Owner, affidavits and certificates of payment for labor, material and equipment (where applicable). 8.6 Contract Quantities The quantities actually required to complete the contract work may be less or more than estimated, and, if so, no action for damages or for loss of profits shall accrue to the Contractor by reason thereof. For unit price contracts, a change order may be prepared to bring the actual and estimated quantities and values into agreement. 8.7 Maintenance And Guarantee The Contractor shall remedy all defects, paying the cost of any damage to other work resulting therefrom, which shall appear within a period of one year from the date of 5 completion as evidenced by the Owner's Certificate of Completion. The Contractor ~"` shall, for this period, indemnify and hold harmless the Owner, its officers, and agents from any injury done to property or persons as direct or alleged result of imperfections in his work or any other claims, actions or proceedings and the Contractor shall ~"' immediately assume and take charge of the defense of such action or suits in like '~" GENERAL CONDITIONS 00710- 28 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc manner and to all intents and purposes as if said actions and suits had been brought directly against the Contractor. The performance bond shall remain in fond in a fordm acceptable t tt a Owner, is period unless a separate maintenance b , provided. If the Contractor shall fail to repair, replace, rebuild or restore such defective or damaged work promptly after receiving notice given by the Engineer not later than ten (10) days subsequent to the expiration of the one year period, the Owner shall have the right to have the work done by others and to deduct the cost thereof from the amount retained hereunder. The balance, if any, shall be returned to the Contractor at the end of the one year guarantee period without interest. If the amount so retained be insufficient to cover the cost of such work, the Contractor shall be liable to pay such deficiency on demand by the Owner. 8.8 No Estoppel +~. The Owner or any department, officer, agent, or employee thereof, shall not be bound, precluded, or estopped by any acceptance, return certificate or payment made or given ,., under or in connection with this n°etof the wohk aOnd payme t therefore ether before or after final completion and accepta (1) showing the true and correct classification amount, quality or character of the work done and materials furnished by the Contractor or any other person under this agreement, or from showing at any time that any such acceptance, return certifor that theawork or anytpart thereofcdoes Inopr npfal t made m any particular, conform to the requirements of the contract documents, or (2) from demanding and recovering from the Contractor any overpayment made to him or such damages as it .may sustain by reason of his failure to comply with the requirements of the contract documents, or (3) both 1 and 2 above. 00710- 29 GENERAL CONDITIONS E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc it "" ARTICLE 9: BONDS AND INSURANCE 9.1 Contract Security If at any time the Owner shall have become dissatisfied with any surety or sureties then upon the performance bond or if for any other reason such bond shall cease to be adequate security for the Owner, the Contractor shall, within five (5) days after notice from the Owner's attorney to do so, substitute an acceptable bond in such form and amount and signed by such other surety as may be satisfactory to the Owner's attorney. The premiums on all bonds shall be paid by the Contractor. No further payments shall be deemed due nor shall be made until the new surety shall have been qualified. 9.2 Insurance Contractor shall secure and maintain during the life of this contract, including any guarantee period, the following insurance: COMMERCIAL GENERAL LIABILITY INSURANCE 1. Bodily Injury and Property Damage $1,000,000 per/occurrence $2,000.000 aggregate 2. Products and Completed Operations $2,000,000 Medical Payments $5,000 3. Coverages to include but not limited to: (a.) Blanket contractual (b.) Broad Form Property damage (c.) Fire Legal Liability 4. Conditions: (a.) Owner to be listed as additional named insured on a primary, non- contributory basis. (b.) Insurance to be provided by Carrier with a rating no less than "A" as rated by A. M. Best. Co. (c.) All Liability insurance is to be issued on an occurrence basis. AUTOMOBILE LIABILITY INSURANCE 1. Combined single limit $500,000 WORKERS COMPENSATION INSURANCE 1. Limits Statutory 2. Employers Liability $1,000,000 EXCESS LIABILITY INSURANCE 1. Limit $5,000,000 '~" GENERAL CONDITIONS 00710- 30 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications100710.doc iYir A Certificate of Insurance shall be delivered to the Town at the time of Contract signing and prior to the commencement of the work, evidence that such insurance is in place ~" and in full force and effect. Prior to cancellation or material change in any policy, a thirty (30) day notice shall be ~"` given to the Town Clerk by registered mail, return receipt requested, at the address listed below: Town Clerk Town of Wappinger 20 Middlebush Road Wappingers Falls, NY 12590 Upon receipt of such notice the Owner shall have the option to cancel the Agreement without further expense or liability to the Owner, or to require the Contractor to replace the cancelled insurance policy, or rectify any material change in the policy, so that the ~. insurance coverage required is maintained continuously throughout the term of the Agreement in form and substance acceptable to the Owner. Failure of the Contractor to take out or to maintain, or the taking out or maintenance of any required insurance, shall ,,,, not relieve the Contractor from any liability under the Contract, nor shall the insurance requirements be construed to conflict with the obligations of the Contractor concerning indemnification. All property losses shall be made payable to and adjusted with the Owner. All insurance policies referred to above shall be underwritten by companies authorized to do business in the State of New York and acceptable to the Owner. In the event that claims in excess of these amounts are filed by reason of any operations under the Agreement, the amount of excess of such claims, or any portion thereof, may be withheld from payment due or to become due the Contractor until such time as the Contractor shall furnish such additional security concerning such claims as may be determined by the Owner. The Contractor shall include easement landowners as additional insured. The Town will provide the names of the landowners to the Contractor at the time of award of the Contracts. ~" GENERAL CONDITIONS 00710- 31 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc art it ~ ARTICLE 10: MISCELLANEOUS PROVISIONS 10.1 Compliance With Codes And Laws All work performed under this contract shall be according to the highest standards of the trades involved, and shall conform to the requirements of any utilities, and any and all '~` federal, State and local laws, codes, ordinances and statutes as may be in effect at the time of bid opening. This shall not be construed as relieving the Contractor from complying with any of the requirements of the plans and specifications which may be in excess of the requirements mentioned herein. The organization or arrangement of the plans and specifications shall not operate to define or establish the work to be performed by any trade or subcontractor. 10.2 Service Of Notices The Contractor hereby designated the business address specified in his bid as the place where all notices, directions or other communications to the Contractor may be delivered, or to which they may be mailed. Actual delivery of any such notice, direction or communication to the aforesaid place, or depositing it in a postpaid wrapper addressed thereto in any post-office box regularly maintained by the United States Postal Service, shall be conclusively deemed to be sufficient service thereof upon the Contractor as of the date of such delivery or deposit. Such address may be changed at any time by an instrument in writing executed and acknowledged by the Contractor and delivered to and receipted for in writing by the Engineer. Nothing herein contained shall, however, be deemed to preclude or render inoperative the service of any notice, direction or other communication upon the Contractor a. personally, or, if the Contractor be a corporation, upon any officer or director thereof. 10.3 Labor Standards The Contractor and its subcontractors shall comply with all local, State and federal rules, including, but not limited to the Occupational Safety and Health Act of 1970, the Contract Work Hours and Safety Standards Act, and the New York State Labor Law with respect to hours of work, posting of notices, deductions in wages, and apprenticeship training programs. The Contractor and subcontractors, if any, shall keep the following information records on the site of this public works project: a. Record of hours worked by each workman, laborer and mechanic on each day. ~ GENERAL CONDITIONS 00710- 32 E:\documentslT Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\00710.doc it '~" b. Schedule of occupation or occupations at which each workman, laborer, and mechanic on the project is employed during each work day and week. `' c. Schedule of hourly wage rates paid to each workman, laborer, and ~" mechanic for each occupation. d. Schedule of hours that each piece of major equipment is being actually '` operated each day. ~"' e. Preference in employment shall be shown to residents of the State of New York who have been residents for a least six (6) consecutive months immediately prior to the commencement of their employment. Each `~`"~ person so employed in the construction of public works shall furnish satisfactory proof of residence in accordance with the rule adopted by the Industrial Commissioner, and each Contractor and subcontractor shall keep a list of his employees, stating whether they are residents of the State of New York, native born citizens or naturalized, and, in case of naturalization, the date thereof, and the name of the court in which ~.. granted. Payment of wages earned by employees upon public works shall be as covered by Section 220 and 220-D of the Labor Law. Insurance against accident for all persons employed shall be as provided by the Workers Compensation Laws of the State of New York. f. The Contractor shall comply with all requirements of the State Labor Law applicable to contracts on behalf of a municipality for the construction, alteration or repair of any public building or public work, including particularly, but without limitation of the foregoing, the provisions relating to hours and wages, discrimination on account of race or color and preference in employment to citizens of the State of New York. The Contractor shall indemnify and save harmless the Town from any claim alleging a violation of the labor laws of the State of New York, including but not limited to the Contractor's obligation to pay prevailing wage. g. Article 8, Section 220 of the Labor Law, as amended by Chapter 750 of the Laws of 1956, provides, among other things, that it shall be the duty of the fiscal officer to make a determination of the schedule of employed on public work projects. The amount for supplements listed on the enclosed schedule (see Appendix A) does not necessarily include all types of prevailing supplements in the locality, and a future determination of the Industrial Commissioner may require the Contractor to provide additional supplements. The Contract shall make provision for disability benefits, workers ~" compensation, unemployment insurance and social security, as required by law. ''~' GENERAL CONDITIONS 00710- 33 E:\documents\T Wappingerla W2012\W21205 Roberts Rd Pump StationlSpecifications\00710.doc ii. ~- h. The Contractor shall comply with all provisions of the Patriot Act and all requirements of the Internal Revenue Service and the Immigration and Naturalization Service with respect to any of its employees or ~ subcontractor employees. 10.4 Record-Keeping Requirement The Contractor shall establish and maintain complete and accurate books, records, payroll records, documents, accounts and other evidence directly pertinent to performance under this contract for a period of six (6) years following final payment or the termination of this contract, whichever is later, and any extensions thereto. The Engineer or any other person or entity authorized to conduct an examination, as well as the agency or agencies involved in this contract, shall have access to such books, records, documents, accounts and other evidential material during the contract term, extensions thereof and said six (6) year period thereafter for the purposes of inspection, auditing and copying. "Termination of this contract", as used in this clause, shall mean the later of completion of the work of the contract or the end date of the term stated in the contract. 10.5 Non-Assignment Clause This contract may not be assigned by the Contractor or its right, title or interest therein assigned, transferred, conveyed, subcontracted or otherwise disposed of without the ~ previous consent, in writing, of the Owner and any attempts to assign the contract without the Owner's written consent are null and void. The Contractor may assign its rights to receive payment with the Owner's prior written consent. 10.6 Non-Collusive Bidding Requirements Contractor warrants, under penalty of perjury, that its bid was arrived at independently and without collusion aimed at restricting competition. Contractor further warrants that, at the time Contractor submitted its bid, an authorized and responsible person executed and delivered to the Owner a Certification of Non-Collusion by Bidders on Contractor's behalf. 10.7 Wage And Hours Provisions Neither Contractor's employees nor the employees of its subcontractors may be required or permitted to work more than the number of hours or days, except as otherwise provided in the Labor Law and as set forth in prevailing wage and supplement schedules issued by the State Labor Department. Furthermore, Contractor and its subcontractors must pay at least the prevailing wage rate and pay or provide the prevailing supplements, including the premium rates for overtime pay, as determined by the State Labor Department in accordance with the Labor Law. 10.8 Workers' Compensation Benefits +~ GENERAL CONDITIONS 00710- 34 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications100710.doc it rr ~. irr This Contract shall be void and of no effect unless the Contractor shall provide and maintain coverage during the life of this contract for the benefit of such employees as are required to be covered by the provisions of the Workers' Compensation Law. The Contractor agrees to defend, indemnify and hold harmless the Owner for any actions „~, arising from injuries to the Contractor's employees, even if caused in whole or in part by Owner's negligence. 10.9 Nondiscrimination Requirements The Contractor shall not discriminate against any employee or applicant for employment because of race, creed, color, sex or national origin. The Contractor shall take affirmative action to insure that all employees are employed, and that employees are treated equally during employment, without regard to their race, creed, color, sex or national origin. 10.10 Archaeological Salvage Whenever during the course of construction, historical objects are encountered, such objects shall not be moved or destroyed. Work shall be stopped and re-scheduled to ~ ~ avoid disturbing such areas and the Engineer shall be notified immediately. The Engineer will then contact the New York State Office of Parks, Recreation and Historic Preservation, who will issue instructional procedures which will govern continuation of "" work in the affected area. -END OF SECTION- GENERAL CONDITIONS 00710- 35 E:\documentslT Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications100710.doc ~rr ~,,, SECTION 00820 -PREVAILING WAGE RATES PREVAILING WAGE RATES - 00820-1 s Ir Andrew M. Cuomo, Governor Peter M. Rivera, Commissioner Town of Wappinger Schedule Year 2012 through 2013 Thomas Carver, Sr. Engineer Date Requested 12/12/2012 Morris Associates PRC# 2012009946 11r 9 Elks Lane Poughkeepsie NY 12601 lr Location Roberts Road Project ID# 12-012 Project Type Construction of a gravity sewer and related work PREVAILING WAGE SCHEDULE FOR ARTICLE 8 PUBLIC WORK PROJECT a. Attached is the current schedule(s) of the prevailing wage rates and prevailing hourly supplements for the project referenced above. A unique Prevailing Wage Case Number (PRC#) has been assigned to the schedule(s) for your project. The schedule is effective from July 2012 through June 2013. All updates, corrections, posted on the 1st business day of each month, and future copies of the annual determination are ~• available on the Department's website www.labor.state.ny.us. Updated PDF copies of your schedule can be accessed by entering your assigned PRC# at the proper location on the website. It is the responsibility of the contracting agency or its agent to annex and make part, the attached schedule, to the specifications for this project, when it is advertised for bids and /or to forward said schedules to the successful bidder(s), immediately upon receipt, in order to insure the proper payment of wages. Please refer to the "General Provisions of Laws Covering Workers on Public Work Contracts" provided with this schedule, for the specific details relating to other responsibilities of the Department of Jurisdiction. Upon completion or cancellation of this project, enter the required information and mail OR ~.. fax this form to the office shown at the bottom of this notice, OR fill out the electronic version via the NYSDOL website. NOTICE OF COMPLETION /CANCELLATION OF PROJECT Date Completed: Date Cancelled: Name & Title of Representative: Phone: (518) 457-5589 Fax: (518) 485-1870 W. Averell Harriman State Office Campus, Bldg. 12, Room 130, Albany, NY 12240 www.labor.state.ny.us. PW 200 PWAsk@labor.state.ny.us 4: '' General Provisions of Laws Covering Workers on Article 8 Public Work Contracts r. Introduction The Labor Law requires public work contractors and subcontractors to pay laborers, workers, or mechanics employed in the performance of a public work contract not less than the prevailing rate of wage and supplements (fringe benefits) in the locality where the work is performed. Responsibilities of the Department of Jurisdiction A Department of Jurisdiction (Contracting Agency) includes a state department, agency, board or commission: a county, city, town or village; a school district, board of education or board of cooperative educational services; a sewer, water, fire, ' improvement and other district corporation; a public benefit corporation; and a public authority awarding a public work contract. The Department of Jurisdiction (Contracting Agency) awarding a public work contract MUST obtain a Prevailing Rate Schedule listing the hourly rates of wages and supplements due the workers to be employed on a public work project. r. This schedule may be obtained by completing and forwarding a "Request for wage and Supplement Information" form (PW 39) to the Bureau of Public Work. The Prevailing Rate Schedule MUST be included in the specifications for the contract to be awarded and is deemed part of the public work contract. ,,, Upon the awarding of the contract, the law requires that the Department of Jurisdiction (Contracting Agency) furnish the following information to the Bureau: the name and address of the contractor, the date the contract was let and the approximate dollar value of the contract. To facilitate compliance with this provision of the Labor Law, a copy of the Department's "Notice of Contract Award" form (PW 16) is provided with the original Prevailing Rate Schedule. ~""" The Department of Jurisdiction (Contracting Agency) is required to notify the Bureau of the completion or cancellation of any public work project. The Department's PW 200 form is provided for that purpose. '` Both the PW 16 and PW 200 forms are available for completion online. r. Hours No laborer, worker, or mechanic in the employ of a contractor or subcontractor engaged in the performance of any public ~"" work project shall be permitted to work more than eight hours in any day or more than five days in any week, except in cases of extraordinary emergency. The contractor and the Department of Jurisdiction (Contracting Agency) may apply to the Bureau of Public Work for a dispensation permitting workers to work additional hours or days per week on a particular public work project. ~. There are very few exceptions to this rule. Complete information regarding these exceptions is available on the "4 Day / 10 Hour Work Schedule" form (PW 30R). ~. Wages and Supplements The wages and supplements to be paid and/or provided to laborers, workers, and mechanics employed on a public work project shall be not less than those listed in the current Prevailing Rate Schedule for the locality where the work is ;~,,,, performed. If a prime contractor on a public work project has not been provided with a Prevailing Rate Schedule, the contractor must notify the Department of Jurisdiction (Contracting Agency) who in turn must request an original Prevailing Rate Schedule form the Bureau of Public Work. Requests may be submitted by: mail to NYSDOL, Bureau of Public Work, E State Office Bldg. Campus, Bldg. 12, Rm. 130, Albany, NY 12240; Fax to Bureau of Public Work (518) 485-1870; or ~,,, electronically at the NYSDOL website www.labor.state.ny.us. Upon receiving the original schedule, the Department of Jurisdiction (Contracting Agency) is REQUIRED to provide complete copies to all prime contractors who in turn MUST, by law, provide copies of all applicable county schedules to each subcontractor and obtain from each subcontractor, an affidavit certifying such schedules were received. If the original schedule expired, the contractor may obtain a copy of the new annual determination from the NYSDOL website www. labor. state. ny. us. The Commissioner of Labor makes an annual determination of the prevailing rates. This determination is in effect from July 1 st through June 30th of the following year. The annual determination is available on the NYSDOL website www. labor. state. ny. us. Payrolls and Payroll Records irr Every contractor and subcontractor MUST keep original payrolls or transcripts subscribed and affirmed as true under penalty of perjury. Payrolls must be maintained for at least three (3) years from the project's date of completion. At a ' minimum, payrolls must show the following information for each person employed on a public work project: Name, rr Address, Last 4 Digits of Social Security Number, Classification(s) in which the worker was employed, Hourly wage rate(s) paid, Supplements paid or provided, and Daily and weekly number of hours worked in each classification. Y~ Every contractor and subcontractor shall submit to the Department of Jurisdiction (Contracting Agency), within thirty (30) days after issuance of its first payroll and every thirty (30) days thereafter, a transcript of the original payrolls, subscribed and affirmed as true under penalty of perjury. The Department of Jurisdiction (Contracting Agency) shall collect, review for facial validity, and maintain such payrolls. In addition, the Commissioner of Labor may require contractors to furnish, with ten (10) days of a request, payroll records sworn to as their validity and accuracy for public work and private work. Payroll records include, by are not limited to time cards, work description sheets, proof that supplements were provided, cancelled payroll checks and payrolls. Failure to provide the requested information within the allotted ten (10) days will result in the withholding of up to 25% of the contract, not to exceed $100,000.00. If the contractor or subcontractor does not maintain a place of business in New York Mr State and the amount of the contract exceeds $25,000.00, payroll records and certifications must be kept on the project worksite. The prime contractor is responsible for any underpayments of prevailing wages or supplements by any subcontractor. lr All contractors or their subcontractors shall provide to their subcontractors a copy of the Prevailing Rate Schedule specified in the public work contract as well as any subsequently issued schedules. A failure to provide these schedules by a contractor or subcontractor is a violation of Article 8, Section 220-a of the Labor Law. ~ All subcontractors engaged by a public work project contractor or its subcontractor, upon receipt of the original schedule and any subsequently issued schedules, shall provide to such contractor a verified statement attesting that the subcontractor has received the Prevailing Rate Schedule and will pay or provide the applicable rates of wages and r. supplements specified therein. (See NYS Labor Laws, Article 8 . Section 220-a). Determination of Prevailing Wage and Supplement Rate Updates Applicable to All Counties The wages and supplements contained in the annual determination become effective July 1st whether or not the new determination has been received by a given contractor. Care should be taken to review the rates for obvious errors. Any corrections should be brought to the Department's attention immediately. It is the responsibility of the public work contractor to use the proper rates. If there is a question on the proper classification to be used, please call the district office located nearest the project. Any errors in the annual determination will be corrected and posted to the NYSDOL ~' website on the first business day of each month. Contractors are responsible for paying these updated rates as well, retroactive to July 1st. When you review the schedule for a particular occupation, your attention should be directed to the dates above the ~ column of rates. These are the dates for which a given set of rates is effective. To the extent possible, the Department posts rates in its possession that cover periods of time beyond the July 1st to June 30th time frame covered by a particular annual determination. Rates that extend beyond that instant time period are informational ONLY and may be ~ updated in future annual determinations that actually cover the then appropriate July 1st to June 30th time period. Withholding of Payments 6 When a complaint is filed with the Commissioner of Labor alleging the failure of a contractor or subcontractor to pay or provide the prevailing wages or supplements, or when the Commissioner of Labor believes that unpaid wages or supplements may be due, payments on the public work contract shall be withheld from the prime contractor in a sufficient amount to satisfy the alleged unpaid wages and supplements, including interest and civil penalty, pending a final determination. ~ When the Bureau of Public Work finds that a contractor or subcontractor on a public work project failed to pay or provide the requisite prevailing wages or supplements, the Bureau is authorized by Sections 220-b and 235.2 of the Labor Law to so notify the financial officer of the Department of Jurisdiction (Contracting Agency) that awarded the public work contract. Such officer MUST then withhold or cause to be withheld from any payment due the prime contractor on account of such contract the amount indicated by the Bureau as sufficient to satisfy the unpaid wages and supplements, including interest and any civil penalty that may be assessed by the Commissioner of Labor. The withholding continues until there is a final determination of the underpayment by the Commissioner of Labor or by the court in the event a legal proceeding is instituted for review of the determination of the Commissioner of Labor. tr The Department of Jurisdiction (Contracting Agency) shall comply with this order of the Commissioner of Labor or of the court with respect to the release of the funds so withheld. Summary of Notice Posting Requirements The current Prevailing Rate Schedule must be posted in a prominent and accessible place on the site of the public work project. The prevailing wage schedule must be encased in, or constructed of, materials capable of withstanding adverse ifrr weather conditions and be titled "PREVAILING RATE OF WAGES" in letters no smaller than two (2) inches by two (2) inches. The "Public Work Project" notice must be posted at the beginning of the performance of every public work contract, on rp„ each job site. i1r ¢:` Every employer providing workers. compensation insurance and disability benefits must post notices of such coverage in the format prescribed by the Workers. Compensation Board in a conspicuous place on the jobsite. Every employer subject to the NYS Human Rights Law must conspicuously post at its offices, places of employment, or employment training centers, notices furnished by the State Division of Human Rights. Employers liable for contributions under the Unemployment Insurance Law must conspicuously post on the jobsite notices furnished by the NYS Department of Labor. Apprentices Employees cannot be paid apprentice rates unless they are individually registered in a program registered with the NYS Commissioner of Labor. The allowable ratio of apprentices to journeyworkers in any craft classification can be no greater than the statewide building trade ratios promulgated by the Department of Labor and included with the Prevailing Rate Schedule. An employee listed on a payroll as an apprentice who is not registered as above or is performing work outside the classification of work for which the apprentice is indentured, must be paid the prevailing journeyworker's wage rate for the classification of work the employee is actually performing. NYSDOL Labor Law, Article 8, Section 220-3, require that only apprentices individually registered with the NYS Department of Labor may be paid apprenticeship rates on a public work project. No other Federal or State Agency of office registers apprentices in New York State. Persons wishing to verify the apprentice registration of any person must do so in writing by mail, to the NYSDOL Office of Employability Development /Apprenticeship Training, State Office Bldg. Campus, Bldg. 12, Albany, NY 12240 or by Fax to NYSDOL Apprenticeship Training (518) 457-7154. All requests for verification must include the name and social security number of the person for whom the information is requested. The only conclusive proof of individual apprentice registration is written verification from the NYSDOL Apprenticeship Training Albany Central office. Neither Federal nor State Apprenticeship Training offices outside of Albany can prowde conclusive registration information. It should be noted that the existence of a registered apprenticeship program is not conclusive proof that any person is registered in that program. Furthermore, the existence or possession of wallet cards, identification cards, or copies of state forms is not conclusive proof of the registration of any person as an apprentice. Interest and Penalties In the event that an underpayment of wages and/or supplements is found: - Interest shall be assessed at the rate then in effect as prescribed by the Superintendent of Banks pursuant to section 14-a of the Banking Law, per annum from the date of underpayment to the date restitution is made. - A Civil Penalty may also be assessed, not to exceed 25% of the total of wages, supplements, and interest due. Debarment Any contractor or subcontractor and/or its successor shall be ineligible to submit a bid on or be awarded any public work contract or subcontract with any state, municipal corporation or public body for a period of five (5) years when: - Two (2) willful determinations have been rendered against that contractor or subcontractor and/or its successor within any consecutive six (6) year period. - There is any willful determination that involves the falsification of payroll records or the kickback of wages or supplements. Criminal Sanctions Willful violations of the Prevailing Wage Law (Article 8 of the Labor Law) may be a felony punishable by fine or imprisonment of up to 15 years, or both. Discrimination No employee or applicant for employment may be discriminated against on account of age, race, creed, color, national origin, sex, disability or marital status. No contractor, subcontractor nor any person acting on its behalf, shall by reason of race, creed, color, disability, sex or national origin discriminate against any citizen of the State of New York who is qualified and available to perform the work to which the employment relates (NYS Labor Law, Article 8, Section 220-e(a)). No contractor, subcontractor, nor any person acting on its behalf, shall in any manner, discriminate against or intimidate '~"" e(ti) jmployee on account of race, creed, color, disability, sex, or national origin (NYS Labor Law, Article 8, Section 220- (Yr The Human Rights Law also prohibits discrimination in employment because of age, marital status, or religion. ~ There may be deducted from the amount payable to the contractor under the contract a penalty of $50.00 for each calendar day during which such person was discriminated against or intimidated in violation of the provision of the contract (NYS Labor Law, Article 8, Section 220-e(c) ). ~" The contract may be cancelled or terminated by the State or municipality. All monies due or to become due thereunder may be forfeited for a second or any subsequent violation of the terms or conditions of the anti-discrimination sections of the contract (NYS Labor Law, Article 8, Section 220-e(d) ). Every employer subject to the New York State Human Rights Law must conspicuously post at its offices, places of employment, or employment training centers notices furnished by the State Division of Human Rights. Workers' Compensation ~r In accordance with Section 142 of the State Finance Law, the contractor shall maintain coverage during the life of the contract for the benefit of such employees as required by the provisions of the New York State Workers' Compensation Law. A contractor who is awarded a public work contract must provide proof of workers' compensation coverage prior to being allowed to begin work. The insurance policy must be issued by a company authorized to provide workers' compensation coverage in New York State. Proof of coverage must be on form C-105.2 (Certificate of Workers' Compensation Insurance) and'must name this agency as a certificate holder. If New York State coverage is added to an existing out-of-state policy, it can only be added to a policy from a company authorized to write workers' compensation coverage in this state. The coverage must be listed under item 3A of the information page. The contractor must maintain proof that subcontractors doing work covered under this contract secured and maintained a workers' compensation policy for all employees working in New York State. Every employer providing worker's compensation insurance and disability benefits must post notices of such coverage in the format prescribed by the Workers' Compensation Board in a conspicuous place on the jobsite. Unemployment Insurance Employers liable for contributions under the Unemployment Insurance Law must conspicuously post on the jobsite notices furnished by the New York State Department of Labor. err iilr Andrew M. Cuomo, Governor E." Town of Wappinger Thomas Carver, Sr. Engineer Morris Associates 9 Elks Lane Poughkeepsie NY 12601 Peter M. Rivera, Commissioner Schedule Year 2012 through 2013 Date Requested 12/12!2012 PRC# 2012009946 Location Roberts Road Project ID# 12-012 Project Type Construction of a gravity sewer and related work Notice of Contract Award New York State Labor Law, Article 8, Section 220.3a requires that certain information regarding the awarding of public work contracts, be furnished to the Commissioner of Labor. One "Notice of Contract Award (PW 16, which may be photocopied), MUST be completed for EACH prime contractor on the above referenced project. Upon notifying the successful bidder(s) of this contract, enter the required information and mail OR fax this form to the office shown at the bottom of this notice, OR fill out the electronic version via the NYSDOL website. Contractor Information All information must be supplied Federal Employer Identification Number: Name: Address: City: Amount of Contract: Approximate Starting Date: Approximate Completion Date: State: Zip= $ Contract Type: [ ] (01) General Construction ~ ~ [ ] (02) HeatingNentilation [ ] (03) Electrical ~ ~ [ ] (04) Plumbing [ ] (05) Other Phone: (518) 457-5589 Fax: (518) 485-1870 W. Averell Harriman State Office Campus, Bldg. 12, Room 130, Albany, NY 12240 it www.labor.state.ny.us. PW 16 PWAsk@labor.state.ny.us ~irr ;'. IMPORTANT NOTICE FOR CONTRACTORS & CONTRACTING AGENCIES Social Security Numbers on Certified Payrolls The Department of Labor is cognizant of the concerns of the potential for misuse or inadvertent disclosure of social security numbers. Identity theft is a growing problem and we are sympathetic to contractors' concerns with regard to inclusion of this information on payrolls if another identifier will suffice. For these reasons, the substitufion of the use of the Last four digits of the social security number on certified payrolls submitted to contracting agencies on public work projects is now acceptable to the Department of Labor. ,, NOTE: This change does not affect the Department's ability to request and receive the entire social security number from employers during the course of its public work /prevailing wage investigations. ~. To all State Departments, Agency Heads and Public Benefit Corporations IMPORTANT NOTICE REGARDING PUBLIC WORK ENFORCEMENT FUND Budget Policy & Reporting Manual B-610 Public Work Enforcement Fund effective date December 7, 2005 1. Purpose and Scope: This Item describes the Public Work Enforcement Fund (the Fund, PWEF) and its relevance to State agencies and public benefit corporations engaged in construction or reconstruction contracts, maintenance and repair, and announces the recently-enacted increase to the percentage of the dollar value of such contracts that must be deposited into the Fund. This item also describes the roles of the following entities with respect to the Fund: - New York State Department of Labor (DOL), - The Office of the State of Comptroller (OSC), and y. - State agencies and public benefit corporations. 2. Background and Statutory References: DOL uses the Fund to enforce the State's Labor Law as it relates to contracts for construction or reconstruction, maintenance and repair, as defined in subdivision two of Section 220 of the Labor Law. State agencies and public benefit corporations participating in such contracts are required to make payments to the Fund. Chapter 511 of the Laws of 1995 (as amended by Chapter 513 of the Laws of 1997, ~r Chapter 655 of the Laws of 1999, Chapter 376 of the Laws of 2003 and Chapter 407 of the Laws of 2005) established the Fund. 3. Procedures and Agency Responsibilities: The Fund is supported by transfers and deposits based on the value of contracts for construction and reconstruction, maintenance and repair, as defined in subdivision two of ~"" Section 220 of the Labor Law, into which all State agencies and public benefit corporations enter. ~r Chapter 407 of the Laws of 2005 increased the amount required to be provided to this fund to .10 of one-percent of the total cost of each such contract, to be calculated at the time agencies or public benefit corporations enter into a new contract or if a contract is amended. The provisions of this bill became effective August 2, 2005. ~r ~. To all State Departments, Agency Heads and Public Benefit Corporations IMPORTANT NOTICE REGARDING PUBLIC WORK ENFORCEMENT FUND ^. OSC will report to DOL on all construction-related ("D") contracts approved during the month, including contract amendments, and then DOL will bill agencies the appropriate assessment monthly. An agency may then make a determination if any of the billed contracts are exempt and so note on the bill submitted hack to DOL. For any instance where an agency is unsure if a contract is or is not exempt, they can call the Bureau of Public Work at the number noted below for a determination. Payment by check or journal voucher is due to DOL within thirty days from the date of the billing. DOL will verify the amounts and forward them to OSC for processing. For those contracts which are not approved or administered by the Comptroller, monthly reports and payments for deposit into the Public Work Enforcement Fund must be provided to the Administrative Finance Bureau at the DOL within 30 days of the end of each month or on a payment schedule mutually agreed upon with DOL. Reports should contain the following information: - Name and billing address of State agency or public benefit corporation; - State agency or public benefit corporation contact and phone number; - Name and address of contractor receiving the award; - Contract number and effective dates; - Contract amount and PWEF assessment charge (if contract amount has been amended, reflect increase or decrease to original contract and the adjustment in the PWEF charge); and - Brief description of the work to be performed under each contract. Checks and Journal Vouchers, payable to the "New York State Department of Labor" should be sent to: Department of Labor r" Administrative Finance Bureau-PWEF Unit Building 12, Room 464 State Office Campus j„ Albany, NY 12240 Any questions regarding billing should be directed to NYSDOL's Administrative Finance Bureau-PWEF Unit at (518) 457-3624 and any questions regarding Public Work Contracts ~ should be directed to the Bureau of Public Work at (518) 457-5589. ~r r. ~- Construction Industry Fair Play Act Required Posting For Labor Law Article 25-B § 861-d Construction industry employers must post the ''Construction Industry Fair Play Act" notice in a prominent and accessible place on the job site. Failure to post the notice can result in penalties of up to $1,500 for a first offense and up to $5,000 for a second offense. The posting is included as part of this wage Schedule. Additional copies may be obtained from the NYS DOL website, www.labor.ny_gov. If you have any questions concerning the Fair Play Act, please call the State Labor Department toll-free at 1-866-43 5-1499 or email us at: dol.misclassified@labor.state.ny.us . r ~ HFw New York State Department of Labor `°~~"y~F Required Notice under Article 25-B of the Labor Law °~ $:, 9 '~ TM~ ~ ATTENTION ALL EMPLOYEES, CONTRACTORS AND SUBCONTRACTORS: YOU ARE COVERED BY THE ., CONSTRUCTION INDUSTRY FAIR PLAY ACT The law says that you are an employee unless: • You are free from direction and control in performing your job AND • You perform work that is not part of the usual work done by the business that hired you AND • You have an independently established business Your employer cannot consider you to be an independent contractor unless all three of these facts apply to your work. IT IS AGAINST THE LAW FOR AN EMPLOYER TO MISCLASSIFY EMPLOYEES AS ~ INDEPENDENT CONTRACTORS OR PAY EMPLOYEES OFF-THE-BOOKS. Employee rights. If you are an employee: • You are entitled to state and federal worker protections such as o unemployment benefits, if unemployed through no fault of your own, able to work, and otherwise qualified o workers' compensation benefits for on-the job injuries o payment for wages earned, minimum wage, and overtime (under certain conditions) o prevailing wages on public work projects o the provisions of the National Labor Relations Act and o a safe work environment • It is a violation of this law for employers to retaliate against anyone who asserts their rights under the taw. Retaliation subjects an employer to civil penalties, a private lawsuit or both. Independent Contractors: If you are an independent contractor: • You must pay all taxes required by New York State and Federal Law. Penalties for paying off-the-books or improperly treating employees as independent contractors: • Civil Penalty First Offense: up to $2,500 per employee. Subsequent Offense(s): up to $5,000 per employee. • Criminal Penalty First Offense: Misdemeanor - up to 30 days in jail, up to a $25,000 fine and debarment from performing Public Work for up to one year. Subsequent Offense(s): Misdemeanor - up to 60 days in jail, up to a $50,000 fine and debarment from performing Public Work for up to 5 years. ~. If you have questions about your employment status or believe that your employer may have '' violated your rights and you want to file a complaint, call the Department of Labor at 1(866)435-1499 or send an email to dol.misclassified(a~labor.state.ny.us. All complaints of fraud and violations are taken seriously and you can remain anonymous. W Employer Name: IA 999 (09/10) WORKER NOTIFICATION (Labor Law §220, paragraph a of subdivision 3-a) Effective FebruaYy 24, ZOD8 irr This provision is an addition to the existing prevailing wage rate law, Labor Law §220, paragraph a of subdivision 3-a. It requires contractors and subcontractors to provide written notice to all laborers, workers or mechanics of the prevailing wage gate for their particular job classification on each pay stub *. It also requires contractors and subcontractors to post a notice at the beginning of the performance of every public work contract on each job site that includes the telephone number and address for the Department of Labor and a statement informing laborers, workers or mechanics of their right to contact the Department of Labor if he/she is not receiving the proper prevailing rate of wages and/or supplements for his/her particular job classification. The required notification will be provided with each wage schedule, may be downloaded from our website www.labor.state.ny.us or made available upon request by contacting the Bureau of Public Work at 518-457-5589. * In the event that the required information will not fit on the pay stub, an accompanying sheet or attachment of the information will suffice. ~ii.ii~ ~. s> T"'S'S": PUBLIC WORK PROJECT ~` If you are employed on this project as a worker, laborer, or mechanic you are entitled to receive the prevailing wage and supplements rate for the classification at which you are working. Chapter 629 of These wages are set by law and must be posted the Labor Laws at the work site. They can also be found at: of 2007: www.labor.ny.gov If you feel that you have not received proper wages or benefits, please call our nearest office.* Albany Binghamton Buffalo Garden City New York City Newburgh Patchogue Rochester Syracuse Utica White Plains (631) 687-4882 (585) 258-4505 (315) 428-4056 (315) 793-2314 (914) 997-9507 * For New York City government agency construction projects, please contact the Office of the NYC Comptroller at (212) 669-4443, or www.comptroller.nyc.gov -click on Bureau of Labor Law. Contractor Name: Project Location: PW 101 (10.12) iir. (518) 457-2744 (607) 721-8005 (716) 847-7159 (516) 228-3915 (212) 775-3568 (845) 568-5287 :.. Ilr ~. ~. ~. OSHA 10-hour Construction Safety and Health Course - 51537-A Effective July 18, 2008 This provision is an addition to the existing prevailing wage rate law, Labor Law §220, section 220-h. It requires that on all public work projects of at least $250,000.00, all laborers, workers and mechanics working on the site, be certified as having successfully completed the OSHA 10-hour construction safety and health course. It further requires that the advertised bids and contracts for every public work contract of at least $250,000.00, contain a provision of this requirement. NOTE: The OSHA 1 D Legislation only applies to workers on a public work project that are required, under Article 8, to receive the prevailing wage. (03.12) Page 1 of 2 Where to find OSHA 10-hour Construction Course 1. NYS Department of Labor website for scheduled outreach training at: www.labor.state.ny.us/workerprotection/safetyhealth/DOSH ONSITE CONSULTATION.shtm 2. OSHA Training Institute Education Centers: Rochester Institute of Technology OSHA Education Center Rochester, NY Donna Winter Fax (585) 475-6292 e-mail: dlwtponrit.edu (866) 385-7470 Ext. 2919 www.rit.edu/outreach/course.php3?CourseID=54 Atlantic OSHA Training Center UMDNJ -School of Public Health Piscataway, NJ Janet Crooks Fax (732) 235-9460 e-mail: crooksje a(~,umdnj.edu (732) 235-9455 hops://ophp.umdnj. edu/wconnect/ShowSchedule.awp?~-~-GROUP~AOTCON---10~ Atlantic OSHA Training Center University at Buffalo Buffalo, New York Joe Syracuse Fax (716) 829-2806 e-mail: mailto:Laps@,buffalo.edu (716) 829-2125 http://www.smbs.buffalo.edu/CENTERS/trc/schedule OSHA.php Keene State College Manchester, NH Leslie Singleton e-mail: lsin lp etin~u,keene.edu (800) 449-6742 www.keene.edu/courses/print/courses osha.cfm 3. List of trainers and training schedules for OSHA outreach training at: www.0utre achTrainers. orb (03.12) Page 2 of 2 Requirements for OSHA 10 Compliance Chapter 282 of the Laws of 2007, codified as Labor Law 220-h took effect on July 18, 2008. The statute provides as follows: The advertised specifications for every contract for public work of $250,000.00 or more must contain a provision requiring that every worker employed in the performance of a public work contract shall be certified as having completed an OSHA 10 safety training course. The clear intent of this provision is to require that all employees of public work contractors, required to be paid prevailing rates, receive such training "prior to the performing any work on the project." The Bureau will enforce the statute as follows: All contractors and sub contractors must attach a copy of proof of completion of the OSHA 10 course to the first certified payroll submitted to the contracting agency and on each succeeding payroll where any new or additional employee is first listed. Proof of completion may include but is not limited to: Copies of bona fide course completion card (Note: Completion cards do not have an expiration date. ) Training roster, attendance record of other documentation from the certified trainer pending the issuance of the card. Other valid proof **A certification by the employer attesting that all employees have completed such a course is not sufficient proof that the course has been completed. Any questions regarding this statute may be directed to the New York State Department of Labor, Bureau of Public Work at 518-485-5696. Page 1 of 1 'f. ~I~~~ Reform 20Q8 (Fc~r all contracts advertised ter solicited for bid. can ar after 7/~1fl8} ~'° Raises the threshold far public work projects subject to the Wicks Law requiring separate specifications and bidding for the plumbing, heating and electrical work. The total project`s threshold would increase from $50,000 ta: 3 million in Bronx, "" Kings, New York, Queens and Richmond counties; $1.5 ml[ian in Nassau, Suffolk and Westchester counties; and $500,000 in all other counties. Far projects below the monetary threshold,. bidders must submit a sealed list. naming each subcontractor for the plumbing, HVAC and electrical work and the amount to be paid to each. The list may not be changed unless the public owner finds a legitimate construction need, including a change in specifications or costs or use of a Project Labor Agreement (Pt_A}, and must be open to public inspection. Allows the state and local agencies and authorities to waive the Wicks Law and use a PLA if it will provide the best work at the lowest possible price. If a PLA is used, ail contractors shall participate in apprentice training programs in the trades of work it employs that have been approved by the Department of tabor (DOL} for not less than three years. They shall also have at least one graduate in the last three years and use affirmative efforts to refain minority apprentices. PLA's would be exempt from Wicks, but deemed to be pubiic work subject to prevailing wage enforcement. The Commissioner of Labor shall have the power to enforce separate specification requirements on projects, and may issue stop-bid orders against ~• public owners far non-compliance. • Other new monetary thresholds, and similar sealed bidding for non~Wicks projects, would apply to certain public authorities including municipal housing authorities, NYC Construction Fund, Yonkers Educational Construction Fund, NYC (~'lunicipai Water Finance Authority,. Buffalo Municipal Water Finance iw Authority, Westchester County Health Care Association, Nassau County Health Care Corp.; Clifton-Fine Health Care Corp., Erie County Medical Center Corp., r NYC Solid Waste Management Facilities, and the Dormitory Authority. Reduces fs•orn 15 to 7 days the period in which contractors must pay subcontractors. i IMPORTANT INFORMATION Regarding Use of Form PW30R "Employer Registration for Use of 4 Day / 10 Hour Work Schedule" To use the `4 Day / 10 Hour Work Schedule': There MUST be a Dispensation of Hours (PVI/30J in place on the project AND You MUST register your intent to work 4 / 10 hour days, by completing the PW30R Form. REMEMBER,,, The `4 Day / 10 Hour Work Schedule' applies ONLY to Job Classifications and Counties listed on the PW30R Form. Do not write in any additional Classifications or Counties. (Please note :For each Job Classification check the individual wage schedule for specific details regarding their 4/10 hour day posting.) PW30R-Notice (03.11) NYSDOL Bureau of Public Work 1 of 1 iYr Instructions for Completing Form PW30R "Employer Registration for Use of 4 Day/ 10 Hour Work Schedule" Before completing Form PW30R check fo be sure ... • There is a Dispensation of Hours in place on the project. The 4 Day / 10 Hour Work Schedule applies to the Job Classifications you will be using. • The 4 Day / 10 Hour Work Schedule applies to the County /Counties where the work will take place. Instructions (Type or Print legibly): Contractor information: ~"' • Enter the Legal Name of the business, FEIN, Street Address, City, State, Zip Code; the Company's Phone and Fax numbers; and the Company's email address (if applicable) • Enter the Name of a Contact Person for the Company along with their Phone and Fax numbers, and the personal email address (if applicable) Project Information: • Enter the Prevailing Rate Case number (PRC#) assigned to this project • Enter the Project Name /Type (i.e. Smithtown CSD -Replacement of HS Roof) • Enter the Exact Location of Project (i.e. Smithtown HS, 143 County Route #2, Smithtown,NY; Bldgs. 1 & 2) • If you are a Subcontractor, enter the name of the Prime Contractor for which you work • On the Checklist of Job Classifications - o Go to pages 2 and 3 of the form o Place a checkmark in the box to the right of the Job Classification you are choosing o Mark all Job Classifications that apply ***Do not write in any additional Classifications or Counties. *** Requestor Information: • Enter the name of the person submitting the registration, their title with the company ,and the date the registration is filled out Return Completed Form: • Mail the completed PW30R form (3 pages) to: NYSDOL Bureau of Public Work, SOBC - BIdg.12 - Rm.130, Albany, NY 12240 -OR - • Fax the completed PW30R form (3 pages) to: NYSDOL Bureau of Public Work at (518)485-1870 PW30R-Instructions (03.11) NYSDOL Bureau of Public Work 1 of 1 iYr Yrr ~ ri I r. y~ << r' v~: ~;4,..,._ .~. riC New York State Department of Labor Bureau of Public Work W. Averell Harriman State Office Campus Building 12 -Room 130 Albany, New York 12240 Phone - (518) 457-5589 Fax - (518) 485-1870 Employer Registration for Use of 4 Day 110 Hour Work Schedule ~efore completing Form PW30R check to be sure ... There is a Dispensation of Hours in place on the project. The 4 Day / 10 Hour Work Schedule applies to the Job Classifications you will be using. The 4 Day / 10 Hour Work Schedule applies to the County /Counties where the work will take place Please Type or Print the Requested Information /hen completed ... Mail to NYSDOL Bureau of Public Work, SOBC, Bldg. 12, Rm.130, Albany, NY 12240 -or- Fax to NYSDOL Bureau of Public Work at (518) 485-1870 Contractor Information Company Name: FEIN: Address: City: State: Zip Code: ~" Phone Number Fax Number: Email Address: Contact Person: ~. Phone No: Fax No: Email: ,, Project Information Project PRC#: Project NamelType: tr Exact Location of Project: County: (If you are Subcontractor) Prime Contractor Name: Job Classification(s) to Work 4/10 Schedule: (Choose all that apply on Job Classification Checklist -Pages 2 & 3) *** Do not write in any additional Classifications orCounties*** Requestor Information i ~"' Name: Title: Date i. PW-30R (OS -12) 1 of 4 s-- r Job Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) *** Do not write in any additional Classifications orCounties*** Job Classificvtion Tag # Applicabte',Counties cne~k sox Carpenter -Building 1042 Clinton, Essex, Franklin Albany, Fulton, Greene, Montgomery, Rensselaer, Schenectady, ^ Carpenter-Building 370 Schoharie Carpenter -Building 37022 Hamilton, Warren, Washington Carpenter-Building 37023 Saratoga Carpenter -Heavy&Highway 370Saratoga Saratoga Carpenter -Heavy&Highway 370/1042H/H Clinton, Essex, Franklin, Hamilton Albany, Fulton, Montgomery, Rensselaer, Schenectady, Schoharie, ^ Carpenter-Heavy&Highway 370H/H Warren, Washington Carpenter -Building 85 Livingston, Monroe, Ontario, Wayne, Wyoming Carpenter -Building 281 B Cayuga, Seneca, Yates Carpenter -Heavy/Highway 281 HH Cayuga, Seneca, Yates Carpenter- Building/Heavy&Highway 280 Genesee, Niagara, Orleans, Wyoming Carpenter -Building/Heavy&Highway 9 Erie, Cattaraugus Carpenter- Heavy&Highway 66h Allegany, Chautauqua, Cattaraugus Carpenter -Building 66 Allegany, Chautauqua, Cattaraugus Carpenter -Building 277 CST Cortland, Schuyler, Tompkins Carpenter- Building 277 JLS Jefferson, Lewis, St. Lawrence Carpenter -Building 277 omh Herkimer, Madison, Oneida Carpenter -Building 277 On Onondaga Carpenter -Building 277 Os Oswego Carpenter -Heavy/Highway 277h CST Cortland, Schuyler, Tompkins Carpenter- Heavy/Highway 277h JLS Jefferson, Lewis, St. Lawrence Carpenter -Heavy/Highway 277h On Onondaga Carpenter -Building/Heavy&Highway 277CD0 Chenango, Delaware, Otsego Carpenter -Heavy/Highway 277oneidah Herkimer, Madison, Oneida Carpenter -Heavy/Highway 277h Os Oswego Electrician 25m Nassau, Suffolk Cayuga, Chenango, Cortland, Herkimer, Madison, Oneida, ^ Electrician 43 Onondaga, Oswego, Otsego, Tompkins, Wayne 840Teledata ^ Electrician and 840 Z1 Cayuga, Onondaga, Ontario, Seneca, Wayne, Yates PW-30R (08-12) NYSDOL Bureau of Public Work 2 of 4 ~1 Ilr Job Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) r. *** Do not write in any additional Classifications orCounties*** Ytir Job Classification Tag # Applicable Counties che`k Box i W W O l Electrician 86 yom ng ayne, r eans, Genesee, Livingston, Monroe, Ontario, i S L L ff Electrician 910 awrence ew t. erson, s, Clinton, Essex, Franklin, Je Electrician Lineman 1049Line/Gas Nassau, Suffolk Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Electrician Lineman 1249a Wyoming, Yates Columbia, Delaware, Dutchess, Greene, Orange, Putnam, Rockland, ^ Elevator Constructor 138 Sullivan, Ulster, Westchester Allegany, Cattaraugus, Chautauqua, Erie, Genesee, Niagara, Orleans, ^ Elevator Constructor 14 Wyoming Chemung, Livingston, Monroe, Ontario, Schuyler, Seneca, Steuben, ^ Elevator Constructor 27 Wayne, Yates Albany, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamiliton, ^ Herkimer, Montgomery, Oneida, Otsego, Rensselaer, Saratoga, Elevator Constructor 35 Schenectady, Schoharie, Warren, Washington Broome, Cayuga, Chenango, Cortland, Delaware, Jefferson, Lewis, Elevator Constructor 62.1 Madison, Oneida, Onondaga, Oswego, St. Lawrence, Tioga, Tompkins Allegany, Cattaraugus, Chautaugua, Erie, Genesee, Niagara, ^ Glazier 660 Orleans, Wyoming Alleaan~Cattarauous. Chautauqua, Eri1e Genesee. Nib ^ Glazier 660r Orleans, Wvoming Jefferson, Lewis, Livingston, Monroe, Ontario, Seneca, St. Lawrence, ^ Glazier 677.1 Wayne, Yates Glazier 667.2-2 Cayuga, Cortland, Herkimer, Madison, Oneida, Onondaga, Oswego Broome, Chemung, Chenango, Delaware, Otsego, Schuyler, Steuben, ^ Glazier 677z3 Tioga, Tompkins O Glazier 667r.2 swego Cayuga, Cortland, Herkimer, Madison, Oneida, Onondaga, Broome, Cayuga, Chemung, Chenango, Cortland, Herkimer, Jefferson, Lewis, Madison, Oneida, Onondaga, Oswego, Otsego, ^ Insulator -Heat & Frost 30-Syracuse Schuyler, Seneca, St. Lawrence, Tioga, Tompkins PW-30R (08 -12) NYSDOL Bureau of Public Work 3 of 4 lob Classification Checklist (Place a checkmark by all classifications that will be using the 4/10 schedule) *** Do not write in any additional Classifications orCounties*** IY~ Job Classification Tag # Applicable Counties BoX`I` Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Cortland, Delaware, Essex, Franklin, Genesee, Jefferson, Lewis, Livingston, Monroe, Onondaga, Ontario, Orleans, ^ Laborers -Residential Oswego, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Deconstruction, Demolition 601 Warren, Wayne, Wyoming, Yates Ch Laborer -Building 621 b autauqua Allegany, Cattaraugus, Laborer -Residential 621 r Allegany, Cattaraugus, Chautauqua lk ff h d S Mason -Building/Heavy&Highway 780 o mon , u Bronx, Kings, Nassau, New York, Queens, Ric Operating Engineer - Allegany, Chemung, Genesee, Livingston, Monroe, Ontario, Heavy&Highway 832H Schuyler, Steuben, Wayne, Yates Operating Engineer - Heavy/Highway 137H/H Putnam, Westchester T Painter 178 B ioga Broome, Chenango, Painter 178E Chemung, Schuyler, Steuben Painter 178 0 Delaware, Otsego Cayuga, Herkimer, Lewis, Madison, Oneida, Onondaga, Ontario, ^ Painter 31 Oswego, Seneca Painter 38.0 Oswego Allegany, Cattaraugus, Chautauqua, Erie, Genesee, Livingston, ^ Painter 4-Buf,Nia,Olean Niagara, Orleans, Steuben, Wyoming Painter 4-Jamestown Cattaraugus, Chautauqua Painter 150 Livingston, Monroe, Ontario, Wayne, Yates Y W Sheetmetal Worker 46 ates ayne, Livingston, Monroe, Ontario, Seneca, Albany, Columbia, Fulton, Greene, Montgomery, Rensselaer, ^ Teamster -Heavy&Highway 294h/h Saratoga, Schenectady, Schoharie, Warren, Washington Allegany, Cayuga, Cortland, Seneca, Steuben, Tompkins, Wayne, ^ Teamster -Heavy&Highway 317a.hh Yates Ti l O Teamster -Heavy&Highway 693.H/H tsego, oga aware, Broome, Chenango, De Teamster -Building/Heavy&Highway 456 Putnam, Westchester PW-30R (08 -12) NYSDOL Bureau of Public Work 4 of 4 ~ Published by the New York State Department of Labor Prevailing Wage Rates for 07/01/2012 - 06/30/2013 PRC Number 2012009946 ..-._.~i._~_~ __ rte..., nA 71~i'~ fir Introduction to the Prevailing Rate Schedule Information About Prevailing Rate Schedule This information is provided to assist you in the interpretation of particular requirements for each classification of worker contained in the attached Schedule of Prevailing Rates. Classification It is the duty of the Commissioner of Labor to make the proper classification of workers taking into account whether the work is heary and highway, building, sewer and water, tunnel work, or residential, and to make a determination of wages and supplements to be paid or provided. It is the responsibility of the public work contractor to use the proper rate. If there is a question on the proper classification to be used, please call the distract office located nearest the project. District office locations and phone numbers are listed below. Prevailing Wage Schedules are issued separately for "General Construction Projects" and "Residential Construction Projects" on a county- by-county basis. General Construction Rates apply to projects such as: Buildings, Heavy ~ Highway, and Tunnel and Water & Sewer rates. Residential Construction Rates generally apply to construction, reconstruction, repair, alteration, or demolition of one family, two family, row housing, or rental type units intended for residential use. Some rates listed in the Residential Construction Rate Schedule have a very limited applicability listed along with the rate. Rates for occupations or locations not shown on the residential schedule must be obtained from the General Construction Rate Schedule. Please contact the local Bureau of Public Work office before using Residential Rate Schedules, to ensure that the project meets the required criteria. Paid Holidays Paid Holidays are da s for which an eligible employee receives a regular day's pay, but is not required to perform work. If an employee works on a day listedyas a paid holiday, this remuneration is in addition to payment of the required prevailing rate for the work actually performed. Overtime At a minimum, all work performed on a public work project in excess of eight hours in any one day or more than five days in any workweek is overtime. However, the specific overtime requirements for each trade or occupation on a public work project may differ. Specific overtime requirements for each trade or occupation are contained in the prevailing rate schedules. Overtime holiday pay is the premium pay that is required for work performed on specified holidays. It is only required where the employee actually performs work on such holidays. I~r The applicable holidays are listed under HOLIDAYS: OVERTIME. The required rate of pay for these covered holidays can be found in the OVERTIME PAY section listings for each classification. Supplemental Benefits Particular attention should be given to the supplemental benefit requirements. Although in most cases the payment or provision of supplements is for each hour worked, some classifications require the payment or provision of supplements for each hour paid (including paid holidays on which no work is performed) and/or may require supplements to be paid or provided at a premium rate for premium hours it worked. Effective Dates ~' When you review the schedule for a particular occupation, your attention should be directed to the dates above the column of rates. These are the dates for which a given set of rates is effective. The rate listed is valid until the next effective rate change or until the new annual determination which takes effect on Juty 1 of each year. All contractors and subcontractors are required to pay the current prevailing rates of wages and supplements. If you have any questions please contact the Bureau of Public Work or visit the New York State Department of Labor website (vrww.labor.state.ny.us) for current wage rate information. ( Apprentice Training Ratios The following are the allowable ratios of registered Apprentices to Journey-workers. °' For example, the ratio 1:1,1:3 indicates the allowable initial ratio is one Apprentice to one Journeyworker. The Journeyworfcer must be in place on the project before an Apprentice is allowed. Then three additional Journeyworkers are needed before a second Apprentice is allowed. The last ratio repeats indefinitely. Therefore, three more Journeyworkers must be present before a third Apprentice can be hired, and so on. Please call Apprentice Training Central Office at (518) 457-6820 if you have any questions. Title (Trade) Ratio ~` Boilermaker (Construction) 1:1,1:4 fr Boilermaker (Shop) 1:1,1:3 Carpenter (Bldg.,H&H, Pile Driver/Dockbuilder) 1:1,1:4 ~ Carpenter (Residential) 1:1,1:3 Electrical (Outside) Lineman 1:1,1:2 Page 27 Wr is ~' Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Last Published on Dec 01 2012 Published by the New York State Department of Labor PRC Number 2012009946 Electrician (Inside) 1:1,1:3 "" Elevator/Escalator Construction & Modernizer 1:1,1:2 Glazier 1:1,1:3 Insulation i~ Asbestos Worker 1:1,1:3 ~'' Iron Worker 1:1,1:4 Laborer 1:1,1:3 Mason 1:1,1:4 Millwright 1:1,1:4 Op Engineer 1:1,1:5 Painter 1:1,1:3 Plumber & Steamfitter 1:1,1:3 Roofer 1:1,1:2 ii Sheet Metal Worker 1:1,1:3 Sprinkler Fitter 1:1,1:2 If you have any questions concerning the attached schedule or would like additional information, please contact the nearest BUREAU of "' PUBLIC WORK District Office or write to: New York State Department of Labor Bureau of Public Work State Office Campus, Bldg. 12 Albany, NY 12240 District Office Locations: Telephone # FAX # Bureau of Public Work -Albany 518-457-2744 518-485-0240 1r Bureau of Public Work -Binghamton 607-721-8005 607-721-8004 Bureau of Public Work -Buffalo 716-847-7159 716-847-7650 hr Bureau of Public Work -Garden City 516-228-3915 516-794-3518 Bureau of Public Work -Newburgh 845-568-5287 845-568-5332 Bureau of Public Work -New York City 212-775-3568 212-775-3579 Bureau of Public Work -Patchogue 631-687-4882 631-687-4904 Bureau of Public Work -Rochester 585-258-4505 585-258-4708 Bureau of Public Work -Syracuse 315-428-4056 315-428-4671 Bureau of Public Work -Utica 315-793-2314 315-793-2514 Bureau of Public Work -White Plains 914-997-9507 914-997-9523 Bureau of Public Work -Central Office 518-457-5589 518-485-1870 Ib Yr Page 28 Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County Dutchess County General Construction Asbestos Worker 12/01/2012 JOB DESCRIPTION Asbestos Worker DISTRICT 9 ~ ENTIRE COUNTIES Columbia, Delaware, Dutchess, Greene, Orange, Putnam, Rockland, Sullivan, Ulster WAGES Per hour 7/01 /2012 Asbestos Worker. Removal & Hazardous Abatement Only $ 39.30 Only for the removal of insulation materials from mechanical systems which are not going to be scrapped. SUPPLEMENTAL BENEFITS Per hour paid limo Journeyman $ 17.00 OVERTIME PAY See (B, E, *Q, **T, V) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (2, 4, 6, 25) on HOLIDAY PAGE * Code Q applies to 4,6,& 25. ** Code T applies to 2. 9-12a -Removal Only Boilermaker 12101!2012 JOB DESCRIPTION Boilermaker DISTRICT 4 ENTIRE COUNTIES Bronx, Dutchess, Kings, Nassau, New York, Orange, Putnam, Queens, Richmond, Rockland, Suffolk, Sullivan, Ulster, Westchester WAGES Per Hour: 07/01 /2012 Boilermaker $ 47.98 Ir Repairs ~ Renovations $ 47.98 SUPPLEMENTAL BENEFITS Per Hour: 07/01 /2012 Boilermaker 33% of hourly Repairs & Renovations Wage Paid + $22.25 s; NOTE: "Hourly Wage Paid" shall include any and all premium(s) pay. Repairs & Renovation Includes replacement of parts and repairs & renovation of existing unit. OVERTIME PAY OVERTIME PAY See (D, O) on OVERTIME PAGE HOLIDAY Paid: See (8, 16, 23, 24) on HOLIDAY PAGE Overtime: See (5, 6, 11, 12, 15, 25) on HOLIDAY PAGE NOTE: *Employee must work in pay week to receive Holiday Pay. Page 29 r1r i~l. Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County '°Boilermarker gets 4 times the hourly wage rate for working on Labor Day. 'Y'Repairs & Renovation see (B,E,Q) on HOLIDAY PAGE HOLIDAY 't REGISTERED APPRENTICES ~ 'REGISTERED APPRENTICES (1/2) Year Terms at the following pecentage of Boilermaker's Wage ~. 1st 2nd 3rd 4th 5th 6th 7th 8th 65% 65% 70% 75% 80% 85% 90% 95% Supplemental Benefits Per Hour: 07/01 /2012 Apprentice(s) 33% of Hourly Wage Paid plus amount below 1st 2nd 3rd 4th 5th 6th 7th 8th $17.41 $18.10 $18.79 $19.48 $20.17 $20.86 $21.55 $22.25 NOTE: "Hourly Wage Paid" shall includ any and all premium(s) 4-5 Carpenter _ 12101 /2012 JOB DESCRIPTION Carpenter DISTRICT 9 ENTIRE COUNTIES Bronx, Dutchess, Kings, Nassau, New York, Orange, Putnam, Queens, Richmond, Rockland, Suffolk, Westchester WAGES Per Hour: 07/01/2012 Marine Construction: Marine Diver $ 58.95 M.D.Tender 42.10 SUPPLEMENTAL BENEFITS Per Hour Paid: ~, Journeyman $ 42.37 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY ~' Paid: See (18, 19) on HOLIDAY PAGE Overtime: See (5, 6, 10, 11, 13, 16, 18, 19) on HOLIDAY PAGE 9-1456MC ~r Carpenter 12/01/2012 JOB DESCRIPTION Carpenter DISTRICT 9 ENTIRE COUNTIES ~' Bronx, Dutchess, Kings, Nassau, New York, Orange, Putnam, Queens, Richmond, Rockland, Suffolk, Westchester WAGES ,. Per hour: 07/01/2012 Carpet/Resilient Floor Coverer $ 45.34 INCLUDES HANDLING & INSTALLATION OF ARTIFICIAL TURF AND SIMILAR TURF INDOORSIOUTDOORS. SUPPLEMENTAL BENEFITS Per hour paid: Floor Coverer $ 38.58 OVERTIME PAY Page 30 lYl ~. frr Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Last Published on Dec 01 2012 See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (18, 19)on HOLIDAY PAGE. Paid: for 1st & 2nd yr. Apprentices See (5,6,11,13,16,18,19,25) Overtime: See (5,6,11,13,16,18,19,25) on HOLIDAY PAGE. REGISTERED APPRENTICES Wage per hour is Pecentage of Journeyworkers Wage (1) yearterms 1st. 2nd. 3rd. 4th. 40% 50% 65% 80% Supplemental benefits per hour: Apprentices $ 25.83 9-2287 Carpenter 12/01 /2012 JOB DESCRIPTION Carpenter DISTRICT 9 iYr ENTIRE COUNTIES Dutchess, Orange WAGES jyr Per hour: 07/01/2012 Building: Millwright $ 35.11 "' SUPPLEMENTAL BENEFITS Per hour paid: Journeyman $ 32.80 OVERTIME PAY See (B, E, E2, O) on OVERTIME PAGE HOLIDAY HOLIDAY: Paid: See (18,19) on HOLIDAY PAGE. Paid: See (5,6,11,13,16,18,19,25) for 1st & 2nd yr.Apprentices Overtime: See (5,6,11,13,16,18,19,25) on HOLIDAY PAGE. REGISTERED APPRENTICES Wages per hour: (1) year terms at the following percentage of Journeyman's wage. 1st 2nd 3rd 4th 55% 65% 75% 95% Supplemental benefits per hour: APPRENTICES: 1st 2nd 3rd 4th rlir $ 22.49 24.46 26.92 30.38 9-740.2 Carpenter - Building / HeavyB~Highway 12!01/2012 JOB DESCRIPTION Carpenter -Building /Heavy&Highway DISTRICT 11 ENTIRE COUNTIES Columbia, Dutchess, Orange, Sullivan, Ulster WAGES WAGES:(per hour) ~ 07/01 /2012 07/01/2013 Additional Page 31 I~ Published by the New York State Department of Labor PRC Number 2012009946 Dutchess Countv ~` Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County Carpenter j1r Carpenter-Floor Coverer` Dockb u i Ide r/Piled rive r Diver Tender Diver(WET) it Diver(DRY) ilr ** To be allocated at a later date $ 32.88 $ 1.52** 32.88 1.52** 32.88 1.52** 32.88 1.52** 55.48 1.52** 34.65 1.52** SHIFT DIFFERENTIAL: When mandated by a Government Agency irregular or off shift can be worked. The Carpenter shall receive an additional (15) percent of wage plus applicable benefits. * Note: Rate DOES NOT apply in Orange or Dutchess County. On projects for removal and/or abatement of asbestos or any toxic or hazardous material and it is required by the employer or mandated by NYS or Federal Regulation to wear protective equipment an additional two (2) hours pay per day including benefits on all classifications including apprentices. For work on smokestacks, silos, or steeples more than fifty (50) feet high, an additional $2.00 per hour, payable from the ground up. SUPPLEMENTAL BENEFITS Per hour paid: Journeyworker $ 22.71 OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY BUILDING: Paid: See (1) on HOLIDAY PAGE. Overtime: See (5, 6) on HOLIDAY PAGE. HEAVY/HIGHWAY: Paid: See (5, 6, 16) on HOLIDAY PAGE including benefits. Overtime: See (5, 6, 16) on HOLIDAY PAGE. REGISTERED APPRENTICES 1 Year terms at the following percentage of journeymans wage 1st 2nd 3rd 4th 50% 60% 70% 80% Supplemental Benefits per hour paid: Apprentices 1st term $ 15.10 2nd term 15.10 3rd term 15.10 4th term 15.10 11-279.26/H&H Electrician 12/0112012 JOB DESCRIPTION Electrician ENTIRE COUNTIES Sullivan, Ulster DISTRICT 11 PARTIAL COUNTIES Delaware: Only in the Townships of Andes, Harpersfield, Kortwright,Stamford, Bovina, Roxbury, Middletown and those portions of Colchester and Hahcock south of the East Branch of the Delaware River. Dutchess: All of the county except for the towns of Fishkill,East Fishkill, and Beacon. Greene: That portion of the county south of a line following the south limits of the city of Catskill in a Westerly direction from the Hudson River to Highway 23A along 23A to the road following the Little Westkill and continuing along this road to Delaware County. WAGES Per hour: Electrician WiremanlTechnician 07/01 /2012 $ 37.00** SHIFT DIFFERENTIAL: On Public Work in New York State when shift work is mandated either in the job specifications or by the contracting agency, the following rates apply: Shift worked between 4:30pm & 12:30am $ 43.06` Shift worked between 12:30am & 8:30am $ 47.99` Page 32 Win ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County `*On jobs where employees are required to work from bosun chairs, swinging scaffolds, etc.,forty (40) feet or more above the ground, or under compressed air, using Scottair packs, gas masks or in shafts or tunnels, they shall receive an additional $2.00 per hour above the regular straight time rate. On jobs where employees are required to have CDL, Asbestos License, Welding Certificate, or Cable Splicing shall receive an additional $ 1.00 above the journeyman rate. SUPPLEMENTAL BENEFITS Per hour worked: 07/01/2012 $ 22.77 plus Journeyman 6% of wage OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 13, 15, 16, 25) on HOLIDAY PAGE REGISTERED APPRENTICES Wages: (6)month terms at the following percentage of journeyman's wage.* 1st 2nd 3rd 4th 5th 6th 7th 8th 9th 10th 30% 35% 40% 45% 50% 55% 65% 70% 75% 85% * Denotes average Journeyman Wireman rate of pay of all wage zones. Supplemental Benefits per hour worked: 07101 /2012 1st & 2nd term $ 8.06 plus 6% of wage 3rd 8~ 4th term 10.32 plus 6% of wage 5th & 6th term 12.58 plus 6% of wage 7th & 8th term 15.99 plus 6% of wage 9th & 10th term 19.36 plus 6% of wage 11-363!2 12101 /2012 Electrician JOB DESCRIPTION Electrician DISTRICT 11 ENTIRE COUNTIES Orange, Putnam, Rockland PARTIAL COUNTIES Dutchess: Towns of Fishkill, East Fishkill, and Beacon. WAGES Per hour: 07/01 /2012 Electrician Wireman/Technician $ 41.00** *SHIFT DIFFERENTIAL: On Public Work in New York State when shift work is mandated either in the job specifications or by the contracting agency, the following rates apply: Shift worked between 4:30pm & 12:30am $ 47.75* Shift worked between 12:30am & 8:30am $ 53.25` '*On jobs where employees are required to work from boatswain chairs, swinging scaffolds, etc.,forty (40) feet or more above the ground, or under compressed air, using Scottair packs, gas masks or in shafts or tunnels, they shall receive an additional $2.00 per hour above the regular straight time rate. On jobs where a CDL, Asbestos License, Welding Certificate or Cable Splicing is required an additional $1.00 above the Journeyman rate is to be paid. ~"' SUPPLEMENTAL BENEFITS Per hour worked: 07/01 /2012 ~" Journeyman $ 22.77 plus 6% of wage Page 33 IIr Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County OVERTIME PAY iYr See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 13, 15, 16, 25) on HOLIDAY PAGE ~ REGISTERED APPRENTICES Wages: (6)month terms at the following percentage of Journeyman's wage.' 1st 2nd 3rd 4th 5th 6th 30% 35% 40% 45% 50% 55% ~' * Denotes average Journeyman Wireman rate of all wage zones Supplemental Benefits per hour worked: 07/01/2012 ~" 1st & 2nd term $ 8.06 plus 6% of wage 3rd & 4th term 10.32 plus 6% of wage 5th & 6th term 12.58 plus 6% of wage 7th & 8th term 15.99 plus 6% of wage ~ 9th & 10th term 19.36 plus 6% of wage 7th 8th 9th 1 0th 65% 70% 75% 85% 11-363/1 Elevator Constructor 12101/2012 JOB DESCRIPTION Elevator Constructor DISTRICT 1 ENTIRE COUNTIES Columbia, Dutchess, Greene, Orange, Putnam, Sullivan, Ulster PARTIAL COUNTIES Delaware: Towns of Andes, Bovina, Colchester,Davenport, Delhi, Harpersfield, Herndon, Kortright, Meredith, Middletown, Roxbury, Hancock & Stamford Rockland: Only the Township of Stony Point. Westchester: Only the Townships of Bedford, Lewisboro, Cortland, Mt. Kisco, North Salem, Pound Ridge, Somers and Yorktown. WAGES Per Hour 07/01/2012 01/01/2013 01/01/2014 01/01/2015 Mechanic $ 50.11 $ 50.68 $ 51.55 $ 52.51 Helper 70% of Mechanic Wage Rate **** IMPORTANT NOTICE - EFFECTIVE 04/01/2009 **** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked 07/01/2012 01/01/2013 01/01/2014 01/01/2015 Journeyman/Helper $ 23.535' $ 25.185' $ 26.785' $ 28.385' (')Plus 6% of gross wages if less than 5 years service (')Plus 8% of gross wages if more than 5 years service OVERTIME PAY See (D, O) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 15, 16) on HOLIDAY PAGE Overtime: See (5, 6, 15, 16) on HOLIDAY PAGE Note: When a paid holiday falls on Saturday, it shall be observed on Friday. When a paid holiday falls on Sunday, it shall be observed on Monday. REGISTERED APPRENTICES Wages per hour 0-6 mo 6-12 mo 2nd yr 3rd yr 4th yr Page 34 ir. Published by the New York State Department of Labor Prevailing Wage Rates for 07/01/2012 - 06/30/2013 PRC Number 2012009946 Dutchess County Last Published on Dec 01 2012 50% 55% 65% 70% 80% Supplemental Benefits per hour worked Same as Journeyman/Helper 1-138 12/01/2012 Glazier ~' JOB DESCRIPTION Glazier DISTRICT 9 ENTIRE COUNTIES Bronx, Dutchess, Kings, Nassau, New York, Orange, Putnam, Queens, Richmond, Rockland, Suffolk, Sullivan, Ulster, Westchester ~, WAGES Per hour: 07/01/2012 11/01/2012 05/01/2013 Additional ~ Glazier $ 47.75 $ 48.60 $ 1.50* „ Scaffolding $ 48.75 $ 49.60 $ 1.50* Repair & Maintenance: r Glazier ** $ 26.50 $ 26.50 $ 1.50* ,. * To be allocated at a future date ~ Repair & Maintenance- All repair & maintenance work on a particular building, whenever performed, where the total cumulative contract value is under $100,000.00. SUPPLEMENTAL BENEFITS Per hour paid: 07/01/2012 11/01/2012 05/01/2013 Journeyworker... $ 25.34 $ 25.34 $ 26.60 Repair & Maintenance: Glazier ** $ 15.14 $ 15.14 $ 15.64 OVERTIME PAY OVERTIME: See (C*,D* E2, O) on OVERTIME PAGE. * If an optional 8th hour is required to complete the entire project, the same shall be paid at the regular rate of pay. If a 9th hour is worked, then both hours or more (8th & 9th or more) will be paid at double time rate of pay. ** For Repair & Maintenance see (B, F, P) on overtime page. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (4, 6, 16, 25) on HOLIDAY PAGE The Following are paid holidays for the Repair & Maintenance Class: New Years day, Presidents day, Memorial day, Independents day, Labor day, Thanksgiving day, Day after Thanksgiving, and Christmas day. REGISTERED APPRENTICES Wage per hour: (1) year terms at the following wage rates: 07/01 /2012 11 /01 /2012 05/01 /2013 Additional 11r lilt 1st term $ 16.00 $ 16.35 $ .60* 2nd term $ 23.81 $ 24.24 $ .75* 3rd term $ 28.59 $ 29.10 $ .90* 4th term $ 38.17 $ 38.85 $ 1.20* * To be allocated at a future date Supplemental Benefits: Page 35 ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor PRC Number 2012009946 Dutchess County Last Published on Dec 01 2012 (Per hour worked) 1st term $ 12.07 2nd term $ 17.28 k" .3rd term $ 18.54 ~ 4th term $ 18.89 9-1281 (DC9 NYC) 71/U7/ZU7L Insulator -Heat 8~ Frost JOB DESCRIPTION Insulator- Heat & Frost DISTRICT 8 ENTIRE COUNTIES Dutchess, Orange, Putnam, Rockland, Westchester WAGES 07/01/2012 03/27/2013 Per hour: $ 46.26 Insulator +Additional** $1 52 Fire Stop Work* $ 24.11 +Additional** $0.79 * Applies on all exclusive Fire Stop Work (When contract is for Fire Stop work only). No apprentices on these contracts only. ~,, **Increase to be allocated at a later date. Note: Additional $0.50 per hour for work 30 feet or more above Floor or ground level. Ilr Note:On the last working day preceding Christmas and New Years day, workers shall work no later than 12:00 noon and shall receive 8 hrs pay. ~ SUPPLEMENTAL BENEFITS (per hour paid) Journeyworker $ 29.59 Fire Stop Work: Journeyworker $ 15.13 OVERTIME PAY OVERTIME: See (B ,E, Q, T*, V) on OVERTIME PAGE. HOLIDAY HOLIDAY: Irr Paid: See (1) on HOLIDAY PAGE. Overtime: See (2*, 4, 6, 16, 25) on HOLIDAY PAGE. *Note: Labor Day triple time if worked. REGISTERED APPRENTICES (1) year terms. MEMBERS PRIOR TO MAY 28, 2012 ~ 1st 2nd 3rd 4th $ 28.53 $ 30.75 $ 32.97 $ 37.40 ii, MEMBERS INDENTURED AFTER MAY 28, 2012 ~ 1st 2nd 3rd 4th $ 21.03 $ 25.12 $ 32.97 $ 37.40 Supplemental Benefits paid per hour paid: it Apprentices: 1st term $ 18.02 lire Page 36 ~" Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County 2nd term 19.47 3rd term 20.91 4th term 23.81 8-91 12!0112012 07/01 /2012 Structural $ 42.20 Reinforcing* 42.20 Ornamental 42.20 Chain Link Fence 42.20 Shift Work: any irregular or off shift shall be paid 8 hours for 7 hours work. *NOTE: For Reinforcing classification ONLY, Ironworker 4-46Reinf rates apply in Rockland county's southern section (south of Convent Road and east of Blue Hills Road). JOB DESCRIPTION Ironworker DISTRICT 11 ENTIRE COUNTIES Dutchess, Orange, Putnam, Rockland, Sullivan, Ulster WAGES Per hour: SUPPLEMENTAL BENEFITS Per hour paid: Journeyman $ 30.15 *Note: Double Time after 10 hours Monday thru Friday. **Note: On Saturdays, double time after 8 hours. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 16) on HOLIDAY PAGE REGISTERED APPRENTICES Wages: (1) year terms at the following wage. 1st 2nd 3rd 4th $ 21.10 $ 25.32 $ 29.54 $ 33.76 Supplemental Benefits per hour worked: 1st year $ 25.93 2nd year 26.77 3rd year 27.62 4th year 28.46 11-417 OVERTIME PAY OVERTIME:.....See (B*, E**, O, V) on OVERTIME PAGE Laborer - Buildin 12/0112012 ~; JOB DESCRIPTION Laborer -Building DISTRICT 11 ENTIRE COUNTIES Dutchess j~, PARTIAL COUNTIES Columbia: Only the Townships of Greenport, Claverack, Philmont,Clermont, Germantown, Livingston, Hillsdale, Gallatin, Copake, Ancram, Taghkanic and the City of Hudson. WAGES *ALL WORK RELATED WITH TOXIC OR ANY ASBESTOS OR HAZARDOUS MATERIAL* WAGES: (per hour) 07/01 /2012 06/01 /2013 Additional ~ $ 35.50 $ 1.80* Premium Page 37 IWII ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor PRC Number 2012009946 Dutchess County Last Published on Dec 01 2012 .r * To be allocated at a later date Shift Differential: On all Govermental mandated irregular or off shift work, an additional 25% of wage is required SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 21.85 OVERTIME PAY See (B, E, O) on OVERTIME PAGE Double time paid after the eigth hour on Saturday HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE 11-17tox 1210112012 Laborer - Buildin JOB DESCRIPTION Laborer- Building DISTRICT 1 ENTIRE COUNTIES Dutchess PARTIAL COUNTIES Columbia: Only the Townships of Ancram, Claverack, Clermont, Copake, Gallatin, Germantown, Greenport, Hillsdale, Hudson, Livingston, Philmont and Taconic. WAGES GROUP # 1: All Laborers except those listed in Group 2 GROUP # 2: Blaster, Laser Beam Oper., Asphalt Rakers, & Drilling Equipment Only Where a Separate Air Compressor Unit Supplies Power WAGES per hour ~r 07/01/2012 06/01 /2013 Additional 06/01 /2014 Additional GROUP # 1 $ 28.60 GROUP # 2 30.95 $ 1.60* $ 1.60* Note: Any job requiring Hazwopper Certification will pay $1.00 above job classification wage rate. ~s (*)To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 22.30 OVERTIME PAY See (B, F, R) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour 07/01 /2012 06/01 /2013 06/01 /2014 Additional Additional 1000 Hour terms 1st term $ 16.00 $ 1.60* $ 1.60* 2nd term 18.65 3rd term 21.30 ) 4th term 24.45 it Note: Any job requiring Hazwopper Certification will pay $1.00 above job classification wage rate. (*)To be allocated at a later date. 1~ Supplemental Benefits per hour worked Page 38 +~ Published by the New York State Department of Labor Prevailing Wage Rates for 07/01/2012 - 06/30/2013 PRC Number 2012009946 Dutchess County Last Published on Dec 01 2012 ~' Apprentices $ 12.60 1-1000 Laborer - Hea &Hi hwa 12/01/2012 JOB DESCRIPTION Laborer -Heavy&Highway ENTIRE COUNTIES Dutchess DISTRICT 1 PARTIAL COUNTIES Columbia: Only the Townships of Ancram, Claverack, Clermont, Copake,Gallatin, Germantown, Greenport, Hillsdale, Hudson, Livingston, Philmont and Taconic. WAGES GROUP # 1: Flagperson, Placing & maintenance of all flares, cones, lights, signs, barricades, traffic patterns and all reflective type materials for traffic control, custodial work, Traffic directors, temporary heat or light tenders, tool room. GROUP # 2: All Other Classifications not listed in Group # 1 or Group # 3 GROUP#3: Asphalt Raker, Asphalt Screedman, Drilling Equipment Only Where a Separate Air Compressor Unit Supplies Power, Laser Beam Operator, Metal Form Setters/Aligners (sidewalk), Blaster, WAGES per hour 07/01 /2012 05/01 /2013 An Additional Group # 1 $ 25.60 $ 1.40"` * Group # 2 29.36 1.40 Group # 3 30.36 1.40` Note: All employees working on a project that requires Hazwopper Certification will receive $1.00 per hour over job classification rate of pay. All employees who work an irregular work day that starts after 9:00 AM on a governmental mandated schedule shall be paid an additional 15% per hour. (")To be allocated at a later date. SUPPLEMENTAL BENEFITS Per hour worked & paid Holidays Journeyman $ 22.35 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 16, 25) on HOLIDAY PAGE Overtime: See (5, 6, 16, 25) on HOLIDAY PAGE Note: Whenever a holidays falls on Sunday, it will be observed on the following Monday. REGISTERED APPRENTICES Wages per hour 1000 hour year terms 1st Term $ 15.55 2nd Term 18.25 3rd Term 21.00 4th Term 24.20 Note: All employees working on a project that requires Hazwopper Certification will receive $1.00 per hour over job classification rate of pay. All employees who work an irregular work day that starts after 9:00 AM on a governmental mandated schedule shall be paid an additional 15% per hour. Supplemental Benefits per hour worked & paid Holidays Apprentices $ 12.65 1-1000h Page 39 i1r Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor PRC Number 2012009946 Dutchess County Last Published on Dec 01 2012 12101/201 Z Laborer - Heav &Hi hwa JOB DESCRIPTION Laborer- Heavy&Highway ENTIRE COUNTIES Dutchess DISTRICT 11 PARTIAL COUNTIES Columbia: Only the Townships of Greenport, Philmont, Germantown,Livingston, Hillsdale, Taghkanic, Gallatin, Copake, Ancram, City of Hudson. WAGES *ALL WORK RELATED WITH TOXIC OR ANY ASBESTOS OR HAZARDOUS MATERIAL*(Five feet or more outside of building foundation line) WAGES:(per hour) 07/01/2012 Protective Gear Not Required (Class 2) $ 33.70 Protective Gear Required (Class 3) $ 37.60 SHIFT DIFFERENTIAL: On all NYS D.O.T. or other Governmental mandated irregular or off shift work, an additional 15% of wage on straight time pay. SUPPLEMENTAL BENEFITS ~, Per hour paid: '~' Journeyman $ 21.30 OVERTIME PAY See (B, E, O, *S) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 13, 15, 25) on HOLIDAY PAGE Overtime: See (*1) on HOLIDAY PAGE *NOTE: If Saturday Holiday is worked, Code S applies. REGISTERED APPRENTICES Wages per hour 1000 hour year terms Pre 2011 shall include all apprentices enrolled before January 1 2011 istterm $ 18.60 2nd term 22.26 3rd term 25.91 4th term 29.56 Post 2011 shall include all apprentices enrolled on or after January 1 2011 1st term $16.92 2nd term 1999 3rd term 23.07 ~ 4th term 26.14 Supplemental Benefits per hour paid: Apprentice $ 15.60 11-17tox 12101/2012 Laborer -Tunnel JOB DESCRIPTION Laborer -Tunnel DISTRICT 1 ENTIRE COUNTIES Dutchess, Putnam PARTIAL COUNTIES r. Columbia: Columbia: Only the Townships of Ancram, Claverack, Clermont, Copake,Gallatin, Germantown, Greenport, Hillsdale, Hudson, Livingston, Philmont and Taconic. WAGES Tunnel Group #1 All clearing, tempoary and permanent roadsand parking areas, landscaping, erosion control/, traffic maintenance, flagging, ~' dump area,and tempoary lighting above the tunnel operations. Page 40 `r'. ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County Tunnel Group #2 All laborers involed in tunnel operations, including but not limited to subways, sewer, water, vehicular and utility tunnels, 9hr and shafts, manholes and access way in connection therewith. WAGES per hour 07/01/2012 05/01/2013 Additional ter Group #1 $ 29.36 $ 1.40* Group #2 38.96 1.66* Note: All employees working on a project that requires Hazwopper Certification will receive $1.00 per hour over job classification rate of pay. it All employees who work an irregular work day that starts after 9:00 AM on a governmental mandated schedule shall be paid an additional 15% per hour. (*) To be allocated at a later date ~ SUPPLEMENTAL BENEFITS Per hour worked & paid Holidays Journeyman $22.05 OVERTIME PAY See (B, E, E2, O, V) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 16, 25) on HOLIDAY PAGE Overtime: See (5, 6, 16, 25) on HOLIDAY PAGE Note: Whenever a holidays falls on Sunday, it will be observed on the following Monday. REGISTERED APPRENTICES Wrr 1000 hour year terms 1st Term $ 15.55 2nd Term 18.25 ~rr 3rd Term 21.00 4th Term 24.20 Note: All employees working on a project that requires Hazwopper Certification will receive $1.00 per hour over job classification rate of pay. All employees who work an irregular work day that starts after 9:00 AM on a governmental mandated schedule shall be paid an additional 15% per hour. Supplemental benefits per hour worked & paid Holidays Apprentices $12.65 1-1000TW Lineman Electrician 12/01/2012 JOB DESCRIPTION Lineman Electrician DISTRICT 6 ~. ENTIRE COUNTIES firr Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schohane, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: (, NOTE: Includes Teledata Work within Ten feet of High Voltage Transmission Lines Below rates applicable on all overhead and underground distribution and maintenance work, and all overhead and underground transmission line work and the installation of fiber optic cable where no other construction trades are or have been involved. (14.01.01) 07101 /2012 Lineman /Techician $ 42.72 We-der/Cable Splicer 42.72 Digging Machine Operator 38.45 Tractor Trailer Driver 36.31 Groundman/Truck Driver 34.18 ~: Mechanic 1st Class 34.18 ~ Flagman 25.63 Page 41 it it Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County Additional $1.00 per hour for entire crew when a helicopter is used. Below rates applicable on all electrical sub-stations, switching structures, fiber optic cable and all other work not defined as "Utility outside electrical work". (14.02.01A) Lineman/Technician $ 42.72 Cable Splicer pipe type cable 46.99 Certified Welder pipe type 44.86 Digging Machine Operator 38.45 Tractor Trailer Driver 36.31 Mechanic 1st Class 34.18 Groundman/Truck Driver 34.18 Flagman 25.63 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates apply on switching structures, maintenance projects, railroad catenary install/maint, third rail installation, bonding of rails and pipe type cable and installation of fiber optic cable. (14.02.01 B) Lineman/Technician/Welder $ 44.01 Digging Machine Operator 39.61 Tractor Trailer Driver 37.41 Groundman/Truck Driver 35.21 Mech. 1 st Class - 35.21 Flagman 26.41 Certified WelderPipe Type Cable 4621 Cable Splicer pipe type cable 48.41 Additional $1.00 per hour for entire crew when a helicopter is used. Below rates applicable on all overhead and underground transmission line work 8~ fiber optic cable where other construction trades are or have been involved. This applies to transmission line work only, not other construction. (14.03.01) Lineman/Tech./Welder $ 45.23 Cable splicer 45.23 Digging Machine Operator 40.71 Tractor Trailer Driver 38.45 GroundmanlTruck Driver 36.18 Mechanic 1st Class 36.18 Flagman 27.14 Additional $1.00 per hour for entire crew when a helicopter is used. ** IMPORTANT NOTICE -EFFECTIVE 04/01/2009 ** Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. Friday may be used as a make-up day. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an 'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS Per hour worked including holidays listed below: The following SUPPLEMENTAL benefits apply to all classification categories of CONSTRUCTION, TRANSMISSION and DISTRIBUTION $ 18.25 *plus 7.5% of hourly wage paid llr OVERTIME PAY See (B, E, O,) on OVERTIME PAGE. Double time for all emergency work designated by the Dept. of Jurisdiction. NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1st shift 8:00 AM to 4:30 PM REGULAR RATE 2nd shift 4:30 PM to 1:00 AM REGULAR RATE PLUS 17.3 Page 42 iri ~ Published b the New York State De artment of Labor Prevailing Wage Rates for 07/01 /2012 - 06/30/2013 Y p Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County 3rd shift 12:30 AM to 9:00 AM REGULAR RATE PLUS 31.4 ~ HOLIDAY Paid See (5, 6, 8, 13, 25) on HOLIDAY PAGE plus Gov. of NYS Election Day. Overtime See (5, 6, 8, 13, 25) on HOLIDAY PAGE plus Gov. of NYS Election Day. ~ SUPPLEMENTS for holidays paid at straight time REG{STERED APPRENTICES ' (1000) hr terms at the following percentage of Journeyman's wage. 1st 2nd 3rd 4th 5th 6th 7th 60% 65% 70% 75% 80% 85% 90% Supplemental Benefits per hour worked: ~ The following SUPPLEMENTAL benefits apply to all classification categories of CONSTRUCTION, TR/~NSMISSION and DISTRIBUTION. $ 18.25 *plus 7.5% of hourly wage paid *NOTE: The 7.5% is based on the hourly wage paid, straight time rate or premium rate. 6-1249a Lineman Electrician -Teledata 12/0112012 JOB DESCRIPTION Lineman Electrician -Teledata DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schohane, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES Per hour: FOR WORK OUTSIDE BUILDING PROPERTY LINES. 07/01 /2012 01 /01 /2013 01 /01 /2014 itrr Cable Splicer $ 27.99 $ 28.55 $ 29.12 Installer/Repairman 26.57 27.10 27.64 Teledata Lineman 26.57 27.10 27.64 jam, Technician/Equip Oper 26.57 27.10 27.64 Groundman 14.09 14.37 14.66 NOTE: EXCLUDES Teledata work within ten feet of Hig h Voltage (600 volts and over) transmission lines. For this work please see LINEMAN. SUPPLEMENTAL BENEFITS Per hour worked: $4.43 $4.43 $4.43 *plus 3% of hourly *plus 3% of hourly *plus 3% of hourly wage paid wage paid wage paid *NOTE: The 3% is based on the hourly wage paid, straight time rate or premium rate . OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 16) on HOLIDAY PAGE 6-1249LT -Teledata Lineman Electrician -Traffic Si nal Li htin 12!01/2012 JOB DESCRIPTION Lineman Electrician -Traffic Signal Lighting DISTRICT 6 ENTIRE COUNTIES Columbia, Dutchess, Orange, Putnam, Rockland, Ulster Page 43 ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County r WAGES Per hour: For all Lighting and Traffic Signal Systems. 07/01!2012 Lineman/Technician $ 39.50 Certified Welder 41.48 Digging Machine 35.55 Tractor Trailer driver 33.58 Groundman Truck Driver 3T.60 Mechanic 1st Class 31.60 Flagman 23.70 Above rates applicable on all Lighting and Traffic Signal Systems and the installation, testing, operation, maintenance and repair of all traffic control and illumination projects, traffic monitoring systems, road weather information systems and the installation of Fiber Optic Cable. SUPPLEMENTAL BENEFITS Per hour worked: All classifications $ 18.25 'plus 7% of hourly wage paid `NOTE: The 7% is based on the hourly wage paid, straight time rate or premium rate. Supplements paid at STRAIGHT TIME rate for holidays. OVERTIME PAY See (B, E, O) on OVERTIME PAGE. Note" Double time for all emergency work designated by the Dept. of Jurisdiction. NOTE: THE FOLLOWING RATES WILL APPLY ON ALL CONTRACTING AGENCY MANDATED SHIFTS OF AT LEAST FIVE (5) DAYS DURATION WORKED BETWEEN THE HOURS LISTED BELOW: 1ST SHIFT 8:00 AM TO 4:30 PM REGULAR RATE 2ND SHIFT 4:30 PM TO 1:00 AM REGULAR RATE PLUS 17.3% 3RD SHIFT 12:30 AM TO 9:00 AM REGULAR RATE PLUS 31.4% HOLIDAY HOLIDAY: Paid See (5, 6, 8, 13, 25) on HOLIDAY PAGE and Gov of NYS Election Day. Overtime See (5, 6, 8, 13, 25) on HOLIDAY PAGE and Gov of NYS Election Day. REGISTERED APPRENTICES WAGES: (1000) hr terms at the following percentage of Journeyman LinemanlTechnician wage. 1st 2nd 3rd 4th 5th 6th 7th 60% 65% 70% 75% 80% 85% 90% l: `~, SUPPLEMENTAL BENEFITS: Same as Journeyman/Technician. 6-1249aReg8LT Lineman Electrician -Tree Trimmer 12/01/2012 ~ JOB DESCRIPTION Lineman Electrician -Tree Trimmer DISTRICT 6 ENTIRE COUNTIES ' Albany, Allegany, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Rensselaer, Rockland, Saratoga, Schenectady, Schohane, Schuyler, Seneca, St. Lawrence, Steuben, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Wyoming, Yates WAGES Per hour: Applies to line clearance, tree work and right-of-way preparation on all new or existing energized overhead or underground electrical, telephone and CAN lines. This also would include stump removal near underground energized electrical lines, including telephone and CATV lines. Page 44 Published by the New York State Department of Labor Prevailing Wage Rates for 07/01/2012 - 06/30/2013 PRC Number 2012009946 Dutchess County Last Published on Dec 01 2012 07/01/2012 Tree Trimmer $ 22'08 , Equip Operator 19.48 ; Mechanic 19.48 ~" Truck Driver 16.46 Groundman 13.51 Flag person 9.62 SUPPLEMENTAL BENEFITS Per hour worked: $ 7 88 *plus 3% of hourly wage paid Supplements paid at STRAIGHT TIME rate for holidays. *NOTE: The 3% is based on the hourly wage paid, straight time rate or premium rate. OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 8, 15, 16, 25) on HOLIDAY PAGE Overtime: See (5, 6, 8, 15, 16, 25) on HOLIDAY PAGE 6-1249TT 12/01/2012 Mason -Buildin DISTRICT 9 JOB DESCRIPTION Mason -Building ENTIRE COUNTIES Dutchess, Sullivan, Ulster WAGES 07/01/2012 12!01/2012 06/01/2013 Per hour: Additional Additional Building Tile, Marble, & Terrazzo $ 38 28 $ 1.15 $ 1.25 Finisher SUPPLEMENTAL BENEFITS Journeyman: 07/01 /2012 Overtime* 30.61 Overtime**. 39.23** Per Hour. $ 21.48 * Applies to work done on Weekdays and Saturdays ** Applies to work done on Sundays, Holidays,and more 10 on Saturdays. ~r OVERTIME PAY See (A, E, O) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE ~, Overtime: See (5, 6, 8, 10, 11, 15, 16) on HOLIDAY PAGE Ir 9-7/88B-tf 12/01 /"107 Z Mason -Buildin JOB DESCRIPTION Mason -Building DISTRICT 9 ENTIRE COUNTIES Dutchess, Sullivan, Ulster WAGES Per hour: 07/01 /2012 12/01 /2012 06/01 /2013 Additional Additional Building: Tile, Marble,& Page 45 ~ Published by the New York State Department of Labor Prevailing Wage Rates for 07/01/2012 - 06/30/2013 PRC Number 2012009946 Dutchess County Last Published on Dec 01 2012 Terrazzo Mechanic/Setter $ 43.27 $1.50* $ 1.50* it * To be allocated at a future date i SUPPLEMENTAL BENEFITS ~ Per Hour: $ 25 79 Journeyman: 35 17 . Overtime* 54 44 . Overtime** * Applies to work done on Weekdays & Saturday ** Applies to work done on Sunday & Holidays, & over 10 hours on Saturdays. OVERTIME PAY ~r See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 11, 15, 16, 25) on HOLIDAY PAGE ~' REGISTERED APPRENTICES Wages per hour: (750 hour) terms at the following wages: 1st 2nd 3rd 4th 5th 6th 7th 8th $21.63 $25.05 $27.70 $30.36 $32.73 $35.16 $37.95 $42.22 ~` Supplemental Benefits (per Hour): 1st 2nd 3rd 4th 5th 6th 7th 8th $12.90 $12.93 $13.74 $14.53 $15.61 $16.64 $20.75 $23.39 g 7/526 12/01/2012 Mason - Buildin ~' JOB DESCRIPTION Mason -Building DISTRICT 11 ENTIRE COUNTIES Dutchess, Sullivan, Ulster j~ PARTIAL COUNTIES Orange: Entire county except the Township of Tuxedo. WAGES Per hour: 07/01 /2012 06/01 /2013 Bricklayer $ 37.53 $ 37.57 Cement Mason Bldg 37.53 37.57 ~r Plasterer/Stone Mason 37.53 37.57 Pointer/Caulker 37.53 37.57 Additional $1.00 per hour for power saw work i~r Additional $0.50 per hour for swing scaffold or staging work SHIFT DIFFERENTIAL: When shift work is mandated or required by state, federal, county, local or other governmental agency contracts, the (~ following rates apply. Second shift an additional 15% of wage plus benefits to be paid Third shift an additional 25% of wage plus benefits to be paid SUPPLEMENTAL BENEFITS Per hour paid: Journeyman $ 27.20 $ 28.13 OVERTIME PAY Cement Mason See (D, E2, O) on OVERTIME PAGE. All Others See (B, E, E2, O) on OVERTIME PAGE. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Page 46 Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Last Published on Dec 01 2012 Published by the New York State Department of Labor PRC Number 2012009946 Dutchess County REGISTERED APPRENTICES ~r Wages per hour: 750 hour terms at the following percentage of Journeyman's wage ilr 1st 2nd 3rd 4th 5th 6th 7th 8th 50% 55% 60% 65% 70% 75% 80% 85% ; Supplemental Benefits per hour paid r 750 hour terms at the following percentage of joumeyman supplements 1st 2nd 3rd 4th 5th 6th 7th 8th 50% 55% 60% 65% 70% 75% 80% 85% Apprentices indentured before September 1, 2009 receive full journeyman benefits 11-5du-b Irr Mason - Hea &Hi hwa 12/01/2012 JOB DESCRIPTION Mason -Heavy&Highway DISTRICT 11 ENTIRE COUNTIES Dutchess, Sullivan, Ulster PARTIAL COUNTIES Orange: Entire county except the Township of Tuxedo. WAGES Per hour: 07/01 /2012 06/01 /2013 Bricklayer $ 38.03 $ 38.07 Cement Mason 38.03 38.07 Marble/Stone Mason 38.03 38.07 Plasterer 38.03 38.07 Pointer/Caulker 38.03 38.07 Additional $1.00 per hour for power saw work Additional $0.50 per hour for swing scaffold or staging work SHIFT DIFFERENTIAL: When shift work is mandated or required by state, federal, county, local or other governmental contracts, the following rates apply. Second shift an additional 15% of wage plus benefits to be paid Third shift an additional 25% of wage plus benefits to be paid SUPPLEMENTAL BENEFITS Per hour paid: Journeyman $ 27.20 $ 28.13 OVERTIME PAY See (B, O) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 15, 25) on HOLIDAY PAGE Overtime: See (5, 6, 15, 25) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: 750 hour terms at the following percentage of Journeyman's wage 1 st 2nd 3rd 4th 5th 6th 7th 8th 50% 55% 60% 65% 70% 75% 80% 85% Supplemental Benefits per hour paid 750 hour terms at the following percentage ofjourneyman supplements 1st 2nd 3rd 4th 5th 6th 7th 8th 50% 55% 60% 65% 70% 75% 80% 85% Apprentices indentured before September 1, 2009 receive full journeyman benefits Page 47 Prevailing Wage Rates for 07/01/2012 - 06/30!2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County 11-5du-H/H r O eratin En ineer - Buildin 12/01/2012 JOB DESCRIPTION Operating Engineer- Building DISTRICT 8 ~. ENTIRE COUNTIES Putnam, Westchester PARTIAL COUNTIES r Dutchess: Defined by the northern boundary line of the City of Poughkeepsie, then due east to Route 115, then north along Route 115 to Bedell Road, then east along Bedell Road to Van Wagner Road, then north along Van Wagner Road to Bower Road, then east along Bower Road to Route 44 and along Route 44 east to Route 343, then along Route 343 east to the northern boundary of the Town of Dover Plains and east along the northern boundary of the Town of Dover Plains to the border line of the State of Connecticut and bordered on the west by the middle of the Hudson River. WAGES GROUP I: Cranes(AIl Types up to 49 tons), Boom Trucks, Cherry Pickers, Clamshell Crane, Derrick, Dragline, Franki Pile Rig or similar, High Lift (Lull or similar) with crane attachment and winch used for hoisting or lifting, Pile Drivers, Potain and similar. Cranes (All types 50-99 tons), Conventional and Hydraulic. ~ Cranes (All types 100 tons and over), Tower, Climbing, Conventional, Hydraulic. GROUP I-A: Barber Green Loader-Euclid Loader, Bulldozer, Carrier-Trailer Horse, Concrete Cleaning Decontamination Machine Operator,Concrete-Portable Hoist, Conway or Similar Mucking Machines, Elevator & Cage, Excavators all types, Front End Loaders, Gradall, Shovel, Backhoe, etc.(Crawler or Truck), Heavy Equipment Robotics Operator/Mechanic, Hoist Engineer-Material, Hoist Portable Mobile Unit, Hoist-Single, Double or Triple Drum, Horizontal ~' Directional Drill Locator, Horizontal Directional Drill Operator,and Jersey Spreader, Letourneau or Tournapull(Scrapers over 20 yards Struck), Lift Slab Console, etc., Lull HiLift or Similar, Maintenance Engineer, Master Environmental Maintenance Mechanics, Mucking Machines Operator/Mechanic or ~` Similar Type, Overhead Crane, Pavement Breaker(Air Ram), Paver(Concrete), Post Hole Digger, Power House Plant, Road Boring Machine, Road Mix Machine, Ross Carrier and Similar Machines, Rubber tire double end backhoes and '` similar machines, Scoopmobile-Tractor-Shovel Over 1.5 yards, ~" Shovel (Tunnels Side Boom, Spreader (Asphalt Telephies(Cableway), Tractor Type Demolition Equipment, Trenching Machines-Vermeer Concrete Saw Trencher and Similar, Ultra High Pressure Waterjet Cutting Tool System, Vacuum Blasting Machine operator/mechanic, Winch Truck A Frame). GROUP I-B: Compressor (Steel Erection), Mechanic (Outside All Types, Negative Air Machine (Asbestos Removal), Pulse Meter, Push Button (Buzz Box), Elevator, Welder. GROUP II: Bulldozer D6 and Under, Compactor Self-Propelled, Grader, Machines Pulling Sheep's Foot Roller, Roller 4 ton and over, Scrapers-20 yards Struck and Under, Vibratory Rollers, etc. GROUP III-A: Asphalt Plant, Boiler (High Pressure), Concrete Mixing Plants, Concrete Pump, Fireman, Forklift, Forklift (E-ectric) Joy Drill or similar Tractor Drilling Machine, Loader-1 1/2 yards and under, Locomotive (All Sizes), MixerConcrete-21 E and over, Portable Asphalt Plant, Portable Batch Plant, Portable Crusher, Quarry Master, StoneCrusher, Well Drilling Machine, Well Point System, Concrete Buggy, One Yard and Up Ride on Dumper, Benford or Similar,Bobcat. GROUP III-B: Compressor Over 125 cu.Feet, Conveyor Belt Machine Regardless of Size, Compressor Plant, Ladder Hoist, Lighting Unit (Portable & Generator), Stud Machine, Welding Machine (Steel Erection & Excavation). GROUP IV-A: Air Tractor Drill, Batch Plant, Bending Machine, Concrete Breaker, Concrete Spreader, Curb Cutter Machine, Farm Tractor (all types), ` Finishing Machine-Concrete, Material Hopper-sand stone-cement, iwr Mixer-Concrete-Under 21 E, Mulching Grass Spreader, Pump-Gypsum etc, Fine Grading Machine, Roller under 4 Ton Hepa Vac Clean Air Machine, Spreading Page 48 rrr ~tiw r~ yr Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County and Fine Grading Machine, Steel Cutting Machine, Siphon Pump-air-steam, Tar Joint Machine, Turbo Jet Burner or Similar Equipment, Vibrator (1 to 5), Fine Grading Machine, Roof Hoist (Tugger Hoist), Television Cameras for Water, Sewer, Gas etc. Pump-Plaster-Grout-Fireproofing. GROUP IV-B: Compressor to 125 feet, Dust Collector, Heater all types, Pump, Pump Station (Water and Sewer), Steam Jenny, Sweeper, Chipper, Mulcher. GROUP V-A: Concrete Saw, Oiler Fuel Truck, Oiler Grease Truck. GROUP V-B: Mechanics Helper, Oiler, Stock Attendant, Paint Compressor, Welder's Helper, Motorized Roller (walk behind). GROUP VI-A: Master Mechanic, Assistant Master Mechanic, Helicoper Hoist Operator, Helicopter Pilot, Helicopter Signal Man, Welder Certified. GROUP VI-B: Utility Man, Warehouse Man, Second Engineer, Cable Splicer. WAGES: (per hour) 07/01 /2012 07/01 /2013 07/01 /2014 GROUP I Cranes- up to 49 tons $ 53.65 $ 55.10 $ 56.58 Cranes- 50-99 tons 55.65 57.10 58.58 Cranes- 100 tons and over 63.64 65.30 67.01 GROUP I-A 46.92 48.17 49.42 GROUP I-B 43.21 44.35 45.47 GROUP II 45.26 46.45 47.65 GROUP III-A 43.58 44.73 45.87 GROUP III-B 41.47 42.55 43.62 GROUP IV-A 43.14 44.27 45.40 GROUP IV-B 36.16 37.09 37.99 GROUP V-A 41.22 42.30 43.37 GROUP V-B 39.04 40.06 41.05 GROUP VI-A 00 49 50.32 51.65 . Master Mechanic 41 80 42.90 43.99 . Asst.Master Mechanic 47 48 48.75 50.03 . Helicopter Hoist Oper Helicopter Pilot 54.17 55.64 57.14 Helicopter Signal Man 42.46 43.58 44.69 Welder Certified 45.81 47.03 48.25 GROUP VI-B 00 37 37.96 38.89 . Utility Man Warehouse Man 38.82 39.83 40.82 Second Engineer 38.89 39.91 40.09 Cable Splicer 42.60 43.73 44.84 An additional 20% to wage when required to wear protective equipment on hazardous/toxic waste projects. Engineers operating cranes with booms 100 feet but less than 149 feet in length will be paid an additional $2.00 per hour. Engineers operating cranes with booms 149 feet or over in length will be paid an additional $3.00 per hour. Loader operators over 5 cubic yard capacity additional .50 per hour. Shovel operators over 4 cubic yard capacity additional $1.00 per hour. SUPPLEMENTAL BENEFITS Per hour: 07/01 /2012 07/01 /2013 07/01 /2014 Journeyworker $ 17.45 $ 18.08 $ 18.93 Per hour paid Per hour paid Per hour paid +$7.69 +$7.79 +$8.02 Per hour worked Per hour worked Per hour worked OVERTIME PAY OVERTIME:..... See (B, E, U*, V) on OVERTIME PAGE. Page 49 ~ Prevailing Wage Rates for 07/01/2012 - 06!30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County HOLIDAY ~ HOLIDAY: Paid:......... See (5, 6, 10, 11, 12, 15) on HOLIDAY PAGE. Overtime:..... See (5, 6, 10, 11, 12, 15) on HOLIDAY PAGE. * Note: For Holiday codes 5 & 6, code T applies. ~" Note: If employees are required to work on Easter Sunday they shall be paid at the rate of triple time. 8-1378 O eratin En ineer - Buildin 12/0112012 JOB DESCRIPTION Operating Engineer -Building DISTRICT 1 ENTIRE COUNTIES Albany, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Montgomery, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Warren, Washington PARTIAL COUNTIES Dutchess: Defined as north of the northern boundary line of City of Poughkeepsie then due east to Route 115 to Bedelt Road then east '~' along Bedelt Road to VanWagner Road then north along VanWagner Road to Bower Road then east along Bower Road to Rte. 44 east to Route 343 then along Route 343 east to the northern boundary of Town of Dover Plains and east along the northern boundary of Town of Dover Plains to Connecticut. WAGES CLASS A1: Crane, hydraulic cranes, tower crane, locomotive crane, piledriver, cableway, derricks,whirlies, dragline, boom trucks over 5 tons. CLASS A: Shovel, all Excavators (including rubber tire full swing), Gradalls, power road grader, all CMI equipment, front-end rubber tire loader, tractor- mounted drill (quarry master), mucking machine, concrete central mix plant, concrete pump, belcrete system, automated asphalt concrete plant, and tractor road paver, boom trucks 5 tons and under, maintenance engineer, self-contained crawler drill-hydraulic rock drill. ~" CLASS B: Backhoes (rubber tired backhoe/loader combination), bulldozer, pushcat, tractor, traxcavator, scraper, LeTourneau grader, form fine grader, self-propelled soil compactor (fill roller), asphalt roller, blacktop spreader, power brooms, sweepers, trenching machine, Barber Green loader, side booms, hydro hammer, concrete spreader, concrete finishing machine, one drum hoist, power hoisting (single drum), hoist two drum or ~ more, three drum engine, power hoisting (two drum and over), two drum and swinging engine, three drum swinging engine, hod hoist, A-L frame winches, core and well drillers (one drum), post hole digger, model CHB Vibro-Tamp or similar machine, batch bin and plant operator, dinky locomotive, skid steer loader, track excavator 5/8 cubic yard or smaller, front end rubber tired loader under four cubic yards, vac truck. CLASS C: Fork lift, high lift, all terrain fork lift: or similar, oiler, fireman and heavy-duty greaser, boilers and steam generators, pump, vibrator, motor mixer, air compressor, dust collector, welding machine, well point, mechanical heater, generators, temporary light plants, electric submersible pumps 4" and over, murphy type diesel generator, conveyor, elevators, concrete mixer, beltcrete power pack (belcrete system), seeding, and mulching machines, pumps. * In the event that equipment listed above is operated by robotic control, the classification covering the operation will be the same as if manually operated. WAGES per hour 07/01/2012 07/01/2013 07/01/2014 Class # Al $ 35.20 $ 36.55 $ 37.90 ~' Class # A 34.76 36.11 37.46 Class # B 33.85 35.20 36.55 Class # C 31.28 32.63 33.98 i1r Additional $0.50 per hr for Tower Cranes. Additional $1.00 per hr for Cranes with Boom length & jib 150ft. and over. Additional $2.00 per hr for Cranes with Boom length & jib 200ft. and over. Additional $2.00 per hr over B rate for Nuclear Leader work. it Additional $0.40 per hr for tunnel or excavation of shaft 40' or more deep. SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 22.37 $ 23.12 $ 23.87 OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY Page 50 11r Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County ~ Paid: See (1) on HOLIDAY PAGE 1Mr Overtime: See (5, 6) on HOLIDAY PAGE Note: If a holiday falls on Sunday, it will be celebrated on Monday. If the holiday falls on Saturday, it will be celebrated on Friday. Employees who work a Saturday holiday shall be paid double time plus the holiday pay. REGISTERED APPRENTICES Wages per hour 1000 hours terms at the following percentage of Journeyman's wage Class B ~' 1st 2nd 3rd 4th 60% 70% 80% 90% Supplemental Benefits per hour worked 07/01 /2012 07/01 /2013 07/01 /2014 All terms $ 17.80 $ 18.55 $ 19.30 ^r 1-158 Alb Operating Engineer -Heavy&Highway 12/01/2012 JOB DESCRIPTION Operating Engineer- Heavy&Highway DISTRICT 9 ENTIRE COUNTIES Putnam, Westchester PARTIAL.000NTIES Dutchess: South of the North city line of Poughkeepsie WAGES NOTE: Also covers Feasibility and Preliminary Design surveying, Line and Grade surveying for Inspection or Supervision of Construction when preformed under a Consulting Engineer Agreement. Party Chief -One who directs a survey party Instrument Man -One who runs the instrument and assists Party Chief Rodman -One who holds the rod and in general, assists the Survey Crew Catorgories cover GPS & Underground Suveying Per Hour: 07/01/2012 07/01/2013 Additional* Party Chief $ 58.04 $ 3.14* Instrument Man 42.50 2.55* Rodman 35.49 2.33* * To be allocated at a future date SUPPLEMENTAL BENEFITS ~ Per Hour: 07/01/2012 All Catorgories Straight Time: $ 29.78 Premium: ~' Time & 1/2 $ 38.47 Double Time $ 53.16 OVERTIME PAY See (B, *E, O) on OVERTIME PAGE * Doubletime paid on the 9th hour on Saturday. HOLIDAY Paid: See (5, 6, 7, 11, 12) on HOLIDAY PAGE Overtime: See (5, 6, 7, 11, 12) on HOLIDAY PAGE 9-15Dh Operating Engineer -Heavy&Highway 12/01/2012 JOB DESCRIPTION Operating Engineer- Heavy&Highway DISTRICT 8 Page 51 i11r %; Iltr Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County ENTIRE COUNTIES Putnam, Westchester PARTIAL COUNTIES ' Dutchess: Defined by the northern boundary line of the City of Poughkeepsie, then due east to Route 115, then north along Route 115 to ( Bedell Road, then east along Bedell Road to Van Wagner Road, then north along Van Wagner Road to Bower Road, then east along Bower ~' Road to Route 44 and along Route 44 east to Route 343, then along Route 343 east to the northern boundary of the Town of Dover Plains and east along the northern boundary of the Town of Dover Plains to the border line of the State of Connecticut and bordered on the west by the middle of the Hudson River. WAGES ~' GROUP I: Boom Truck, Cherry Picker, Clamshell, Crane, (Crawler, Truck), Drag4ine,Rough Terrain Crane. GROUP I-A: Auger, Auto Grader, Dynahoe and Dual purpose and similar machines, Barber Green Loader-Euclid Loader or similar type machine, boat captain, boring machine(all types), Bulldozer-All Sizes, Central Mix Plant Operator, Cherry Picker(Cableway)-Hydraulic, chipper (all types), close circuit t.v., Compactor with Blade,Concrete Portable Hoist, C.M.I. or Similar, Conway or Similar Mucking Machines, Gradall, Shovel Backhoe, etc. Grader, Derrick (Stone-Steel) Elevator & Cage, Front End Loaders over 1 1/2yds Hoist Single, Double, Triple Drum, Hoist Portable Mobile Unit, Hoist Engineer Concrete(Crane-Derrick-Mine Hoist), Hoist Engineer-Material, Hydraulic Boom, Letourneau ~ or Tournapull (Scrapers over 20 yds struck), Mucking Machines, Overhead Crane, Paver (concrete} Pulsemeter, Push Button (Buss Box) Elevator, Road Mix Machines, Ross Carrier and similar, Shovels (Tunnels), SideBoom, Spreader (asphalt), Scoopmobile-Tractor-Shovel over 1 1/2 yards, Trenching Machines, Telephies-Vermeer Concrete Saw Trencher and/or Similar, Tractor type Demolition Equipment, Whirly,P-811 Track Renewal Machine-Similiar, certified Welder, Excavator (and all attachments}. GROUP I-B: Road Paver-Asphalt. GROUP fl-A: Balast regulators, Compactor Self Propelled, Cow Tracks, Fusion Machine, Rail Anchor Machines, Scrapers-20 yds truck and ~' under, Switchtampers, Vibrator Roller, etc., Roller 4 ton and over, Welder. GROUP II-B: Mechanic-All Types. GROUP III: Air Tractor Drill, Asphalt Plant, Batch Plant, Boiler (High Pressure), Concrete Breaker, Concrete Pump, Concrete Spreader, Curb Cutter Machine, Farm Tractor (All Types), Finishing Machine (Concrete) Fine Grading Machine, Fireman, Forklift, Forklift (Electric) John Henry drill or similar, Joy Drill or similarTractor Drilling Machine, Loader 1 1/2 yards and under, Locomotive(All Sizes), Maintenance .Engineer, Machine Pulling Sheep's Foot Roller, Material Hopper, Mixer Concrete-21 E and over, Mulching Grass Spreader, Portable Plant, Portable Batch Plant, Portable Crusher, Powerhouse Plant, Quarry Master,Roller under 4 ton, Spreading and Fine Grading Machine, Steel Cutting Machine, Stone Crusher, Sweeper, Turbo JetBurner or Similar, Well Drilling Machine, Winch Truck, "A" Frame Truck, Skid Steer/Bobcat. rr. GROUP IV-A: Service Man (Fuel Truck), Service Man (Grease Truck). GROUP IV-B: Compressor-Compressor Plant-Paint Compressor-Steel Erection, ConveyorBelt Machine, Lighting Unit (Portable & Generator), Pilot/Assistant Engineer/2 seated, Pumps-Pump Station-Water-Sewer-Gypsum-Plaster, etc., Pump Truck(Sewer Jet or Similar), i`. Roller-Motorized (Walk Behind), Welding Machine Steel Erection Excavation), Well Point System, Welder's Helper, Mechanic's Helper, Bending Machine, Dust Collector, Mixer Concrete under 21-E, Heater all types, Steam Jenny, Stock Room Attendant, Siphon Pump-Air- Steam, Tar Joint Machine, Vibrator (1 to 5), Compressor Truck mounted (2-6). GROUP V-A: Engineer-All Tower Cranes-All Climbing Cranes and all cranes of 100 ton capacity or greater(3900 Manitowac or similar), Hoist Engineer(Steel), Engineer-Pile Driver, Welder-Certified, Jersey Spreader, Pavement Breaker(Air Ram), Post Hole Digger. WAGES: (per hour) 07/01 /2012 07/01 /2013 Group I $ 52.23 $ 53.38 brr Group I-A 46.17 47.17 Group I-B 48.19 49.65 Group II-A 44.26 45.21 Group II-B 45.61 46.60 Iln Group III 43.50 44.44 Group IV-A 39.64 40.48 Group IV-B 34.19 34.89 Group V-A Engineer All Tower,Climbing and Cranes of 100 Tons 59.02 60.34 Hoist Engineer(Steel) 53.17 54.73 Engineer(Pile Driver) 56.68 58.30 ~ Jersey Spreader,Pavement Breaker. (Air Ram)Post Hole Digger 44.85 46.24 Page 52 Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County Engineers operating cranes with booms 100 feet but less than 149 feet in length will be paid an additional $2.00 per hour over the rate listed in the Wage Schedule. Engineers operating cranes with booms 149 feet or over in length will be paid an additional $3.00 per hour over the rate listed in the Wage Schedule. Loader and Excavator Operators: over 5 cubic yards capacity $0.50 per hour over the rate listed in the Wage Schedule. Shovel Operators: over 4 cubic yards capacity $1.00 per hour over the rate listed in the Wage Schedule. Four (4), ten (10) hour days may be worked at straight time during a week, Monday thru Thursday. NOTE - In order to use the '4 Day/10 Hour Work Schedule,' you must submit an'Employer Registration for Use of 4 Day/10 Hour Work Schedule,' form PW30R; additionally, there must be a dispensation of hours in place on the project. SUPPLEMENTAL BENEFITS (per hour) Journeyman: 07/01 /2012 03/04/2013 $16.37 on all hours paid PLUS $7.65 limited to first 40 hours worked. PLUS $1.00 per hour on all hours worked. OVERTIME PAY See (B, E, E2, O, "`U) on OVERTIME PAGE HOLIDAY HOLIDAY: Paid:........ See (5, 6, 7, 8, 11, 12) on HOLDIAY PAGE. Overtime:.... See (5, 6, 7, 8, 11, 12) on HOLIDAY PAGE. Note: For Holiday codes 5 & 6, code U applies. Note: If employees are required to work on Easter Sunday they shall be paid at the rate of triple time. $16.80 on all hours paid PLUS $8.00 limited to first 40 hours worked. PLUS $1.00 per hour on all hours worked. REGISTERED APPRENTICES (1)year terms at the following rate. 07101 /2012 03/04/2013 1st term $ 21.75 $ 22.22 2nd term 26.10 26.66 3rd term 30.45 31.11 4th term 34.80 35.55 Supplemental Benefits per hour: Apprentices: 07/01 /2012 03/04/2013 $ 16.37 on all $16.80 on all hours paid. hours paid. PLUS $1.00 per PLUS $1.00 per hour on all hour on all hours worked. hours worked. 8-137HH O eratin En ineer - Hea 8~Hi hwa 12/01/z01Z JOB DESCRIPTION Operating Engineer -Heavy&Highway DISTRICT 1 ENTIRE COUNTIES Albany, Broome, Chenango, Clinton, Columbia, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Montgomery, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Tioga, Warren, Washington PARTIAL COUNTIES ib Page 53 Yr it rw Y~r Additional $2.00 per hour for All Employees who work a single irregular work shift starting from 5:00 PM to 1:00 AM that is mandate y t e Contracting Agency. Additional $2.50 per hr. for hazardous waste removal work on State and/or Federally designated waste site which require employees to wear ~ Level C or above forms of personal protection. (•) Premiums for CRANES is based upon Class A rates with the following premiums: -Additional $4.00 per hr for Tower Cranes, including self erecting. -Additional $3.00 per hr for Lattice Boom Cranes and all other cranes with a manufacturers rating of fifty (50) tons and over. -Additional $2.00 per hr for all Hydraulic Cranes and Derricks with a manufacturers rating of 49 ton and below, including boom trucks. Prevailing Wage Rates for 07/01/2012 - 06130/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County Dutchess: Defined as north of the northern boundary line of City of Poughkeepsie then due east to Route 115 to Bedelt Road then east Route 343 then a ong Routea343 east to thenno hem boundary ofTown o Do eoplar'Roand east along the northern boundary of Towntof Dover Plains to Connecticut. WAGES CLASSIFICATION A: Asphalt Curb Machine (Self Propelled, Slipform), Automated Concrete Spreader (CMI Type}, Automatic Fine Grader, Backhoe (Except Tractor Mounted, Rubber Tired), Backhoe Excavator Full Swing (CAT 212 or similar type), Back Filling Machine, Belt Placer (CMI Type), Blacktop Plant (Automated), Boom truck, Cableway, Caisson Auger, Central Mix Concrete Plant (Automated), Concrete Curb Machine (Self Propelled, Slipform), Concrete Pump, Crane, Cherry Picker, Derricks (steel erection), Dragline, Overhead Crane (Gantry or Straddle type), Pile Driver, Truck Crane, Directional Drilling Machine, Dredge, Dual Drum Paver, Excavator (All PurposeHydraulically Operated) (Gradall or Similar), Front End Loader (4 cu. yd. and Over), Head Tower (Sauerman or Equal), Hoist (Two or Three Drum), Holland Loader, Maintenance Engineer, Mine Hoist, Mucking Machine or Mole, Pavement Breaker(SP) Wertgen; PB-4 and similar type, Power Grader, Profiler (over 105 H.P.), Quad 9, Quarry Master (or equivalent), Scraper, Shovel, Side Boom, Slip Form Paver (If a second man is needed, he shall be an Oiler), Tractor Drawn BeltType Loader, Truck or Trailer Mounted Log Chipper (Self Feeder), Tug Operator (Manned Rented Equipment Excluded), Tunnel Shovel CLASSIFICATION B: Asphalt Paver, Backhoe (Tractor Mounted, Rubber Tired), Bituminous Recycler Machine, Bituminous Spreader and Mixer, Blacktop Plant (NonAutomated), Blast or Rotary Drill (Truck or Tractor Mounted), Boring Machine, Cage Hoist, Central Mix Plant [(NonAutomated) and All Concrete Batching Plants], Cherry Picker (5 tons capacity and under), Concrete Paver (Over 16S), Crawler Drill (Self-contained), Crusher, Diesel Power Unit, Drill Rigs, Tractor Mounted, Front End Loader (Under 4 cu. yd.), Greaseman/Lubrication Engineer, HiPressure Boiler (15 lbs. and over), Hoist (One Drum), Hydro-Axe, Kolman Plant Loader and Similar Type Loaders (If Employer requires another man to clean the screen or to maintain the equipment, he shall be an Oiler), L.C.M. Work Boat Operator, Locomotive, Mixer (for stabilized base selfpropelled), Monorail Machine, Plant Engineer, Profiler (105 H.P. and under), Pug Mill, Pump Crete, Ready Mix Concrete Plant, Refrigeration Equipment (for soil stabilization), Road Widener, Roller (all above subgrade), Sea Mule, Self-contained Ride-on Rock Drill(Excluding Air-Track Type Drill), Skidder, Tractor with Dozer and/or Pusher, Trencher, Tugger Hoist, Vac Truck, Vermeer saw (ride on, any size or type), Welder CLASSIFICATION C: A Frame Winch Hoist on Truck, Articulated Heavy Hauler, Aggregate Plant, Asphalt or Concrete Grooving Machine (ride on), Ballast Regulator(Ride-on), oiler (used in conjunction with production), Bituminous Heater (self-propelled), oat (powered), Cement and Bin Operator, Concrete Pavement Spreader and Finisher Concrete Paver or Mixer (16S and under), Concrete Saw (self-propelled), Conveyor, Deck Hand, Directional Drill Machine Locator, Drill (Core and Well), Farm Tractor with accessories, Fine Grade Machine, Fireman, Fork Lift, Form Tamper, Grout Pump, Gunite Machine, Hammers (Hydraulic self-propelled), Hydra-Spiker (ride-on), Hydraulic Pump (jacking system), Hydro -Blaster (Water), Mulching Machine, Oiler, Parapet Concrete or Pavement Grinder, Post Hole Digger and Post Driver, Power Broom (towed), Power Heaterman, Power Sweeper, Revinius Widener, Roller (Grade and Fill), Scarifier (ride-on), Shell Winder, Skid steer loader (Bobcat or similar), Span-Saw (ride-on), Steam Cleaner, Tamper (ride-on), Tie Extractor (ride-on), Tie Handler (ride-on), Tie Inserter (ride-on), Tie Spacer (ride-on), Tire Repair, Track Liner (ride-on), Tractor, Tractor (with towed accessories), Vibratory Compactor, Vibro Tamp, Well Point, and the following hands-off equipment: Compressors, Dust Collectors, Generators, Pumps, Welding Machines, Light Plants and Heaters - Note for all above classifications of Operating Engineer - In the event that equipment listed above is operated by robotic control, the classification covering the operation will be the same as if manually operated. WAGES per hour 07/01 /2012 07/01 /2013 07/01 /2014 Master Mechanic $ 36.32 $ 37.67 $ 39.02 Class A` 34.71 36.06 37.41 Class B 33.80 35.15 36.50 Class C 31.23 32.58 33.93 SUPPLEMENTAL BENEFITS Per hour worked f1~r Journeyman $ 22.60 $ 23.35 $ 24.10 ) OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (5, 6) on HOLIDAY PAGE Page 54 ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County Overtime: See (5, 6) on HOLIDAY PAGE ~ Note: If the holiday falls on Sunday, it will be celebrated on Monday. If the holiday falls on a Saturday, it will be celebrated on Saturday. REGISTERED APPRENTICES Wages per hour ~+ 1000 hours terms at the following percentage of Journeyman's wage Class B 1st 2nd 3rd 4th ``' 60% 70% 80% 90% fM Supplemental Benefits per hour worked 07/01 /2012 07/01 /2013 07101 /2014 ~ All Terms $ 18.00 $ 18.75 $ 19.50 1-158H/H Alb O eratin En ineer - Hea &Hi hwa -Tunnel 12107/2012 JOB DESCRIPTION Operating Engineer -Heavy&Highway -Tunnel DISTRICT 8 ENTIRE COUNTIES Putnam, Westchester PARTIAL COUNTIES Dutchess: Defined by the northern boundary line of the City of Poughkeepsie, then due east to Route 115, then north along Route 115 to Bedell Road, then east along Bedell Road to Van Wagner Road, then north along Van Wagner Road to Bower Road, then east along Bower Road to Route 44 and along Route 44 east to Route 343, then along Route 343 east to the northern boundary of the Town of Dover Plains and east along the northern boundary of the Town of Dover Plains to the border line of the State of Connecticut and bordered on the west by the middle of the Hudson River. WAGES GROUP I: Boom Truck, Cherry Picker, Clamshell, Crane(Crawler, Truck), Dragline, Rough Terrain Crane. GROUP I-A: Auger, Auto Grader, Dynahoe & Dual purpose & similar machines, Barber Green Loader-Euclid Loader or similar type machine, Boat Captain, Boring Machine(all types), Bull Dozer-all types, Central Mix Plant Operator, Cherry Picker(Cableway or hydraulic), Chipper-all types, Close Circuit T.V., Compactor with Blade, Concrete Portable Hoist, C.M.I. or similar, Conway or similar Mucking Machine, Crane(Crawler or Truck) dragline, Gradall, Shovel Backhoe, etc. Grader, Derrick(Stone-Steel), Elevator & Cage(materials or passengers), Front End Loaders over 1 1/2 yards, Hoist Single, Double, Triple Drum, Hoist Portable Mobile Unit, Hoist Engineer-Concrete(Crane-Derrick- Mine Hoist), Hoist Engineer-Material, Hydraulic Boom, Letourneau or Tournapull(Scrapers over 20 yards struck), Log Skidder, Moveable Concrete Barrier Transfer & Transport Vehicle, Mucking Machines. Overhead Crane, Paver(concrete), Pulsemeter, Push Button(Buzz Box)Elevator, Raise Boring Machine, Road Mix Machines. Robot Hammer(Brock or similar), Ross Carrier and similar machines, Shovels(Tunnels), Side Boom, Slip Form Machine, Spreader(Asphalt), Scoopmobile-Tractor-Shovel over 1 1/2 yards, Trenching Machines, Telephies-Vermeer Concrete Saw Trencher and/or similar, Tractor type demolition equipment, Whirly. GROUP I-B: Road Paver(Asphalt). GROUP II-A: Balast Regulators, Compactor Self-propelled, Cow Tracks, Fusion Machine, Rail Anchor Machines, Roller 4 ton and over, Scrapers (20 yard struck and under), Switch Tampers, Vibratory Roller, etc., Welder. GROUP II-B: Mechanic(outside) all types, Shop Mechanic. GROUP III: Air Tractor Drill, Asphalt Plant, Batch Plant, Boiler (High Pressure), Concrete Breaker, Concrete Pump, Concrete Spreader, Curb Cutter Machine, Farm Tractor(all types), Finishing Machine(Concrete) Fine Grading Machine, Firemen, Forklift, Forklift(Electric), John Henry Drill or similar, Joy Drill or similar Tractor Drilling Machine, Loader 1 1/2 yards and under, Locomotive(all sizes), Maintenance Engineer, Machine Pulling Sheeps Foot Roller, Material Hopper, Mixer Concrete(21-E & over), Mulching Grass Spreader, Portable Asphalt Plant, Portable Batch Plant, Portable Crusher, Powerhouse Plant, Quarry Master, Roller under 4 ton, Spreading and Fine Grading Machine, Steel Cutting Machine, Stone Crusher, Sweeper, Turbo Jet Burner or similar, Well Drilling Machine, Winch Truck "A' Frame. GROUP IV-A: Service Man(Fuel Truck), Service Man(Grease Truck). GROUP IV-B: Bending Machine, Compressor-Compressor Plant-Paint, Compressor-Steel Erection, Compressor Truck Mounted(2-6), Conveyor Belt Machine, Dust Collector, Heater(all types), Lighting Unit(portable & generator), Mixer Concrete under 21-E, Pilot/Assistant Engineer/2 seated, Pumps-Pump Station-Water-Sewer-Gypsum-Plaster, etc., Pump Truck(Sewer Jet or similar), Roller Motorized(Walk (' behind), Steam Jenny, Stock Room Attendant, Syphon Pump-Air-Stream, Tar Joint Machine, Vibrator(1 to 5), Welding Machine, Welders j~ Helper. GROUP V-A: Engineer(Pile Driver), Engineer(all Tower Cranes, all Climbing Cranes & all cranes of 100 ton capacity or greater), Helicopter Hoist Operator, Helicopter Pilot, Helicopter Signalman, Hoist Engineer(Steel-Sub Structure), Engineer-Pile Driver, Jersey-Spreader, ~ Pavement breaker(Air Ram), Master Mechanic, Asst. Master Mechanic, Post Hole Digger, Welder-Certified. Page 55 Prevailing Wage Rates for 07/01!2012 - 06/3012013 Last Published on Dec 01 2012 WAGES: (per hour) 07/01 /2012 GROUP I $ 52.23 GROUP I-A 46.17 47.17 GROUP I-B 48.19 49.65 GROUP II-A 44.26 45.21 GROUP II-B 45.61 46.60 GROUP III 43.50 44.44 GROUP IV-A 39.64 40.48 GROUP IV-B 34.19. 34.89 GROUP V-A Engineer-Pile Driver 56.68 58.30 Engineer-Cranes 59.02 60.34 Hoist Engineer 53.17 54.73 Jersey Spreader, Pavement Breaker (Air Ram), Post Hole Digger 44.85 46.24 An additional 20% to wage when required to wear protective equipment on hazardous/toxic waste projects. Operators required to use two buckets pouring concrete on other than road pavement shall receive $0.50 per hour over scale. Engineers operating cranes with booms 100 feet but less than 149 feet in length will be paid an additional $2.00 per hour. Engineers operating cranes with booms 149 feet or over in length will be paid an additional $3.00 per hour. Operators of shovels with a capacity over (4) cubic yards shall be paid an additional $1.00 per hour. Operators of loaders with a capacity over (5) cubic yards shall be paid an additional $0.50 per hour. SUPPLEMENTAL BENEFITS Per hour: Journevworker: L 07/01 /2012 $ 16.37 all hours paid +$7.65 first 40 hours worked +$1.00 for all hours worked Published by the New York State Department of Labor PRC Number 2012009946 Dutchess County 03/04/2013 $5338 03/04/2013 $ 16.80 all hours paid +$g.00 first 40 hours worked +$1.00 for all hours worked OVERTIME PAY See (D, O, *U, V) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 7, 8, 11, 12) on HOLIDAY PAGE Overtime: See (5, 6, 7, 8, 11, 12) on HOLIDAY PAGE * Note: For Holiday codes 5 & 6, code U applies. Note: If employees are required to work on Easter Sunday, they shall be paid at the rate of triple time. REGISTERED APPRENTICES (1)year terms at the following rates. 07/01 /2012 03/04!2013 1st year 1st year $ 21.75 per hr. $ 22.22 per hr. 2nd year 2nd year $ 26.10 per hr. $ 26.66 per hr. 3rd year 3rd year $ 30.45 per hr. $ 31.11 per hr. 4th year 4th year $ 34.80 per hr. $ 35.55 per hr. Supplemental Benefits per hour: Apprentices: 07/01 /2012 03/04/2013 $16.37a11 $16.OOall Page 56 ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County All Class D $ 7.85 plus 8% iM of straight time wage overtime hours add $ 0.33 OVERTIME PAY ii" See (B, F, R) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE ,~„ Overtime: See (5, 6, 8, 15, 26) on HOLIDAY PAGE 4-25a-MarConst Operating Enqineer -Survey Crew 12/01/2012 JOB DESCRIPTION Operating Engineer -Survey Crew DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: :The Northern portion of the county from the Northern boundry line of the City of Poughkeepsie North. Genesee: Only that portion of the county that lies east of a line down the center of Route 98 tb include all area that lies within the City of Batavia WAGES Per hour: SURVEY CLASSIFICATIONS: Party Chief- One who directs a survey party. Instrument person- One who runs the instrument and assists the Party Chief. Rod person- One who holds the rods and, in general, assists the survey party. 07/01 /2012 Survey Rates: Party Chief $ 32.62 Instrument/Rod person 29.85 Additional $3.00 per hr. for work in a Tunnel. Additional $2.50 per hr. for EPA or DEC certified toxic or hazardous waste work SUPPLEMENTAL BENEFITS Per hour worked: Journeyman $ 21.75 OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (5, 6) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES WAGES: (1 yr. or 1000 hrs.) terms at the following wage rates. 1st year 60% $ 17.91 2nd year 70% 20.89 3rd year 80% 23.88 SUPPLEMENTAL BENEFITS: $ 21.75 ~ 6-545 D.H.H. Operating Enqineer -Survey Crew - Consulting Enqineer 12/01/2012 ~ JOB DESCRIPTION Operating Engineer -Survey Crew -Consulting Engineer DISTRICT 6 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Niagara, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates Page 58 its Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County PARTIAL COUNTIES Dutchess: The northern portion of the county from the northern boundry line of the City of Poughkeepsie north. Genesee: Entire county except that portion of the county that lies west of a line down the center of Route 98 excluding that area that lies within the City of Batavia. WAGES Per hour: Feasibility and preliminary design surveying, line and grade surveying for inspection or supervision of construction when performed under a Consulting Engineer Agreement. SURVEY CLASSIFICATIONS: Party Chief- One who directs a survey party. Instrument Man- One who runs the instrument and assists the Party Chief. Rodman- One who holds the rods and in general, assists the survey party. 07/01 /2012 Survey Rates: Party Chief $ 32.62 Instrument/Rodperson 2985 Additional $3.00 per hr. for work in a Tunnel. Additional $2.50 per hr. for EPA or DEC certified toxic or hazardous waste work SUPPLEMENTAL BENEFITS Per hour worked: $ 21.75 ~,„ OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (5, 6) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE 6-545 DCE Operating Engineer -Tunnel 12/01/2012 JOB DESCRIPTION Operating Engineer -Tunnel DISTRICT 5 ENTIRE COUNTIES Albany, Allegany, Broome, Cayuga, Chemung, Chenango, Clinton, Columbia, Cortland, Essex, Franklin, Fulton, Greene, Hamilton, Herkimer, Jefferson, Lewis, Livingston, Madison, Monroe, Montgomery, Oneida, Onondaga, Ontario, Oswego, Otsego, Rensselaer, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Tioga, Tompkins, Warren, Washington, Wayne, Yates PARTIAL COUNTIES Dutchess: Northern part of Dutchess to the northern boundary line of the City of Poughkeepie then due east to Route 115 to Bedelt Road then east along Bedelt Road to VanWagner Road then north along VanWagner Road to Bower Road then east along Bower Road to Rte. 44 east to Rte. 343 then along Rte. 343 east to the northern boundary of the Town of Dover Plains and east along the northern boundary of the Town of Dover Plains to Connecticut. Genesee: Only that portion of the county that lies east of a linedrawn down the center of Route 98 and the entirety of the City of Batavia. WAGES ~ Crane 1: All cranes, including self erecting to be paid $4.00 per hour over the Class A rate. Crane 2: All Lattice Boom Cranes and all other cranes with a manufacturer's rating of fifty (50) ton and over to be paid $3.00 per hour over Class A rate. Crane 3: All hydraulic cranes and derricks with a manufacturer's rating of forty nine (49) ton nad below, including boom trucks, to be paid ~ $2.00 per hour over Class A rate. MASTER MECHANIC/CHIEF TUNNEL ENG.: CLASS A: Automatic Concrete Spreader (CMI Type); Automatic Fine Grader; Backhoe (except tractor-mounted,rubber tired); Belt Placer (CMI Type); Blacktop Plant (Automated); Cableway; Caisson Auger; Central Mix Concrete Plant (Automated); Concrete Curb Machine (Self- propelled slipform) Concrete Pump (8" or over); Dredge; Dual Drum Paver; Any Mechanical Shaft Drill; Excavator (all purpose-hydraulic- Gradall or Similar); Fork Lift (factory rated 15 ft and over); Front End Loader (4 c.y & over); Gradall; Head Tower (Sauerman or Equal), Hoist Shaft; Hoist (two or three Drum); Mine Hoist; Maintenance Engineer (Shaft and Tunnel) ;Mine Hoist; Mucking Machine or Mole, Overhead Crane (Gantry or Straddle Type); Pile Driver; Power Grader; Remote Controlled Mole or Tunnel Mach.; Scraper; Shovel; Side Boom; Slip Form Paver (If a second man is needed, he shall be an Oiler); Tractor Drawn Belt Type Loader; Tripper/Maintenance Eng.(Shaft & Tunnel); Truck or Trailer Mounted Log Chipper (self-feeding); Tug Operator (Manned rented equip. excluded); Tunnel Shovel; Mining Machine(Mole and Similar Types). Page 59 ti fi +rr Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County ` CLASS B: Automated Central Mix Concrete Plant; Backhoe Trac-Mtd, Rubber Tired); Backhoe (topside); Bitum. Spred. & Mixer, Blacktop '~ Plant non-automated); Blast or Rotary Drill (Truck or Tractor Mounted); Boring Machine; Cage Hoist; Central Mix Plant(NonAutomated) and All Concrete Batching Plants; Compressors (4 or less exceeding 2,000 c.f.m. combined capacity); Concrete Pump; Crusher; Diesel Power Unit; Drill Rigs (Tractor Mounted); Front End Loader (under 4 c.y.); Grayco Epoxy Machine; Hoist (One Drum); Hoist 2 or 3 Drum (Topside); Kolman Plant Loader & Similar Type Loaders (if Employer requires another person to clean the screen or to maintain the equipment, he shall ~Yr be an Oiler); L.C.M. Work Boat Operator; Locomotive; Maint. Eng. (Topside ); Grease Man; Welder; Mixer (for stabilized base-self propelled); Monorail Machine; Plant Eng.; Personnel Hoist; Pump Crete; Ready Mix Concrete Plant; Refrigeration Equipment (for soil stabilization); Road Widener; Roller (all above sub-grade); Sea Muls; Shotcrete Mach.; Shovel (Topside); Tractor with Dozer and/or Pusher; Trencher; Tugger Hoist; Tunnel Locomotive; Winch and Winch Cat. CLASS C: A Frame Truck; Ballast Regulator (ride-on); Compressors (4 under 2,000 cfm combined capacity; or 3 or less with more than 1200 cfm. but not to exceed 2,000 cfm); Compressors (any size but subject to other provisions for compressors-Dust Collectors, Generators, Pumps, Welding Machines, Light Plants-4 of any type or combination); Concrete Pavement Spreaders and Finishers; Conveyor; Drill (core); 1w Drill well; Elec Pump Used in Conjunction with Well Point System; Farm Tractor with Accessories; Fine Grade Machine; Forklift (under 15 ft); Grout Pump (over (5) cu. ft.; Gunite Machine; Hammers (hydraulic- self propel.); Hydra-Spiker-Ride on; Hydra-Blaster; Hydra Blaster (water); Motorized Form Carrier; Post Hole Digger & Post Driver; Power Sweep; Roller grade & fill); Scarifer (Ride on); Span-Saw (Ride-on); Submersible Electric Pump (when used in lieu of well point system); Tamper (Ride-on); Tie-Extractor, Tie Handler, Tie Inserter, Tie Spacer ~w and Track Liner (Ride-on); Tractor (with towed accessories); Vibratory Compactor; Vibro Tamp, Well Point. CLASS D: Aggregate Plant; Cement ~ Bin Operator; Compressors(3 or less not to exceed 1,200 c.f.m. combined capacity); Compressors( '' any size, but subject to other provisions for compressors-Dust Collectors, Generators, Pumps, Welding Machines, Light Plants-3 or less-any s it type or combination); Concrete Saw (self propelled); Fireman; Form Tamper; Hydraulic Pump (jacking system); Light Plants; Mulching Machine; Oiler; Parapet Concrete or Pavement Grinder; Power Broome towed; Power Heaterman; Revinius Widener; Shell Winder; Steam - Cleaner and Tractor, Greaseman; Junior Engineer. i1r Per hour: 07/01/2012 07/01/2013 07/01/2014 Crane 1 $ 41.28 $ 42.48 $ 43.68 rlr Crane 2 40.28 41.48 42.68 Crane 3 39.28 40.48 41.68 iiw. Master Mechanic 39.41 40.61 41.81 jy„i, CLASS A 37.28 38.48 39.68 CLASS B 36.06 37.26 38.46 W CLASS C 33.27 34.47 35.67 CLASS D 30.26 31.46 32.66 SUPPLEMENTAL BENEFITS Per hour paid: Journeyman $ 22.75 $ 23.65 $ 24.55 OVERTIME PAY See (B, B2, E, O) on OVERTIME PAGE HOLIDAY Paid: See (5, 6) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES (1000) hours terms at the following percentages. 1st term 60% of Class D 2nd term 65% of Class C 3rd term 70% of Class B 4th term 75% of Class A Supplemental Benefits per hour paid: $ 22.75 $ 23.65 $ 24.55 5-832TL. ~ Painter 12/01/2012 Page 60 ~' rr Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Last Published on Dec 01 2012 JOB DESCRIPTION Painter ENTIRE COUNTIES Columbia, Dutchess, Greene, Orange, Sullivan, Ulster WAGES ~„ Per hour 07/01 /2012 05!01 /2013 An Additional Published by the New York State Department of Labor PRC Number 2012009946 Dutchess County DISTRICT 1 Brush/Paper Hanger $ 28.69 $ 2.25* Dry Wall Finisher 28.69 2 25* Lead Abatement 28.69 2 25* Sandblaster-Painter 28.69 2.25* Spray Rate 29.69 2 25* (*) To be allocated at a later date See Bridge Painting rates for the following work: Structural Steel (defined as any steel where a man works without the support of solid scaffolding or mechanical lifts excluding bridges), all work performed on tanks (100,000 gallons or over twenty feel high), ALL BRIDGES, towers, smoke stacks, flag poles. Rate shall apply to all of said areas from the ground up. SUPPLEMENTAL BENEFITS Per hour worked irr Journeyman $ 17,28 OVERTIME PAY See (B, E, E2, Q) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour Six (6) month terms at the following percentage of Journeyman's wage 1st 2nd 3rd 4th 5th 6th 40% 50% 60% 70% 80% 90% Supplemental Benefits per hour worked Iw 1st term $ 8,39 All others 17.29 1-155 ~"' Painter -Bridge 8~ Structural Steel 12/01/2012 JOB DESCRIPTION Painter -Bridge & Structural Steel DISTRICT 9 ENTIRE COUNTIES Albany, Bronx, Clinton, Columbia, Dutchess, Essex, Franklin, Fulton, Greene, Hamilton, Kings, Montgomery, Nassau, New York, Orange, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Suffolk, Sullivan, Ulster, Warren, Washington, Westchester ~, WAGES Per Hour Worked: 07/01/2012 10/1/2012 STEEL: Bridge Painting $ 51.23 $ 52.23 Power Tool/Spray Additional $6.00 per hour above hourly rate, whether straight time or overtime Note: Generally, for Bridge Painting Contracts, ALL WORKERS on and off the bridge (including Flagmen) are to be paid Painter's Rate; the contract must be ONLY for Bridge Painting. SUPPLEMENTAL BENEFITS Per Hour Worked: 07/01 /2012 10/1 /2012 Page 61 iile Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County Journeyworker $ 26.80* $ 27.05 $ 31.04** Hourly Rate after 40 hours from May 1st to Nov. 15th $ 6.75 only Hourly Rate after 50 hours from Nov. 16th to April 30th $ 6.75 only ~ *For the period of May 1st to November 15th: This rate shall be paid up to maximum of forty (40) hours worked per week. For all hours exceeding 40, the hourly rate shall drop to the hourly rate shown above by date. EXCEPT for the first and last week of employment on the project, and for the weeks of Memorial Day, Independence Day and Labor Day, Yr this rate shall be paid for the actual number of hours worked. **For the period of November 16th to April 30th: This rate shall be paid up to a maximum of fifty (50) hours worked per week. For all hours exceeding 50, the hourly rate shall drop to the (~, hourly rate shown above by date. OVERTIME PAY See (A, F, R) on OVERTIME PAGE NOTE: Calculate overtime rate as follows: Bridge Painting and Power Tool/Spray titles subtract $4.98 from the hourly rate. ~ HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (4, 6) on HOLIDAY PAGE REGISTERED APPRENTICES (Wage per hour Worked): Apprentices: (1) year terms 1st 2nd 3rd 07/01 /2012 $ 20.55 $ 30.78 $ 41.00 10/01 /2012 $ 20.95 $ 31.38 $ 41.80 ~ Supplemental Benefits per hour worked: 07/01 /2012 $ 8.35 $ 19.00 $ 22.90 10/01/2012 $ 8.70 $ 19.15 $ 23.10 9-DC-9/806/155-BrSS Painter -Line Striping 12/01/2012 JOB DESCRIPTION Painter -Line Striping DISTRICT 9 ENTIRE COUNTIES Albany, Bronx, Clinton, Columbia, Dutchess, Essex, Franklin, Fulton, Greene, Hamilton, Kings, Montgomery, Nassau, New York, Orange, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Suffolk, Sullivan, Ulster, Warren, Washington, Westchester WAGES Per hour: Painter (Striping-Highway): 07/01/2012 Striping-Machine Operator* $26.61 plus an additional $0.50** Linerman Thermoplastic $31.87 plus an additional $0.50** ** To be allocated at a future date ~ Note: * Includes but is not limited to: Positioning of cones and directing of traffic using hand held devices. Excludes the Driver/Operator of equipment used in the maintenance and protection of traffic safety SUPPLEMENTAL BENEFITS ~r Per hour paid: 07/01/2012 Journeyworker: Striping-Machine operator $ 14.18 Linerman Thermoplastic $ 14.55 OVERTIME PAY Page 62 ~ Prevailing Wage Rates for 07!01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County See ('B, "B2, E, E2, P, S) on OVERTIME PAGE ~' HOLIDAY Paid: See (5, 20) on HOLIDAY PAGE Overtime: See (5, 8, 11, 12, 15, 16, 17, 20, 21, 22) on HOLIDAY PAGE 9-8A/28A-LS Painter -Metal Polisher 12/01/2012 JOB DESCRIPTION Painter -Metal Polisher DISTRICT 9 ENTIRE COUNTIES Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Ene, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, St. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates WAGES 07/01 /2012 Metal Polisher $ 26.11 Metal Polisher" $ 27.02 Metal Poilsher"` $ 29.61 l~r "Note: Applies on New Construction & complete renovation **' Note: Applies when working on scaffolds over 34 feet. SUPPLEMENTAL BENEFITS iYn Per Hour: 07/01/2012 Journeyworker: All classification $ 12.92 ~" OVERTIME PAY See (B, E, Q, T) on OVERTIME PAGE HOLIDAY Paid: See (5, 6, 11, 15, 16, 25, 26) on HOLIDAY PAGE ~"' Overtime: See (5, 6, 9, 11, 15, 16, 25, 26) on HOLIDAY PAGE REGISTERED APPRENTICES Wages per hour: One (1) year term at the following wage rates: 1st 2nd 3rd $13.50 $15.00 $18.00 Supplentals benefits: Per hour paid: 1st 2nd 3rd ~ $10.27 $10.39 $10.63 9-8A/28A-M P Plumber 12!01!2012 JOB DESCRIPTION Plumber DISTRICT 8 ENTIRE COUNTIES Dutchess PARTIAL COUNTIES Delaware: Only the Townships of Middletown and Roxbury. Ulster: Entire county (including Wallkill and Shawangunk Prisons in Town of Shawangunk) EXCEPT for remainder of Town of Shawangunk, and Towns of Plattekill, Marlboro, and Wawarsing. WAGES (per hour) 07/01 /2012 Plumber & Steamfitter $ 44.54 SHIFT WORK w Page 63 ilrr ~r firr Prevailing Wage Rates for 07/01!2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County When directly specified in public agency or authority contract documents, shift work outside the regular hours of work shall be comprised of eight (8) hours per shift not including Saturday, Sundays and holidays. One half (1/2) hour shall be allowed for lunch after the first four (4) hours of each shift. Wage and Fringes for shift work shall be straight time plus a shift premium of twenty-five (25%) percent. A minimum of five days Monday through Friday must be worked to establish shift work. Per hour: Journeyworker: **Not Subject to Overtime $ 24.19 per hour paid + 2.73 per hour worked** OVERTIME PAY See (B, *E, O, V) on OVERTIME PAGE * Note: Time & 1/2 for 1 st. 8 on Sat.- all additional hours double time. HOLIDAY ~, Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 8, 16, 25) on HOLIDAY PAGE REGISTERED APPR ENTICES (1)year terms at the following rates. i~r 1st year $ 16.78 2nd year 23.40 3rd year 27.19 4th year 32.76 ~,. 5th year 37.91 Supplemental Benefits per hour: Apprentices 1st year $ 10.62 per hour paid + 1.16 per hour worked 2nd year 13.43 per hour paid ~, + 1.30 per hour worked 3rd year 15.47 per hour paid + 1.60 per hour worked ri 4th year 17.13 per hour paid + 2.36 per hour worked ~ 5th year 18.82 per hour paid + 2.36 per hour worked SUPPLEMENTAL BENEFITS 8-21.2-SF Plumber -HVAC /Service 12101!2012 JOB DESCRIPTION Plumber -HVAC /Service DISTRICT 8 ENTIRE COUNTIES Dutchess, Putnam, Westchester PARTIAL COUNTIES Delaware: Only the townships of Middletown and Roxbury Ulster: Entire County(including Wallkill and Shawangunk Prisons) except for remainder of Town of Shawangunk and Towns of Plattekill, Marlboro, and Wawarsing. WAGES Per hour: 07/01/2012 HVAC Service $ 37.54 Jobbing & Alteration* ilir~ (Dutchess and Ulster County Only) $ 34.89 *Repairs, replacements and alteration work is any repair or replacement of a present plumbing system that does not change existing III roughing or water supply lines. Page 64 it 1r Prevailing Wage Rates for 07/01/2012 - 06!30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County SHIFT WORK: When directly specified in public agency or authority contract documents, shift work outside the regular hours of work shall be comprised of eight (8) hours per shift not including Saturday, Sundays and holidays. One half (1/2) hour shall be allowed for lunch after the first four (4) hours of each shift. Wage and Fringes for shift work shall be straight time plus a shift premium of twenty-five (25%) percent. A minimum of five days Monday through Friday must be worked to establish shift work. SUPPLEMENTAL BENEFITS Per hour worked: 07/01/2012 Journeyworker HVAC Service $ 17.00 per hour paid + 1.10 per hour worked** Journeyworker Jobbing Alterations $ 19.63 per hour paid + 2.73 per hour worked** ** Not subject to overtime OVERTIME PAY See (B, *E, O, V) on OVERTIME PAGE Note: Time and one half for the first eight hours on Saturdays. Additional hours on Saturday to be paid at double time. HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 8, 16, 25) on HOLIDAY PAGE REGISTERED APPRENTICES HVAC SERVICE REGISTERED APPRENTICES (1)year terms at the following wages 1st yr. 2nd yr. 3rd yr. 07/01 /2012 $ 17.54 $ 20.46 $ 25.67 Supplemental Benefits per hour worked: Apprentices 07/01 /2012 1st term $ 14.75 per hour paid + 1.10 per hour worked 2nd term $ 15.12 per hour paid + 1.10 per hour worked 3rd term $ 15.64 per hour paid + 1.10 per hour worked 4th term $ 16.18 per hour paid + 1.10 per hour worked 5th term $ 16.60 per hour paid + 1.10 per hour worked 4th yr. 5th yr. $ 31.43 $33.73 JOBBING & ALTERATIONS REGISTERED APPRENTICES (1)year terms at the following wages. ~ 1 st yr. 2nd yr. 3rd yr. 4th yr. 5th yr. 07!01 /2012 $ 14.08 $ 18.53 $ 22.13 $ 25.80 $ 29.69 Supplemental Benefits per hour worked: Apprentices 07/01 /2012 1st term $ 8.27 per hour paid + 0.50 per hour worked IYr 2nd term $ 10.80 per hour paid + 0.93 per hour worked ~ 3rd term $ 11.94 per hour paid Page 65 Vii. Prevailing Wage Rates for 07101/2012 - 06!30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County + 1.05 per hour worked ilrr 4th term $ 14.49 per hour paid + 1.46 per hour worked ~' 5th term $ 15.52 per hour paid + 1.90 per hour worked 8-21.1 &2-SF/Re/AC liar Roofer 12/01/2012 JOB DESCRIPTION Roofer DISTRICT 9 ~ ENTIRE COUNTIES Bronx, Dutchess, Kings, New York, Orange, Putnam, Queens, Richmond, Rockland, Sullivan, Ulster, Westchester WAGES Per Hour: 07/01/2012 Itr Roofer/Waterproofer $ 39.00 SUPPLEMENTAL BENEFITS Journeyworker $ 27.92 ~' OVERTIME PAY See (B, H) on OVERTIME PAGE Note: An observed holiday that falls on a Sunday will be observed the following Monday. ~ HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 13, 25) on HOLIDAY PAGE REGISTERED APPRENTICES ~ (1) year terms at the following percentage of Journeyworkers hourly wage. 1st 2nd 3rd 4th ~ 35% 50% 60% 75% Supplements per hour paid at the following rates: Apprentice: 1st 2nd 3rd 4th $4.24 $14.13 $16.88 $21.03 rr 9-8R 5heetmetal Worker 12/01/2012 ~ JOB DESCRIPTION Sheetmetal Worker DISTRICT 8 ENTIRE COUNTIES Dutchess, Orange, Putnam, Rockland, Sullivan, Ulster, Westchester ~- WAGES 07/01 /2012 SheetMetal Worker $ 41.81 it SHIFT WORK For all NYS D.O.T. and other Governmental mandated off-shift work: 10% increase for additional shifts for a minimum of five (5) days ~ SUPPLEMENTAL BENEFITS Journeyworker $ 31.85 OVERTIME PAY jr OVERTIME:.. See (B, E, Q,) on OVERTIME PAGE. 'Note: For Sundays or Holidays worked, HOURLY WAGE is double the total of the hourly wage plus the hourly benefit paid all in wages. (Benefits are ~, included in the wages). HOLIDAY Page 66 ( 11r irr ~Ilr Prevailing Wage Rates for 07/01/2012 - 06/30/2013 last Published on Dec 01 2012 Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6, 8, 13, 16, 23) on HOLIDAY PAGE REGISTERED APPRENTICES 1st 2nd 3rd 4th 5th $15.43 $17.35 $ 19.28 $ 21.21 $ 23.13 Supplemental Benefits per hour Apprentices 1st term $ 14.03 2nd term 15.80 3rd term 17.55 4th term 19.31 5th term 21.07 6th term 22.81 7th term 24.29 8th term 25.55 Published by the New York State Department of Labor PRC Number 2012009946 Dutchess County 6th 7th 8th $ 25.07 $ 27.27 $ 29.70 8-38 Sprinkler Fitter 12101/2012 JOB DESCRIPTION Sprinkler Fitter DISTRICT 1 ENTIRE COUNTIES Dutchess, Orange, Putnam, Rockland, Sullivan, Ulster, Westchester WAGES Per hour 07101 /2012 01 /01 /2013 Sprinkler $ 39.08 $ 39.08 Fitter SUPPLEMENTAL BENEFITS Per hour worked Journeyman $ 20.65 $ 20.80 OVERTIME PAY See (B, E, O) on OVERTIME PAGE HOLIDAY Paid: See (1) on HOLIDAY PAGE Overtime: See (5, 6) on HOLIDAY PAGE Note: When a holiday falls on Sunday, the following Monday shall be considered a holiday and all work performed on either day shall be at the double time rate. When a holiday falls on Saturday, the preceding Friday shall be considered a holiday and all work performed on either day shall be at the double time rate. REGISTERED APPRENTICES Wages per hour For Apprentices HIRED PRIOR TO 04/01/2010: One Half Year terms at the following wage 1st 2nd 3rd 4th 5th 6th 7th 8th 9th 10th $ 19.70 $ 19.70 $ 21.35 $ 23.32 $ 25.29 $ 27.26 $ 29.23 $ 31.20 $ 33.17 $ 35.14 Supplemental Benefits per hour worked 07/01 /2012 01 /01 /2013 1st & 2nd Terms $ 8.74 $ 8.74 3rd Term 14.87 15.02 4th Term 14.93 15.08 5th Term 20.24 20.39 6th Term 20.30 20.45 7th Term 20.36 20.51 8th Term 20.41 20.56 9th Term 20.47 20.62 10th Term 20.53 20.68 For Apprentices HIRED ON OR AFTER 04/01/2010: Page 67 ~ Published b the New York State De artment of Labor Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Y P Last Published on Dec 01 2012 PRC Number 2012009946 Dutchess County One Half Year terms at the following wage 1st 2nd 3rd 4th 5th 6th 7th 8th 9th 10th $ 17.73 $ 19.70 $ 21.35 $ 23.32 $ 25.29 $ 27.26 $ 29.23 $ 31.20 $ 33.17 $ 35.14 Supplemental Benefits per hour worked 07/01 /2012 01 /01 /2013 1st Term $ 8.68 $ 8.68 2nd Term 8.74 8.74 3rd Term 14.87 15.02 4th Term 14.93 15.08 5th Term 15.49 15.64 6th Term 15.55 15.70 ~+ 7th Term 15.61 15.76 8th Term 15.66 15.81 9th Term 15.72 15.87 10th Term 15.78 15.93 ~r 1-669.2 Surve Crew Consultin 12/01/2012 irr JOB DESCRIPTION Survey Crew Consulting DISTRICT 9 ENTIRE COUNTIES Bronx, Kings, Nassau, New York, Putnam, Queens, Richmond, Suffolk, Westchester ~ PARTIAL COUNTIES Dutchess: Only the portion south of the north city line in Poughkeepsie. WAGES j® Feasibility and preliminary design surveying, line and grade surveying for inspection or supervision of construction when performed under a Consulting Engineer agreement. ) Categories cover GPS & underground surveying. i(rr WAGES: (per hour) 07/01 /2012 ~, Survey Rates: Party Chief..... $ 33.70 Instrument Man.. ~ $ 28.38 Rodman.......... $ 25.02 SUPPLEMENTAL BENEFITS Per Hour: All Crew Members: $ 11.70 OVERTIME PAY OVERTIME:.... See (B, Ems, Q, V) ON OVERTIME PAGE. `Doubletime paid on the 9th hour on Saturday. HOLIDAY Paid: See (5, 6, 7, 11, 16) on HOLIDAY PAGE Overtime: See (5, 6, 7, 11, 16) on HOLIDAY PAGE 9-15dconsult Teamster - Buildin / Heav B~Hi hwa 12/0112012 JOB DESCRIPTION Teamster- Building /Heavy&Highway DISTRICT 11 1` ENTIRE COUNTIES Dutchess, Orange, Rockland, Sullivan, Ulster ' WAGES it GROUP 1: LeTourneau Tractors, Double Barrel Euclids, Athney Wagons and similar equipment (except when hooked to scrapers), Low Beds, 1-Beam and Pole Trailers, Tire Trucks and Tractor and Trailers with 5 axles and over, Articulated Back Dumps and Road Oil Distributors, Articulated Water Trucks and Fuel Trucks. ~Ir GROUP 1A: Drivers on detachable Gooseneck Low Bed Trailers rated over 35 tons. Page 68 ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Last Published on Dec 01 2012 Published by the New York State Department of Labor PRC Number 2012009946 Dutchess Countv GROUP 2: All equipment 25 yards and up to and including 30 yard bodies and cable Dump Trailers and Powder and Dynamite Trucks. it GROUP 3: All Equipment up to and including 24-yard bodies, Mixer Trucks, Dump Crete Trucks and similar types of equipment, Fuel Trucks and Batch Trucks and all other Tractor Trailers. GROUP 4: Tri-Axles, Ten Wheelers, Grease Trucks, Tillerman, Pattern Trucks, Intinuator Trucks. Water Trucks. GROUP 5: Straight Trucks. "- GROUP 6: Pick-up Trucks for hauling materials, parts, and Escort Man over-the-road. WAGES: (per hour) 07/01/2012 05/01/2013 GROUP 1 $ 30.35 $ 30.75 GROUP 1A 31.49 31.89 GROUP 2 29.79 30.19 '`' GROUP 3 29.57 29.97 ~w GROUP 4 29.46 29.86 GROUP 5 29.34 29.74 GROUP 6 29.34 29.74 NOTE: additional 20% premium above the hourly wage for hazardous and toxic waste removal. This applies to all groups. Shift Work: A shift premium of 10% on 2ND Shift and 15% on 3RD Shift will be paid for off-shift or irregular shift work when mandated by the NYS DOT or other governmental agency contracts. SUPPLEMENTAL BENEFITS Per hour paid: First 40 hours $ 26.25 $ 27.30 Over 40 hours 20.95 22.00 ~ OVERTIME PAY OVERTIME:... See (B, E, P,T*,U**) on OVERTIME PAGE. HOLIDAY yr HOLIDAY: Paid:...... See (5, 6, 13, 15, 25) on HOLIDAY PAGE. Overtime:.. See (5, 6, 13, 15, 25) on HOLIDAY PAGE. NOTE: Holidays worked Monday to Friday receive straight time wage for working, plus Holiday Pay. jy *Holidays worked on Saturday, code T applies. '*Holidays worked on Sunday, code U applies. 11-445 B/H H ~, Welder 12/01/2012 JOB DESCRIPTION Welder DISTRICT 1 ENTIRE COUNTIES qtr Albany, Allegany, Bronx, Broome, Cattaraugus, Cayuga, Chautauqua, Chemung, Chenango, Clinton, Columbia, Cortland, Delaware, Dutchess, Erie, Essex, Franklin, Fulton, Genesee, Greene, Hamilton, Herkimer, Jefferson, Kings, Lewis, Livingston, Madison, Monroe, Montgomery, Nassau, New York, Niagara, Oneida, Onondaga, Ontario, Orange, Orleans, Oswego, Otsego, Putnam, Queens, Rensselaer, ' Richmond, Rockland, Saratoga, Schenectady, Schoharie, Schuyler, Seneca, S.t. Lawrence, Steuben, Suffolk, Sullivan, Tioga, Tompkins, t` Ulster, Warren, Washington, Wayne, Westchester, Wyoming, Yates Vr WAGES Per hour 07/01/2012 Welder (To be paid the same rate of the mechanic performing the work) OVERTIME PAY HOLIDAY Irr 1-As Per Trade Page 69 ~ Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 ,,, Overtime Codes Following is a n explanation of the code(s) listed in the OVERTIME section of each classification contained in the attached schedule. Additional req uirements may also be listed in the HOLIDAY section. ilr (A) Time and one half of the hourly rate after 7 hours per day ( AA) Time and one half of the hourly rate after 7 and one half hours per day (B) Time and one half of the hourly rate after 8 hours per day ( B1) Time and one half of the hourly rate for the 9th & 10th hours week days and the 1st 8 hours on Saturday. 1rr Double the hourly rate for all additional hours ( B2) Time and one half of the hourly rate after 40 hours per week (C) Double the hourly rate after 7 hours per day (C1) Double the hourly rate after 7 and one half hours per day (D) Double the hourly rate after 8 hours per day ( D1) Double the hourly rate after 9 hours per day (E) Time and one half of the hourly rate on Saturday it ( E1) Time and one half 1st 4 hours on Saturday Double the hourly rate all additional Saturday hours ( E3) Between November 1 st and March 3rd Saturday may be used as a make-up day at straight time when a day is lost during that week due to inclement weather, provided a given employee has worked between 16 and 32 hours that week ( E2) Saturday may be used as a make-up day at straight time when a day is lost during that week due to inclement ~ weather ( E4) Saturday and Sunday may be used as a make-up day at straight time when a day is lost during that week due to inclement weather (F) Time and one half of the hourly rate on Saturday and Sunday (G) Time and one half of the hourly rate on Saturday and Holidays (H) Time and one half of the hourly rate on Saturday, Sunday, and Holidays (I) Time and one half of the hourly rate on Sunday (J) Time and one half of the hourly rate on Sunday and Holidays (K) Time and one half of the hourly rate on Holidays (L) Double the hourly rate on Saturday (M) Double the hourly rate on Saturday and Sunday (N) Double the hourly rate on Saturday and Holidays (O) Double the hourly rate on Saturday, Sunday, and Holidays (P) Double the hourly rate on Sunday ~ (O) Double the hourly rate on Sunday and Holidays (R) Double the hourly rate on Holidays +Ir (S) Two and one half times the hourly rate for Holidays, if worked ( S1) Two and one half times the hourly rate the first 8 hours on Sunday or Holidays One and one half times the hourly rate all additional hours. (T) Triple the hourly rate for Holidays, if worked Page 70 Wlr Prevailing Wage Rates for 07/01/2012 - 06/30/2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 ,~ (U) Four times the hourly rate for Holidays, if worked (V) Including benefits at SAME PREMIUM as shown for overtime (W) Time and one half for benefits on all overtime hours. NOTE:BENEFITS are PER HOUR WORKED,for each hour worked, unless otherwise noted i~ Page 71 r11~ }" ~ Prevailing Wage Rates for 07/01/2012 - 06/30!2013 Published by the New York State Department of Labor Last Published on Dec 01 2012 PRC Number 2012009946 Holiday Codes PAID Holidays: Paid Holidays are days for which an eligible employee receives a regular day's pay, but is not required to perform work. If an employee works on a day listed as a paid holiday, this remuneration is in addition to payment of the required prevailing rate for the work actually performed. OVERTIME Holiday Pay: ~, Overtime holiday pay is the premium pay that is required for work performed on specified holidays. It is only required where the employee actually performs work on such holidays. The applivable holidays are listed under HOLIDAYS: OVERTIME. The required rate of pay for these covered holidays can be found in the OVERTIME PAY section listings for each classification. Following is ah explanation of the code(s) listed in the HOLIDAY section of each classification contained in the attached schedule. The Holidays as listed below are to be paid at the wage rates at which the employee is normally classified. (1) None Ir (2) Labor Day (3) Memorial Day and Labor Day (4) Memorial Day and July 4th (5) Memorial Day, July 4th, and Labor Day rr (6) New Year's, Thanksgiving, and Christmas (7) Lincoln's Birthday, Washington's Birthday, and Veterans Day (8) Good Friday (9) Lincoln's Birthday ( 10) Washington's Birthday ( 11) Columbus Day ( 12) Election Day ri ( 13) Presidential Election Day ( 14) 1/2 Day on Presidential Election Day ~+ (15) Veterans Day ( 16) Day after Thanksgiving 1w (17) July 4th ( 18) 1/2 Day before Christmas (19) 1/2 Day before New Years ( 20) Thanksgiving ( 21) New Year's Day ( 22) Christmas _' (23) Day before Christmas ~' (24) Day before New Year's ( 25) Presidents' Day Iles (26) Martin Luther King, Jr. Day ( 27) Memorial Day rr Page 72 New York State Department of Labor -Bureau of Public Work State Office Building Campus Building 12 -Room 130 Albany, New York 12240 REQUEST FOR WAGE AND SUPPLEMENT INFORMATION As Required by Articles 8 and 9 of the NYS Labor Law FaX (518) 485-1870 or mail this form for new schedules or for determination for additional occupations. This Form Must Be Typed Submitted By: (Check Only One) ^ Contracting Agency ^ Architect or Engineering Firm ^ Public Work District Office Date: A. Public Work Contract to be let by: (Enter Data Pertaining to Contracting/Public Agency) 1. Name and complete address (- (Check if new or change) 2, NY State Units (see Item 5) Telephone: ( ) E-Mail: ^ 01 DOT ^ 02 OGS ^ 03 Dormitory Authority ^ 04 State University Construction Fund ^ 05 Mental Hygiene Facilities Corp. ^ 06 OTHER N.Y. STATE UNIT Fax: ( ) ^ 07 City ^ 08 Local School District ^ 09 Special Local District, i.e., Fire, Sewer, Water District ^ 1 O Village ^ 11 Town ^ 12 County ^ 13 Other Non-N.Y. State (Describe) 3. SEND REPLY TO ~ ^ check if new or change) Name and complete address: 11 r ar iilr lr illy its i~ 4. SERVICE REQUIRED. Check appropriate box and provide project information. ^ New Schedule of Wages and Suoolements. APPROXIMATE BID DATE ^ Additional Occupation and/or Redetermination Telephone:( ) Fax: ( ) PRC NUMBER ISSUED PREVIOUSLY FOR OFFICE USE ONLY E-Mail: THIS PROJECT B. PROJECT PARTICULARS e. Project Title s. Location of Project: Location on Site Description of Work Route No/Street Address Village or City Contract Identification Number Town Note: For NYS units, the OSC Contract No. County 7. NatUfe Of PfOjeCt -Check One: 8. OCCUPATION FOR PROJECT ^ 1. New Building ^ 2. Addition to Existing Structure ^ Construction (Building, Heavy ^ Guards, Watchmen Hi hwa /Sewer/Water g y ) ^ Janitors, Porters, Cleaners, ^ 3. Heavy and Highway Construction (New and Repair) ^ Tunnel Elevator Operators ^ 4. New Sewer or Waterline Residential ^ ^ Moving furniture and ^ 5. Other New Construction (Explain) ^ Landscape Maintenance equipment ^ 6. Other Reconstruction, Maintenance, Repair or Alteration ^ Elevator maintenance ^ Trash and refuse removal ^ 7. Demolition ^ Exterminators, Fumigators ^ Window cleaners ^ 8. Building Service Contract ^ Fire Safety Director, NYC Only ^ Other (Describe) 9. Has this project been reviewed for compliance with the Wicks Law involving separate bidding? YES ^ NO ^ 10. Name and Title of Requester Signature PW-39 (04.11) SEE PAGE TWO FOR LAWS RELATING TO PUBLIC WORK CONTRACTS lr Yrr Iwo ~: -, NEW YORK STATE DEPARTMENT OF LABOR Bureau of Public Work -Debarment List LIST OF EMPLOYERS INELIGIBLE TO BID ON OR BE AWARDED ANY PUBLIC WORK CONTRACT Under Article 8 and Article 9 of the NYS Labor Law, a contractor, sub-contractor and/or ~ its successor shall be debarred and ineligible to submit a bid on or be awarded any public work or public building service contract/sub-contract with the state, any municipal ~"` corporation or public body for a period of five (5) years from the date of debarment when: • Two (2) final determinations have been rendered within any consecutive six-year ~`" (6) period determining that such contractor, sub-contractor and/or its successor has WILLFULLY failed to pay the prevailing wage and/or supplements ~"' • One (1) final determination involves falsification of payroll records or the kickback of wages and/or supplements NOTE: The agency issuing the determination and providing the information, is denoted under the heading `Fiscal Officer'. DOL =NYS Dept. of Labor; NYC =New York City Comptroller's Office; AG =NYS Attorney General's Office; DA =County District Attorney's Office. A list of those barred from bidding, or being awarded, any public work contract or subcontract with the State, under section 141-b of the Workers' Compensation Law, may be obtained at the following link, on the NYS DOL Website: https://dbr.labor.state.ny.us/EDList/searchPage.do ~r _F . NYSDOL Bureau of Public Work Debarment List 12/06/2012 Article 8 AGENCY Fiscal Offices FEIN EMPLOYER NAME .EMPLOYER ADDRESS DEBARMENT .DEBARMENT DBA NAME START DATE 'END DATE DOL NYC A & T IRON WORKS INC 25 CLIFF STREET 12/21/2009 12!21/2014 NEW ROCHELLE NY 10801 DOL DOL ""`0711 A ULIANO & SON LTD 22 GRIFFEN COURT 10/26/2010 10/26/2015 MILLER PLACE NY 11746 DOL DOL A ULIANO CONSTRUCTION 22 GRIFFEN COURT 10/26/2010 10/26/2D15 MILLER PLACE NY 11746 DOL NYC ""`5804 AAR/CO ELECTRIC INC 5902 AVENUE N 03/20/2009 03/20/2014 BROOKLYN NY 11234 DOL NYC ""`4486 ABBEY PAINTING CORP 21107 28TH AVENUE 07/02/2012 07/02/2017 BAYSIDE NY 11360 DOL DOL ""`9095 ABDO TILE CO 6179 EAST MOLLOY ROAD 06/25/2010 07/02/2017 EAST SYRACUSE NY 13057 DOL DOL ""`9095 ABDO TILE COMPANY 6179 EAST MOLLOY ROAD 06/25/2010 07/02/2017 EAST SYRACUSE NY 13057 DOL DOL ""'0635 ABOVE ALL PUMP REPAIR 360 KNICKERBOCKER 10/20/2008 10/20/2013 CORP AVENUE HATAVIA NY 11716 DOL NYC ""'5022 ACE DRYWALL SYSTEMS INC. 194 ASHLAND PLACE 03/06/2008 03/06/2013 BROOKLYN NY 11217 DOL AG ""`8219 ACTIVE CABLING INC C/O FRANK DECAPITE 10/02/2008 10/01/2013 7 SYCAMORE ROAD DRWOODBURY NY 11797 DOL DOL ADAM A CEMERYS 2718 CURRY ROAD 07/08/2010 07/08/2015 SCHENECTADY NY 12303 DOL DOL ""`7584 ADAM'S FLOOR COVERING 2718 CURRY ROAD 07/08!2010 02/15/2017 LLC SCHENECTADY NY 12303 DOL DOL AFFORDABLE PAINTING PLUS 367 GREEVES ROAD 10/01/2010 10/01/2015 NEW HAMPTON NY 10958 DOL DOL ALBERT CASEY 43-28 54TH STREET 07/01/2011 07/01/2016 WOODSIDE NY 11377 DOL DOL ALL TOWNS MECHANICAL BARRY 18 EAST SUNRISE HIGHWAY 01/21/2008 01/21/2013 MORRIS FREEPORT NY 11758 DOL DOL ""'8740 ALLSTATE ENVIRONMENTAL C/O JOSE MONTAS 03/18!2011 03/15/2017 CORP 27 BUTLER PLACEYONKERS NY 10710 DOL DOL ""`8534 ALPHA INTERIORS INC 513 ACORN STREET/ SUITE C 05/27/2010 05/27/2015 DEER PARK NY 11729 DOL DOL ""'8291 AMIR'S VISION INC 230 PRATT STREET 09!17/2008 09/17/2013 BUFFALO NY 14204 DOL NYC ANDERSON LOPEZ 670 SOUTHERN BLVD 06/14/2011 06!14/2016 BRONX NY 10455 DOL DOL ""'0860 ANDREA STEVENS STEVENS 2458 EAST RIVER ROAD 01/23/2008 01/23/2013 TRUCKING CORTLAND NY 13045 DOL AG ANTHONY BRANCA 700 SUMMER STREET 11/24/2009 11/24/2014 STAMFORD CT DOL DA ANTHONY CARDINALE 588 59TH STREET 05/16/2012 05/16/2017 MASPETH NY 11378 DOL DOL ANTHONY POSELLA 30 GLEN HOLLOW 10/19/2009 10/19/2014 ROCHESTER NY 14622 DOL DOL ANTHONY TAORMINA 215 MCCORMICK DRIVE 05/20/2009 05/20/2014 BOHEMIA NY 11716 DOL DOL ANTHONY ULIANO 22 GRIFFEN COURT 10/26/2010 10!26/2015 MILLER PLACE NY 11746 DOL DOL ""'3020 APCO CONTRACTING CORP 24 SOUTH MARYLAND 09/24/2012 09/24/2017 AVENUE PORT WASHINGTON NY 11050 DOL DOL ""`8688 ARC MECHANICAL CORP 215 MCCORMICK DRIVE 05/20/2009 05/20/2014 BOHEMIA NY 11716 DOL DOL ""`8482 ARGO CONTRACTING CORP 5752 WEST WEBB ROAD 05/21/2008 05/21/2013 YOUNGSTOWN OH 44515 DOL NYC ARIE BAR 5902 AVENUE N 03!20/2009 03/20/2014 BROOKLYN NY 11234 DOL DOL ARTHUR C OSUORAH PO BOX 1295 02/15/2008 02/15/2013 BUFFALO NY 14215 DOL DOL ""'8027 ARTHUR DESIGN ENGINEERS PO BOX 1295 02/15/2008 02/15/2013 8 ASSOCIATES BUFFALO NY 14215 DOL DOL ""'9336 ARTIERI SPECIALTIES LLC SWITZER 107 STEVENS STREET 11/04/2009 11/04/2014 SALES LOCKPORT NY 14094 DOL DOL ""`2993 AST DRYWALL & ACOUSTICS 46 JOHN STREET - STE 711 12/16/2008 12/16/2013 INC NEW YORK NY 10038 DOL DOL ""'2534 B & B CONCRETE 55 OLD TURNPIKE ROAD 02/04/2011 02/04/2016 CONTRACTORS INC SUITE 612NANUET NY 10954 DOL NYC BASIL ROMEO 243-03 137TH AVENUE 03/25/2010 03/25/2015 ROSEDALE NY 11422 Page 1 of 10 r NYSDOL Bureau of Public Work Debarment List 12/06/2012 Article 8 i~. r DOL DOL BEATRICE ORTEGA 764 BRADY AVE -APT 631 05/21/2008 05/21/2013 BRONX NY 10462 DOL DOL ""`2294 BEDELL CONTRACTING CORP 2 TINA LANE 01!06/2012 01/06/2017 HOPEWELL JUNCTION NY 12533 DOL DOL BENNY VIGLIOTTI C10 LUVIN CONSTRUCTION 03/15/2010 03/15/2015 CO P O BOX 357CARLE PLACE NY 11514 DOL NYC BERNARD COHNEN 193 HARWOOD PLACE 05/14/2008 05/14/2013 PARAMUS NJ 07652 DOL DOL ""'6999 BEST ROOFING OF NEW 30 MIDLAND AVENUE 11/05/2010 11/05/2015 JERSEY LLC WALLINGTON NJ 07057 DOL DOL ""`9890 BETTY JOE FRAZIER NOBLE 23960 WHITE ROAD 02/14/2008 02/14/2013 CONSTRUCTI WATERTOWN NY 13601 ON GROUP DOL DOL BIAGIO CANTISANI 200 FERRIS AVENUE 12/04!2009 05/04/2017 WHITE PLAINS NY 10603 DOL DOL *""0818 BLASTEC INC MILLER 121 LINCOLN AVENUE 02/21/2008 02/2112013 SANDBLASTIN ROCHESTER NY 14611 G 8 PAINTING DOL DOL ""`8501 BLOCKHEAD CONCRETE & P O BOX 71 09/03/2008 09/03/2013 PAVING INC CHEEKTOWAGA NY 14225 DOL NYC ""`8377 BOSPHORUS CONSTRUCTION 3617 KINGS HIGHWAY-STE 1D 06/30/2010 06/30/2015 CORPORATION BROOKLYN NY 11234 DOL DOL BRIAN HOXIE 2219 VALLEY DRIVE 12/04/2009 12/04/2014 SYRACUSE NY 13207 DOL DOL ""'4311 C & F SHEET METAL CORP 201 RICHARDS STREET 02/25/2009 02/24/2014 BROOKLYN NY 11231 DOL DOL CANTISANI & ASSOCIATES 442 FERRIS AVENUE 12/04/2009 05/04/2017 LTD WHITE PLAINS NY 10603 DOL DOL CANTISANI HOLDING LLC 220 FERRIS AVENUE 05/04/2012 05/04/2017 WHITE PLAINS NY 10603 DOL DOL ""'1143 CARMODY BUILDING CORP 442 ARMONK ROAD 05/04/2012 05/04/2017 MOUNT KISCO NY 10549 DOL DOL ""`3368 CARMODY CONCRETE CORP 442 ARMONK ROAD 12/04/2009 05/04!2017 MOUNT KISCO NY 10549 DOL DOL CARMODY CONTRACTING 220 FERRIS AVENUE 05/04/2012 05/04/2017 CORP WHITE PLAINS NY 10603 DOL DOL ""'6215 CARMODY CONTRACTING INC 220 FERRIS AVENUE 05/04/2012 05/04/2017 WHITE PLAINS NY 10603 DOL DOL CARMODY ENTERPRISES LTD 220 FERRIS AVENUE 12/04/2009 05/04/2017 WHITE PLAINS NY 10603 DOL DOL ""'3812 CARMODY INC 442 ARMONK ROAD 12/04/2009 05/04/2017 MOUNT KISCO NY 10549 DOL DOL ""'3812 CARMODY INDUSTRIES INC 442 FERRIS AVENUE 05/0412012 05/04/2017 WHITE PLAINS NY 10603 DOL DOL CARMODY MAINTENANCE 105 KISCO AVENUE 05/04/2012 05/04/2017 CORP MOUNT KISCO NY 10549 DOL DOL ""`0324 CARMODY MASONRY CORP 442 ARMONK ROAD 12/04!2009 05/04/2017 MOUNT KISKO NY 10549 DOL DOL ""`3812 CARMODY"2" INC 220 FERRIS AVENUE 12/04/2009 05/04/2017 WHITE PLAINS NY 10603 DOL DOL ""`9721 CATENARY CONSTRUCTION 112 HUDSON AVENUE 02/14/2006 10/20/2014 CORP ROCHESTER NY 14605 DOL DOL ""'1683 CATONE CONSTRUCTION 294 ALPINE ROAD 03/09/2012 03/09/2017 COMPANY INC ROCHESTER NY 14423 DOL DOL CATONE ENTERPRISES INC 225 DAKOTA STREET 03/09/2012 03/09/2017 ROCHESTER NY 14423 DOL DOL ""'7924 CBI CONTRACTING 2081 JACKSON AVENUE 06/03/2010 06/03!2015 INCORPORATED COPIAGUE NY 11726 DOL DOL CHARLES MURDOUGH 203 KELLY DRIVE 03/26/2008 03/26/2013 EAST AURORA NY 14052 DOL DOL CHARLES OKRASKI 67 WARD ROAD 01/21!2011 01/21/2016 SALT POINT NY 12578 DOL DOL CHARLES RIBAUDO 513 ACORN ST - SUITE C 05/27/2010 05/27/2015 DEER PARK NY 11729 DOL DOL ""`1416 CHEROMINO CONTROL 61 WILLET ST -SUITE 14 12/03/2009 02!23!2017 GROUP LLC PASSAIC NJ 07055 DOL DOL CHESTER A BEDELL 1233 WALT WHITMAN ROAD 04/29/2008 04/29/2013 MELVILLE NY 11747 DOL DOL CHRIS SAVOURY 44 TRIFLES-MT IVY ROAD 10114/2011 10/14/2016 POMONA NY 10970 DOL DOL CHRIST R PAPAS C/O TRAC CONSTRUCTION 02/03!2011 02/03!2016 INC 9091 ERIE ROADANGOLA NY 14006 Page 2 of 10 Ir NYSDOL Bureau of Public Work Debarment List 12/06/2012 Article 8 DOL DOL CHRISTOF PREZBYL 2 TINA LANE 01/06/2012 01/06/2017 HOPEWELL JUNCTION NY 12533 DOL DOL CITY GENERAL BUILDERS INC 131 MELROSE STREET 03/02/2010 03/02/2015 BROOKLYN NY 11206 DOL DOL ""`7086 CITY GENERAL IRON WORKS 131 MELROSE STREET 03/02/2010 03/02/2015 INC BROOKLYN NY 11206 DOL DOL "**'S329 CNY MECHANICAL P O BOX 250 11/06/2008 11/06/2013 ASSOCIATES INC EAST SYRACUSE NY 13057 DOL NYC '*"`1768 COFIRE PAVING 120-30 28TH AVENUE 01/14/2011 01/14/2016 CORPORATION FLUSHING NY 11354 DOL DOL ""'8342 CONKLIN PORTFOLIO LLC 60 COLONIAL ROAD 02/15/2011 02/15/2016 STILLWATER NY 12170 DOL DOL ""`5740 CORTLAND GLASS COMPANY 336 TOMPKINS STREET 10/21/2010 07/15!2016 INC CORTLAND NY 13045 DOL NYC '*'*`8777 CROSSLAND ELECTRICAL 846 EAST 52ND STREET 12/19/2008 12/29/2013 SYSTEMS INC BROOKLYN NY 11203 DOL DOL ""`0115 CROW AND SUTTON 949 GROVESIDE ROAD 08/27/2008 08/27/2013 ASSOCIATES INC BUSKIRK NY 12028 DOL DOL **'**4266 CRYSTAL INTERIOR 922 CRESCENT STREET 05/21/2008 05/21/2013 CONTRACTING INC BROOKLYN NY 11208 DOL DOL ""`1804 CUSTOM GARDEN 283 NORTH MIDDLETOWN 09/28/2009 09/28/2014 LANDSCAPING INC ROAD PEARL RIVER NY 10965 DOL DOL *""9453 D & D MASON CONTRACTORS 158-11 96TH STREET 06/25/2009 06/25/2014 INC HOWARD BEACH NY 11414 DOL DOL ""`0810 D & G PAINTING & 53 LITTLE COLLABAR ROAD 04/19/2012 04!19/2017 DECORATING INC MONTGOMERY NY 12549 DOL DOL D JAMES SUTTON 949 GROVESIDE ROAD 08/27/2008 08/27/2013 BUSKIRK NY 12028 DOL DOL DANIEL CELLUCCI ELECTRIC 17 SALISBURY STREET 06/02/2010 06/02/2015 GRAFTON MA 01519 DOL DOL '*"'7129 DANIEL T CELLUCCI DANIEL 17 SALISBURY STREET 06/02/2010 06/02/2015 CELLUCCI GRAFTON MA 01519 ELECTRIC DOL DOL DARIN ANDERSON 134-25 166 PLACE #SE 08/07/2008 08/07/2013 JAMAICA NY 11434 DOL DOL DARREN MAYDWELL 115 LEWIS STREET 05/12/2009 05/12/2014 YONKERS NY 10703 DOL DOL DEANNA J REED 5900 MUD MILL RD-BOX 949 09/02/2008 09/0212013 BREWERTON NY 13029 DOL DOL *'*"2311 DELCON CONSTRUCTION 220 WHITE PLAINS ROAD 08127/2009 08!27/2014 CORP TARRYTOWN NY 10591 DOL DOL ""'3538 DELTA CONTRACTING 75 MCCULLOCH DRIVE 10/19/2010 10/19!2015 PAINTING AND DESIGN INC DIX HILLS NY 11746 DOL DOL DEMETRIOS KOUTSOURAS 530 BEECH STREET 07/02/2012 07/02/2017 NEW HYDE PARK NY 11040 DOL DOL DESMOND CHARLES 922 CRESCENT STREET 05/21/2008 05/21/2013 BROOKLYN NY 11208 DOL DOL DIANEDEAVER 731 WARWICK TURNPIKE 06/25/2012 06/25/2017 HEWITT NJ 07421 DOL DOL DIMITEIUS KASSIMIS 152-65 11TH AVENUE 05/22/2008 05/22/2013 WHITESTONE NY 11357 DOL DOL DONALD NOWAK 10 GABY LANE 10115/2009 10/15/2014 CHEEKTOWAGA NY 14227 DOL DOL DORIS SKODA C/O APCO CONTRACTING 09/24/2012 09/24/2017 CORP 24 SOUTH MARYLAND AVENUEPORT WASHINGTON NY 11050 DOL DOL ****'6148 DOT CONSTRUCTION OF NY 765 BRADY AVE -APT 631 05/21!2008 05/21/2013 INC BRONX NY 10462 DOL DOL DOUGLAS MCEWEN 121 LINCOLN AVENUE 02/21/2008 02/21/2013 ROCHESTER NY 14611 DOL DOL DRAGOLJUB RADOJEVIC 61 WILLET ST 12/03/2009 07/09/2015 -SUITE 14 PASSAIC NJ 07055 DOL NYC ""*6176 E N E L ELECTRICAL CORP 1107 MCDONALD AVENUE 07/30/2010 07/30/2015 BROOKLYN NY 11230 DOL NYC ""`8074 ECONOMY IRON WORKS INC 670 SOUTHERN BLVD 06/14/2011 06/14/2016 BRONX NY 10455 DOL DOL EDWARD L GAUTHIER C/O IMPERIAL MASONRY 10/03/2012 10/03/2017 REST 141 ARGONNE DRIVEKENMORE NY 14217 DOL DOL EDWARD SUBEH 1 CHELSEA COURT 10/06/2008 10/06/2013 ATLANTIC CITY NJ 08401 DOL NYC ""'6260 EL TREBOL SPECIAL 95-26 76TH STREET 10/12/2011 10/12/2016 CLEANING INC OZONE PARK NY 11416 Page3af10 E NYSDOL Bureau of Public Work Debarment List 12/06/2012 Article 8 DOL DOL ""`3554 ELITE BUILDING 34-08 PARKWAY DRIVE 07/01/2008 07/21/2013 ENTERPRISES INC BALDWIN NY 11510 DOL DOL ""'0780 EMES HEATING & PLUMBING 5 EMES LANE 01/20/2002 01/20/3002 CONTR MONSEY NY 10952 DOL DOL ""`6101 ENHANCED DATA COM INC 75 SHERBROOK ROAD 07/01/2010 07/01/2015 NORTH BABYLON NY 11704 DOL DOL ERROL L ALLEN 134-25 166 PLACE #SE 08/07/2008 08/07/2013 JAMAICA NY 11434 DOL DOl ESCO INSTALLERS LLC 1 CHELSEA COURT 10/06/2008 10/06/2013 ATLANTIC CITY NJ 08401 DOL DOL EVELIO ELLEDIAS 114 PEARL STREET 08/15/2012 08/15/2017 PORT CHESTER NY 10573 DOL DOL ""'0329 FAULKS PLUMBING HEATING 3 UPTON STREET 06/10/2008 06/10/2013 8 AIR CONDITIONING INC HILTON NY 14468 DOL DOL FERNANDO GOMEZ 201 RICHARDS STREET 02/25/2009 02/25/2014 BROOKLYN NY 11231 DOL DOL ""'0768 FISHER CONCRETE INC 741 WELSH ROAD 04/08/2009 04/08/2014 JAVA CENTER NY 14082 DOL DOL ""'5867 FJM-FERRO INC 6820 14TH AVENUE 10/27!2011 10/27!2016 BROOKLYN NY 11219 DOL DOL ""'8067 FORTH SPORT FLOORS INC P O BOX 74 02/28/2012 03/27/2017 EAST GREENBUSH NY 12061 DOL DOL ""'0115 FOXCROFT NURSERIES INC 949 GROVESIDE ROAD 08/27/2008 08/27/2013 BUSKIRK NY 12028 DOL DOL FRANCIS (FRANK) OSCIER 3677 SENECA STREET 09/03/2008 09/03/2013 WEST SENECA NY 14224 DOL NYC FRANK (FRANCIS) OSCIER 3677 SENECA STREET 09/03/2008 09/03/2013 WEST SENECA NY 14224 DOL NYC FRANK ACOCELLA 68 GAYLORD ROAD 02/10!2011 02110/2016 SCARSDALE NY 10583 DOL NYC FRANK BAKER 24 EDNA DRIVE 05/14/2008 05/14/2013 SYOSSET NY 11791 DOL DOL FRANK J MERCANDO CIO 134 MURRAY AVENUE 11/22/2008 11/22/2013 MERCANDO YONKERS NY 10704 CONTRACTIN G CO INC DOL DOL FRANKJ MERCANDO 134 MURRAY AVENUE 12/11/2009 12/11/2014 YONKERS NY 10704 DOL DOL FRANK ORTIZ 75 SHERBROOK ROAD 07/01/2010 07/01/2015 NORTH BABYLON NY 11704 DOL DOL FRED ABDO ABDO TILE 6179 EAST MOLLOY ROAD 06/25/2010 07/02/2017 COMPANY EAST SYRACUSE NY 13057 AKA ABDO TILE CO DOL NYC FREDERICK LEE 89 WALKER STREET 01/04/2008 01/04/2013 NEW YORK NY 10013 DOL DOL ""`9202 G & M PAINTING 13915 VILLAGE LANE 02/05/2010 02/05!2015 ENTERPRISES INC RIVERVIEW MI 48192 DOL DOL ""`7088 GBA CONTRACTING CORP 4015 21ST AVENUE 01/11/2008 01/11/2013 ASTORIA NY 11105 DOL DOL ""`6826 GBE CONTRACTING 12-14 UTOPIA PARKWAY 02/10/2010 02/10/2015 CORPORATION WHITESTONE NY 11357 DOL NYC GELSOMINA TASSONE 25 CLIFF STREET 06/15/2010 06/15/2015 NEW ROCHELLE NY 10801 DOL DOL GEORGE A PATTI III P O BOX 772 08/13/2010 08/13/2015 JAMESTOWN NY 14701 DOL NYC GEORGE LUCEY 150 KINGS STREET 01/19/1998 01/19/2998 BROOKLYN NY 11231 DOL DOL GEORGE SHINAS 12-14 UTOPIA PARKWAY 02/10/2010 02/10/2015 WHITESTONE NY 11357 DOL DOL GERALD A POLLOCK 336 TOMPKINS STREET 06/29/2010 07/15/2016 CORTLAND NY 13045 DOL DOL GERALD F POLUCH JR 2085 BRIGHTON HENRIETTA 11/04/2010 11/04/2015 TOWN LINE ROADROCHESTER NY 14623 DOL AG GERARD IPPOLITO 563 MUNCEY ROAD 07/14/2008 07/14/2013 WEST ISLIP NY 11795 DOL DOL ""'4013 GR GRATES CONSTRUCTION 63 IRONWOOD ROAD 06/14/2010 06/14/2015 CORPORATION UTICA NY 13520 DOL DOL GRATES MERCHANT NANNA 63 IRONWOOD ROAD 06/14/2010 06/15/2015 INC UTICA NY 13520 DOL DOL GREGG G GRATES 63 IRONWOOD ROAD 06/14/2010 06/14/2015 UTICA NY 13520 DOL DOL GRETCHEN SULLIVAN P O BOX 130 11/10/2011 11/10/2016 CRETE IL 60417 DOL DOl GRIOGORIOS BELLOS 4015 21ST AVENUE 01/11/2008 01/11!2013 ASTORIA NY 11105 Page 4 of 10 NYSDOL Bureau of Public Work Debarment List 12/06/2012 Article 8 DOL DOL ""'9985 GROUND LEVEL 10 GABY LANE 10/15/2009 10/15/2014 CONSTRUCTION CHEEKTOWAGA NY 14227 DOL DOL ""`7735 GRYF CONSTRUCTION INC 394 SPOTSWOOD-ENGLISH 08/08/2011 08/08/2016 RD MONROE NJ 08831 DOL _ DOL GUS PAPASTEFANOU C/O D & G PAINTING & DECO 04/19/2012 04/19/2017 53 LITTLE COLLABAR ROADMONTGOMERY NY 12549 DOL DOL "`"'8904 HALLOCKS CONSTRUCTION P O BOX 278 12/01/2008 12/01/2013 CORP YORKTOWN HEIGHTS NY 10598 DOL DOL HARALAMBOS KARAS 80-12 ASTORIA BOULEVARD 11/22/2008 10/22/2013 EAST ELMHURST NY 11370 DOL DOL ""`5405 HARD LINE CONTRACTING 89 EDISON AVENUE 10/28/2011 10/28/2016 INC MOUNT VERNON NY 10550 DOL DOL ""'0080 HI-AMP ELECTRICAL 265-12 HILLSIDE AVENUE 02/15/2008 02/15/2013 CONTRACTING CORP FLORAL PARK NY 11004 DOL DOL HI-TECH CONTRACTING CORP 114 PEARL STREET 08/15/2012 08/15/2017 PORT CHESTER NY 10573 DOL DOL ""`4331 HIDDEN VALALEY 225 SEYMOUR STREET 02/08/2011 02/0812016 EXCAVATING INC FREDONIA NY 14063 DOL DOL ""`9893 HOXIE'S PAINTING CO INC 2219 VALLEY DRIVE 12/04/2009 12/04/2014 SYRACUSE NY 13207 DOL DOL ""'6429 IDM ENTERPRISES INC 60 OUTWATER LANE 05/09/2009 05/09!2014 GARFIELD NJ 07026 DOL DOL ""'8426 IMPERIAL MASONRY 141 ARGONNE DRIVE 10/03/2012 10!03/2017 RESTORATION INC KENMORE NY 14217 DOL DOL ""'6293 IMPRESSIVE CONCRETE 264A SUBURBAN AVENUE 12/'18/2007 12/18/2012 CORP DEER PARK NY 11729 DOL DOL ""'7561 INDUS GENERAL 33-04 91ST STREET 04/28/2010 04/28!2015 CONSTRUCTION JACKSON HEIGHTS NY 11372 DOL DOL "'"'0488 INTER WORKS SYSTEMS, INC. 1233 WALT WHITMAN ROAD 04/29/2008 04/29/2013 MELVILLE NY 11747 DOL DA ""'1958 IRON HORSE ONE INC 10 ROSWELL AVENUE 09/30/2010 09/30/2015 OCEANSIDE NY 11572 DOL DOL ISRAEL MONTESINOS 517 MILES SQUARE ROAD 02/15/2008 02/15/2013 YONKERS NY 10701 DOL DOL IVAN D MARKOVSKI 60 OUTWATER LANE 05/09/2009 05/09/2014 GARFIELD NJ 07026 DOL DOL IVAN TORRES 11 PLYMOUTH ROAD 02/15/2008 02/15!2013 DIX HILLS NY 11746 DOL DOL ""'0579 J & I CONSTRUCTION CORP 110 FOURTH STREET 02/15!2008 02/15!2013 NEW ROCHELLE NY 10801 DOL DOL J & N LEASING AND BUILDING 154 EAST BOSTON POST 08/11/2009 08/11/2014 MATERIALS ROAD MAMARONECK NY 10543 DOL DOL ""`1584 J M TRI STATE TRUCKING INC 140 ARMSTRONG AVENUE 10/21/2009 10(21!2014 SYRACUSE NY 13209 DOL DOL "*"9368 J TECH CONSTRUCTION PO BOX 64782 09/24/2012 09/24/2017 ROCHESTER NY 14624 DOL DOL J THE HANDYMAN 09/24/2012 09/24/2017 DOL DOL JAMES SICKAU 3090 SHIRLEY ROAD 04/19/2011 12/30/2016 NORTH COLLINS NY 14111 DOL DOL JAMES WALSH 89 EDISON AVENUE 10/28/2011 10/28/2016 MOUNT VERNON NY 10550 DOL DOL JEFFREYA NANNA 502 WOODBURNE DRIVE 06!14/2010 06/14/2015 UTICA NY 13502 DOL DOL JEFFREY ARTIERI 107 STEVENS STREET 11/04/2009 11/04/2014 LOCKPORT NY 14094 DOL DOL JOHN B DUGAN 121 LINCOLN AVENUE 02/21/2008 02/21/2013 ROCHESTER NY 14611 DOL DOL JOHN BUONADONNA 283 NORTH MIDDLETOWN 09/28/2009 09/28/2014 ROAD PEARL RIVER NY 10965 DOL DOL JOHN CATONE C/O CATONE CONSTRUCTION 03/09/2012 03/09/2017 294 ALPINE ROADROCHESTER NY 14612 DOL NYC JOHN DITURI 1107 MCDONALD AVENUE 07/30/2010 07/30/2015 BROOKLYN NY 11230 DOL NYC JOHN FICARELLI 120-30 28TH AVENUE 01/14/2011 01114/2016 FLUSHING NY 11354 DOL DOL JOHN JIULIANNI 222 GAINSBORG AVENUE E 05/10/2010 05/10/2015 WEST HARRISON NY 10604 DOL NYC JOHN MART JR 278 ROBINSON AVENUE 04/06/2008 04/06/2013 NEW YORK NY 10312 Page 5 of 10 i ~r NYSDOL Bureau of Public Work Debarment List 12/06/2012 Article 8 DOL NYC JOHN O'SHEA 4350 BOLLARD AVENUE 01/28/2008 01/28/2013 BRONX NY 10466 DOL DOL ""'5970 JOHN PREVETE FRAMING JOHN 320 RIDGE ROAD 03/26!2008 03/26/2013 AND JOHN PREVETE PREVETE WEST MILFORD NJ 07480 FRAMING INC DOL DOL ""'2701 JOHN SMYKLA AFFORDABLE 367 GREEVES ROAD 10/01/2010 10/01/2015 PAINTING NEW HAMPTON NY 10958 PLUS DOL DOL ""'9368 JORGE 1 DELEON J TECH PO BOX 64782 09/24/2012 09/24/2017 CONSTRUCTI ROCHESTER NY 14624 ON DOL DOL JORGE OUVINA 344 SOUNDVIEW LANE 11/22/2011 11/22/2016 COLLEGE POINT NY 11356 DOL DOL JOSE DOS SANTOS JR 85-08 60TH AVENUE 11!21/2008 11/21/2013 ELMHURST NY 11373 DOL DOL JOSE MONTAS 27 BUTLER PLACE 03/18/2011 03/15/2017 YONKERS NY 10710 DOL DOL JOSEPH CASUCCI 6820 14TH AVENUE 10/27/2011 10/27/2016 BROOKLYN NY 11219 DOL DOL JOSEPH MONETTE CJO JOHN MONETTE 10/21/2009 10/21/2014 140 ARMSTRONG AVENUESYRACUSE NY 13209 DOL DOL ""'1763 JR RESTORATION & ROOFING 152-65 11TH AVENUE 05/22/2008 05/22/2013 INC WHITESTONE NY 11357 DOL DOL JULIUS AND GITA BEHREND 5 EMES LANE 11/20!2002 11/20!3002 MONSEY NY 10952 DOL DOL ""'9422 JUNKYARD CONSTRUCTION 2068 ANTHONY AVENUE 12/26/2007 12/26/2012 CORP. BRONX NY 10457 DOL DOL K NELSON SACKOOR 16 JOY DRIVE 01/05/2010 01/05/2015 NEW HYDE PARK NY 11040 DOL NYC KAMIL OZTURK 3715 KINGS HWY - STE 1D 06/30!2010 06/30/2015 BROOKLYN NY 11234 DOL NYC KAZIMIERZ KONOPSKI 194 ASHLAND PLACE 03/06/2008 03/06/2013 BROOKLYN NY 11217 DOL NYC ""`4923 KELLY'S SHEET METAL, INC. 1426 ATLANTIC AVENUE 12/28/2007 01/14/2013 BROOKLYN NY 11216 DOL DOL KEMPTON MCINTOSH 8531 AVENUE B 12/16/2008 12/16/2013 BROOKLYN NY 11236 DOL DOL KEN DEAVER 731 WARWICK TURNPIKE 06/25!2012 06/25/2017 HEWITT NJ 07421 DOL DOL ""'5941 KINGSVIEW ENTERPRISES 7 W FIRST STREET 01/14/2011 01/14/2016 INC P O BOX 2LAKEWOOD NY 14750 DOL DOL KRZYSZTOF PRXYBYL 2 TINA LANE 01/06/2012 01/06/2017 HOPEWELL JUNCTION NY 12533 DOL DOL "*"6033 KUSNIR CONSTRUCTION 2677 ANAWALK ROAD 05/03/2012 08/03/2017 KATONAH NY 10536 DOL DOL ""'0526 LAGUARDIA CONSTRUCTION 470 48TH STREET ~ 07/01/2011 07/01/2016 CORP WOODSIDE NY 11377 DOL NYC ""'8816 LAKE CONSTRUCTION AND 150 KINGS STREET 08/19/1998 08/19/2998 DEVELOPMENT BROOKLYN NY 11231 CORPORATION DOL DOL ""`9628 LANCET ARCH INC 112 HUDSON AVENUE 02114/2006 10/19/2014 ROCHESTER NY 14605 DOL DOL LANCET SPECIALTY C!O CATENARY 10/19/2009 10/19/2014 CONTRACTING CORP CONSTRUCTION 112 HUDSON AVENUEROCHESTER NY 14605 DOL DOL LARRY DOMINGUEZ 114 PEARL STREET 08/15/2012 08/15/2017 PORT CHESTER NY 10573 DOL DOL LARRY FRANGOS 5752 WEST WEBB ROAD 05/21/2006 05/21/2013 YOUNGSTOWN OH 44515 DOL DOL LAURA A. GAUTHIER C/O IMPERIAL MASONRY 10/03/2012 10/03/2017 REST 141 ARGONNE DRIVEKENMORE NY 14217 DOL DOL ""`0597 LEED INDUSTRIES CORP HI-TECH 114 PEART STREET 08/15/2012 08/15/2017 CONTRACTIN PORT CHESTER NY 10573 G CORP DOL DOL ""`7907 LEEMA EXCAVATING INC 140 ARMSTRONG AVENUE 10/21/2009 10/21/2014 SYRACUSE NY 13209 DOL AG '*"`5102 LIBERTY TREE SERVICE, INC. 563 MUNCEY ROAD 07114!2008 07/14/2013 WEST ISLIP NY 11795 DOL DOL "'*`8453 LINPHILL ELECTRICAL 523 SOUTH 10TH AVENUE 01/07/2011 01/07/2016 CONTRACTORS INC MOUNT VERNON NY 10553 DOL DOL LINVAL BROWN 523 SOUTH 10TH AVENUE 01!07!2011 01/07/2016 MOUNT VERNON NY 10553 Page 6 of 10 ~1 NYSDOL Bureau of Public Work Debarment List 12/06/2012 Article 8 DOL DOL '**"5171 LUVIN CONSTRUCTION CORP P O BOX 357 03/15/2010 03/15/2015 CARLE PLACE NY 11514 DOL DOL MANUEL ESTEVES 55 OLD TURNPIKE ROAD 02/04/2011 02/04/2016 SUITE 612NANUET NY 10954 DOL NYC MANUEL P TOBIO 150 KINGS STREET 08/19/1998 08/19/2998 BROOKLYN NY 14444 DOL NYC MANUEL TOBIO 150 KINGS STREET 08/19/1998 08/19/2998 BROOKLYN NY 11231 DOL DOL MAR CONTRACTING CORP 620 COMMERCE STREET 09/24/2012 09/24/2017 THORNWOOD NY 10594 DOL DOL MARGARET FORTH P O BOX 74 02/28!2012 03/27/2017 EAST GREENBUSH NY 12061 DOL DOL MARIO LUIS 31 DURANTAVENUE 07/02/2012 07/02/2017 BETHEL CT 06801 DOL DOL MARIO R ECHEVERRIA JR 588 MEACHAM AVE-SUITE 103 08/24!2010 08/24/2015 ELMONT NY 11003 DOL DOL MARK LINDSLEY 355 COUNTY ROUTE 8 08/08/2009 08/14/2014 FULTON NY 13069 DOL NYC ""'4314 MASCON RESTORATION INC 129-06 18TH AVENUE 02/09/2012 02/09/2017 COLLEGE POINT NY 11356 DOL NYC ""'4314 MASCON RESTORATION LLC 129-06 18TH AVENUE 02/09/2012 02/09!2017 COLLEGE POINT NY 11356 DOL DOL "`*'0845 MASONRY CONSTRUCTION 442 ARMONK ROAD 12/04/2009 05/04/2017 INC MOUNT KISCO NY 10549 DOL DOL ""'3333 MASONRY INDUSTRIES INC 442 ARMONK ROAD 12/04/2009 05/04/2017 MOUNT KISKO NY 10549 DOL DOL "'**6826 MATSOS CONTRACTING 12-14 UTOPIA PARKWAY 02/10/2010 02/10/2015 CORPORATION WHITESTONE NY 11357 DOL AG ""'9970 MAY CONSTRUCTION CO INC 700 SUMMER STREET 11/24/2009 11/24/2014 STAMFORD CT DOL DOL ""'9857 MBL CONTRACTING 2620 ST RAYMOND AVENUE 08/30/2011 08!30!2016 CORPORATION BRONX NY 10461 DOL DOL MCI CONSTRUCTION INC 975 OLD MEDFORD AVENUE 08/24/2009 08/24/2014 FARMINGDALE NY 11738 DOL DOL ""`5936 MCSI ADVANCED AV 2085 BRIGHTON HENRIETTA 11/04/2010 11/04/2015 SOLUTIONS LLC TOWN LINE ROADROCHESTER NY 14623 DOL DOL "`*`4259 MERCANDO CONTRACTING 134 MURRAY AVENUE 12/11/2009 12/11/2014 CO INC YONKERS NY 10704 DOL DOL *""0327 MERCANDO INDUSTRIES LLC 134 MURRAY AVENUE 12/11/2009 12/11/2014 YONKERS NY 10704 DOL DOL ""`6033 MICHAEL KUSNIR KUSNIR 2677 ANAWALK ROAD 08/03/2012 08!03/2017 CONSTRUCTI KATONAH NY 10536 ON DOL DOL MICHAEL STEVENS STEVENS 2458 EAST RIVER ROAD 01/23/2008 01/23/2013 TRUCKING CORTLAND NY 13045 DOL DOL ""`0860 MICHAEL STEVENS STEVENS 2458 EAST RIVER ROAD 01/23/2008 01/23/2013 TRUCKING CORTLAND NY 13045 DOL DOL ""`2635 MIDLAND CONSTRUCTION OF 13216 CALUMET AVENUE 11/10/2011 11!10/2016 CEDAR LAKE INC CEDAR LAKE IL 46303 DOL DOL `*"`5517 MILLENNIUM PAINTING INC 67 WARD ROAD 01/21/2011 01/21/2016 SALT POINT NY 12578 DOL DOL ""'0818 MILLER. SANDBLASTING AND 121 LINCOLN AVENUE 02/21/2008 02/21/2013 PAINTING ROCHESTER NY 14611 DOL NYC MOHAMMAD SELIM 73-12 35TH AVE -APT F63 03/04/2010 03/04/2015 JACKSON HEIGHTS NY 11372 DOL DA MOHAMMED SALEEM 768 LYDIG AVENUE 08/18/2009 05/25/2015 BRONX NY 10462 DOL NYC ""`2690 MONDOL CONSTRUCTION INC 11-27 30TH DRIVE 05/25/2011 05/25/2016 LONG ISLAND CITY NY 11102 DOL DOL MORTON LEVITIN 3506 BAYFIELD BOULEVARD 08/30/2011 08/30!2016 OCEANSIDE NY 11572 DOL DOL ""'2737 MOUNTAIN'S AIR INC 2471 OCEAN AVENUE- STE 7A 09/24/2012 09/24/2017 BROOKLYN NY 11229 DOL NYC MUHAMMAD ZULFIQAR 129-06 18TH AVENUE 02!09/2012 02/09/2017 COLLEGE POINT NY 11356 DOL DOL ""'2357 MUNICIPAL MILLING & MIX-IN- 9091 ERIE ROAD 02/03/2011 02/03/2016 PLACE ANGOLA NY 14006 DOL DOL ""`2251 MURDOUGH DEVELOPMENT 203 KELLY DRIVE 03/26/2008 03/26/2013 CO., INC. EAST AURORA NY 14052 DOL DOL MURRAY FORTH P O BOX 74 02/28/2012 03/27/2017 EAST GREENBUSH NY 12061 DOL DA '*"'9642 MUTUAL OF AMERICAL 768 LYDIG AVENUE 08/18/2009 05/25/2015 GENERAL CONSTRUCTION & BRONX NY 10462 MANAGEMENTCORP Page 7 of 10 (~ NYSDOL Bureau of Public Work Debarment List 12/06/2012 Article 8 DOL DOL N PICCO AND SONS 154 EAST BOSTON POST. 08/11/2009 08/11/2014 CONTRACTING INC ROAD MAMARONECK NY 10543 DOL DOL *""4133 NASDA ELECTRICAL 134-25 166 PLACE - #SE 08/07/2008 08/07/2013 ENTERPRISES INC JAMAICA NY 11434 DOL DOL ""`9445 NASDA ENTERPRISES INC 134-25 166 PLACE #SE 08!07/2008 08/07/2013 JAMAICA NY 11434 DOL DOL NAT PICCO 154 EAST BOSTON POST 08/22/2009 08/22/2014 ROAD MAMARONECK NY 10543 DOL DA ""`6988 NEW YORK INSULATION INC 58-48 59TH STREET 05/16/2012 05!16/2017 MASPETH NY 11378 DOL DOL NICOLE SPELLMAN 2081 JACKSON AVENUE 06/03/2010 06/03/2015 COPIAGUE NY 11726 DOL DOL NIKOLAS PSAREAS 656 N WELLWOOD AVE/STE C 09/01/2011 09/01/2016 LINDENHURST NY 11757 DOL DOL ""'9890 NOBLE CONSTRUCTION 23960 WHITE ROAD 02/14/2008 02/14/2013 WATERTOWN NY 13601 DOL DOL ""'7041 NYCOM SERVICES CORP 80-12 ASTORIA BOULEVARD 11/22/2008 11!22/2013 EAST ELMHURST NY 11370 DOL DOL ""'0797 O GLOBO CONSTRUCTION 85-06 60TH AVENUE 11/21/2008 11/21/2013 CORP ELMHURST NY 11373 DOL DOL OKBY ELSAYED 1541 EAST 56TH STREET 05/04!2012 05/04/2017 BROOKLYN NY 11234 DOL NYC OLIVER HOLGUIN 95-26 76TH STREET 10/12/2011 10/12/2016 OZONE PARK NY 11416 DOL NYC ""`3855 OT & T INC 36-28 23RD STREET 01/15/2008 05/14/2013 LONG ISLAND CITY NY 11106 DOL DOL ""`5226 PASCARELLA 8 SONS 459 EVERDALE AVENUE 01/10/2010 01/10/2015 WEST (SLIP NY 11759 DOL DOL PATRICK BURNS 19 E. CAYUGA STREET 05/15/2008 05!15/2013 OSWEGO NY 13126 DOL DOL PATRICK SHAUGHNESSY 88 REDWOOD DRIVE 05!16/2008 05/16/2013 ROCHESTER NY 14617 DOL DOL PEDRO RINCON 131 MELROSE STREET 03/02/2010 03102!2015 BROOKLYN NY 11206 DOL DOL ""'9569 PERFORM CONCRETE INC 31 DURANT AVENUE 07/02/2012 07/02!2017 BETHEL CT 06801 DOL DOL PETER J LAND! 249 MAIN STREET 10/05/2009 10/05/2014 EASTCHESTER NY 10709 DOL DOL ""'7229 PETER J LAND! INC 249 MAIN STREET 10/05/2009 10/05!2014 EASTCHESTER NY 10709 DOL DOL ""`1136 PHOENIX ELECTRICIANS 540 BROADWAY 03/09/2010 03/09/2015 COMPANY INC P O BOX 22222ALBANY NY 12201 DOL DOL ""'5419 PINE VALLEY LANDSCAPE RR 1, BOX 285-B 08/27/2008 08/27/2013 CORP BUSKIRK NY 12028 DOL DOL PRECISION DEVELOPMENT 115 LEWIS STREET 05/12/2009 05/12/2014 CORP YONKERS NY 10703 DOL DOL ""'7914 PRECISION SITE 89 EDISON AVENUE 10/28/2011 10/28/2016 DEVELOPMENT INC MOUNT VERNON NY 10550 DOL DOL ""'9359 PRECISION STEEL ERECTORS P O BOX 949 09/02/2008 09/02/2013 INC BREWERTON NY 13029 DOL DOL ""'6895 PROLINE CONCRETE OF WNY 3090 SHIRLEY ROAD 04/19/2011 12/30/2016 INC NORTH COLLINS NY 14111 DOL DOL ""'2326 PUTMAN CONSTRUCTION 29 PHYLLIS AVENUE 09/03/2008 09/03/2013 COMPANY OF WESTERN NY BUFFALO NY 14215 DOL DOL RAMON BONILLA 938E 232ND STREET #2 05/25/2010 05/25/2015 BRONX NY 10466 DOL DOL ""'7294 REDWOOD FLOORING, INC. 88 REDWOOD DRIVE 05/16/2008 05!16/2013 ROCHESTER NY 14617 DOL NYC ""`6978 RISINGTECH INC 243-03 137TH AVENUE 03/25/2010 03/25/2015 ROSEDALE NY 11422 DOL DOL ROBBYE BISSESAR 89-51 SPRINGFIELD BLVD 01/11/2003 01/11/3003 QUEENS VILLAGE NY 11427 DOL DOL ROBERT DIMARSICO 1233 WALT WHITMAN ROAD 04/29!2008 04/29/2013 MELVILLE NY 11747 DOL NYC ROBERT FICARELLI 120-30 28TH AVENUE 01/14/2011 01/14/2016 FLUSHING NY 11354 DOL DOL ""'1721 ROBERTS CONSTRUCTION OF 5 BANGER AVENUE 01/28/2009 01/28!2014 UPSTATE NEW YORK INC NEW HARTFORD NY 13413 DOL DOL ROCCO ESPOSITO C/O ROCMAR CONTRACTING 09/24/2012 09/24/2017 CO 620 COMMERCE STREETTHORNWOOD NY 10594 Page 8 of 10 NYSDOL Bureau of Public Work Debarment List 12/06/2012 ~ Article 8 DOL DOL ROCMAR CONSTRUCTION 620 COMMERCE STREET D9/24/2012 09/24/2017 CORP THORNWOOD NY 10594 DOL DOl **'"7083 ROCMAR CONTRACTING 620 COMMERCE STREET 09/24/2012 09/24/2017 CORP THORNWOOD NY 10594 DOL DOL '***'9025 ROJO MECHANICAL LLC 938E 232ND STREET #2 05/25/2010 05/25/2015 BRONX NY 10466 DOL DOL RONALD R SAVOY C/O CNY P O BOX 250 11/06/2008 11/06/2013 MECHANICAL EAST SYRACUSE NY 13057 ASSOCIATES INC DOL DOL ""'5905 ROSE PAINTING CORP 222 GAINSBORG AVENUE 05/10/2010 05/10/2015 EAST WEST HARRISON NY 10604 DOL DOL ROSEANNE CANTISANI 11 TATAMUCK ROAD 05/04/2012 05/04/2017 POUND RIDGE NY 10576 DOL NYC ROSS J HOLLAND 120-30 28TH AVENUE 01/14/2011 01/14/2016 FLUSHING NY 11354 DOL DOL RUTH H SUTTON 939 GROVESIDE ROAD 08/27/2008 08/27/2013 BUSKIRK NY 12028 DOL DOL S ii M CONTRACTING LLC 30 MIDLAND AVENUE 11/05/2010 11/05/2015 WALLINGTON NJ 07057 DOL DOL *""2585 S B WATERPROOFING INC SUITE #3R 11/04/2009 11/04/2014 2167 CONEY ISLAND AVENUEBROOKLYN NY 11223 DOL DOL '*"'9066 SAMAR PAINTING & 137 E MAIN STREET 12/01/2008 12/01/2013 DECORATING INC ELMSFORD NY 10523 DOL DOL ""'4923 SCHENLEYCONSTRUCTION 731 WARWICK TURNPIKE 06!25/2012 06/25/2017 INC HEWITT NJ 07421 DOL NYC ""`0987 SCHWARTZ ELECTRIC 89 WALKER STREET 01/04/2008 01/04/2013 CONTRACTORS INC NEW YORK NY 10013 DOL NYC ""'4020 SERVI-TEK ELEVATOR CORP 2546 EAST TREMONT AVENUE 06/04/2009 06/04/2014 BRONX NY 10461 DOL NYC SHAFIQUL ISLAM 11-27 30TH DRIVE 05/25/2011 05!25/2016 LONG ISLAND CITY NY 11102 DOL NYC SHAHZAD ALAM 21107 28TH AVE 07/02!2012 07/02!2017 BAYSIDE NY 11360 DOL DOL SHAIKF YOUSUF C/O INDUS GENERAL CONST 04/28/2010 04/28!2015 33-04 91ST STREETJACKSON HEIGHTS NY 11372 DOL DOL ""'0256 SIERRA ERECTORS INC 79 MADISON AVE - FL 17 04/16/2009 04/16/2014 NEW YORK NY 10016 DOL DOL ""'0415 SIGNAL CONSTRUCTION LLC 199 GRIDER STREET 11/14/2006 02/25/2015 BUFFALO NY 14215 DOL DOL ""'8469 SIGNATURE PAVING AND P O BOX 772 08/13/2010 08/13/2015 SEALCOATING JAMESTOWN NY 14701 DOL DOL ""'8469 SIGNATURE SEALCOATING 345 LIVINGSTON AVENUE 04/04/2007 08/13/2015 AND STRIPING SERVICE P O BOX 772JAMESTOWN NY 14702 DOL DOL ""*0667 SNEEM CONSTRUCTION INC 43-22 42ND STREET 07/01/2011 07/01/2016 SUNNYSIDE NY 11104 DOL DOL SPASOJEDOBRIC 61 WILLETSTREET-SUITE 07/09/2010 02/23/2017 PASSAIC NJ 07055 DOL DOL "*"3539 SPOTLESS CONTRACTING IMPACT 44 THIELLS-MT IVY ROAD 10/14/2011 10/14/2016 INDUSTRIAL POMONA NY 10970 SERVICES INC DOL DOL ""'3496 STAR INTERNATIONAL INC 89-51 SPRINGFIELD BLVD 08/11/2003 08/11/3003 QUEENS VILLAGE NY 11427 DOL NYC ""'6650 START ELEVATOR 4350 BOLLARD AVENUE 01/28/2008 01/28/2013 CONSTRUCTION, INC. BRONX NY 10466 DOL NYC ""'3896 START ELEVATOR 4350 BOLLARD AVENUE 01/28/2008 01/2812013 MAINTENANCE, INC. BRONX NY 70466 DOL NYC "'"1216 START ELEVATOR REPAIR, 4350 BOLLARD AVENUE 01/28/2008 01/28/2013 INC. BRONX NY 10466 DOL NYC "*"2101 START ELEVATOR, INC. 4350 BOLLARD AVENUE 01/28!2008 01/28/2013 BRONX NY 10466 DOL DOL STEFANIE MCKENNA 30 MIDLAND AVENUE 11/05!2010 11/05/2015 WALLINGTON NJ 07057 DOL DOL STEPHEN BALZER 34-08 PARKWAY DRIVE 07/01/2008 07/01/2013 BALDWIN NY 11510 DOL DOL STEVEN CONKLIN 60 COLONIAL ROAD 02/15/2011 02/15!2016 STILLWATER NY 12170 DOL DOL ""'4081 STS CONSTRUCTION OF WNY 893 EAGLE STREET 06/09/2009 06/09/2014 BUFFALO NY 14210 DOL DOL ""'4293 THE J OUVINA GROUP LLC 344 SOUNDVIEW LANE 11/22/2011 11/22!2016 COLLEGE POINT NY 11356 DOL DOL THEODORE F FAULKS 18 FIREWEED TRAIL 06/10/2008 06/10/2013 HILTON NY 14468 Page 9 of 10 NYSDOL Bureau of Public Work Debarment List 12/06/2012 ~ Article 8 r ~Ir DOL DOL THOMAS ASCHMONEIT 79 MADISON AVENUE - FL 17 04/16/2009 04/16/2014 NEW YORK NY 10016 DOL DOL THOMAS DEMARTINO 158-11 96TH STREET 06!25/2009 06/25/2014 HOWARD BEACH NY 11414 DOL DOL THOMAS TERRANOVA 13 NEW ROAD/SUITE 1 11/15/2010 11/15/2015 NEWBURGH NY 12550 DOL NYC TIMOTHY O'SULLIVAN C/O SNEEM CONSTRUCTION 07/01/2011 07/01/2016 4322 42ND STREETSUNNYSIDE NY 11104 DOL DOL TIMOTHY P SUCH 893 EAGLE STREET 06/09/2009 06/09!2014 BUFFALO NY 14210 DOL DOL TNT DEMOLITION AND 355 COUNTY ROUTE 8 08/08/2009 08/19/2014 ENVIRONMENTAL INC FULTON NY 13069 DOL DOL """3315 TOTAL DOOR SUPPLY & 16 JOY DRIVE 01/05/2010 01/05/2015 INSTALLATION INC NEW HYDE PPARK NY 11040 DOL DOL ""`3315 TOTAL DOOR SUPPLY & 16 JOY DRIVE 01/05/2010 01/05/2015 INSTALLATION INC NEW HYDE PPARK NY 11040 DOL DOL ""'8176 TOURO CONTRACTING CORP 1541 EAST 56TH STREET 05/04/2012 05/04/2017 BROOKLYN NY 11234 DOL DOL ""`2357 TRAC CONSTRUCTION INC MUNICIPAL 9091 ERIE ROAD 02/03/2011 02/03/2016 MILLING & MIX ANGOLA NY 14006 -IN- PLACE DOL DOL TRI STATE TRUCKING INC 140 ARMSTRONG AVENUE 10/21/2009 10/21/2014 SYRACUSE NY 13209 DOL DOL ""'5213 TRIAD PAINTING CO INC 656 N WELLWOOD AVE/STE C 09!01/2011 09/01/2016 LINDENHURST NY 11757 DOL DOL ""*4294 TWT CONSTRUCTION 13 NEW ROAD/SUITE 1 11/15/2010 11/15/2015 COMPANY INC NEWBURGH NY 12550 DOL DOL ULIANO AND SONS INC 22 GRIFFEN COURT 10/26!2010 10/26/2015 MILLER PLACE NY 11746 DOL DOL ""'0854 VANESSA CONSTRUCTION 588 MEACHAM AVE/STE 103 08!24!2010 08/24/2015 INC ELMONT NY 11003 DOL DOL ""'3270 VEZANDIO CONTRACTING 530 BEECH STREET 07/02/2012 07/02/2017 CORP NEW HYDE PARK NY 11040 DOL DOL VIRGINIA L CAPONE 137 E MAIN STREET 12/01/2008 12/01!2013 • ELMSFORD NY 10523 DOL NYC ""'9936 VISHAL CONSTRUCTION INC 73-12 35TH AVE -APT F63 03/04/2010 03/04/2015 JACKSON HEIGHTS NY 11272 DOL DOL ""`0329 WET PAINT CO. OF OSWEGO, 19 E. CAYUGA STREET 05/15/2008 05/15/2013 INC OSWEGO NY 13126 DOL DOL ""'7617 WHITE PLAINS CARPENTRY P O BOX 309 12/04/2009 05/04/2017 CORP WHITE PLAINS NY 10603 DOL DOL WILLIAM PUTNAM 50 RIDGE ROAD 09/03/2008 09/03/2013 BUFFALO NY 14215 DOL DOL WILLIAM SCRIVENS 30 MIDLAND AVENUE 11/05/2010 11/05/2015 WALLINGTON NJ 07057 DOL DOL WILLIAM W FARMER JR 112 HUDSON AVENUE 10/19/2009 10/19/2014 ROCHESTER NY 14605 DOL NYC ""'5498 XAVIER CONTRACTING LLC 68 GAYLORD ROAD 02/10/2011 02/10/2016 SCARSDALE NY 10583 DOL AG YULY ARONSON 700 SUMMER STREET 11/24/2009 11/24/2014 STAMFORD CT DOL DOL YURIY IVANIN C/O MOUNTAIN'S AIR tNC 09/24/2012 09/24/2017 2471 OCEAN AVENUE-STE 7ABROOKLYN NY 11229 DOL DOL ZEPHENIAH DAVIS 2068 ANTHONY AVENUE 12/26/2007 12/26/2012 BRONX NY 10457 Page 10 of 10 r. '` SECTION 00830 -WORKERS' COMPENSATION & DISABILITY BENEFIT FORMS +r. WORKERS' COMPENSATION & DISABILITY BENEFITS FORMS 00830-1 The undersigned Employer desires to obtain a Certificate of Workers' Compensation Insurance from the Insurance Carrier. as satisfactory proof required under the provisions of Section 57 of the Worfcers' Compensation Law, to be filed with Name: (Name of Bureau Department Ca por$y~or~, Fkm or Indviduaq Address: Locations of operations: t ~' Date operations to begin: Telephone No. Signature s (Name of FmP1o!'er1 (Oafs) NOTE: This application must be signed by the Employer if an individual, or if a copartnership by a member of the copartnership, or by an officer if a corporation. CERTIFICATE OF WORKERS' COMPENSATION INSURANCE This is to certify ~'Is insured with the order Policy No. covering the entire obligation of this employer for workers' compensation under the New York Workers' Compensation Law with respect to the bcations named in the foregoing application. The policy `,,,,erm covers the period from to if said policy is changed or cancelled during Its term in such manner as to affect this Certificate, thirty (30) days written notice ~f such change or cancellation [ten (10) days written notice in the event of cancellation for non-payment of premiums) wilt be given to (Name ol8ureau, Department, Corporation, Firm or lrrdrvidualJ (Address) in accordance with whose requirements, this Certificate has been issued. Notice by registered or cert~ed mail, return receipt t-~quested, so addressed shall be sufficient compliance with this provision. w. Carrier gy (Signature) (Date) ~relephone No. Title THE WORKERS' COMPENSATION BOARD EMPLOYS AND SERVES PEOPLE WITH DISABILfrIES WITHOUT DISCRIMINATION "-105.2 (1 Q-94) ~s , rr ~Ir STATE OF NEW YORK WORKERS' COMPENSATION BOARD EMPLOYER'S APPLICATION FOR CERTIFICATE OF COMPLIANCE WITH DISABILITY BENEFITS LAW IN.yTRUCTIONS TO EMPLOYER: Complete PART 1 ONLY and h~~~~e yoar Disability Benefits Insurance Carrier complete PART If_, PART 1. TO BE COMPLETED BY EMPLOYER EMPLOYER'S NAME: AND ADDRESS (Home or Main Office) LOCATION OF OPERATIONS I NAME UNDER WHICN BUSINESS IS CO,yDUCTED , fF DIFFERENT FROM ABOVE OPERATIONS TO BEGIN ON OR ABOUT: ~ DISABILfTY BENEFfrS CARRIER (If More Than One, Ust AN) NYS UNEMPLOYMENT WSURIWCE EMPLOYER'S REGISTRATION Application is hereby made to the' CARRIER for a Certificate of Compliance with the Disability Benefits Law. ate igned .By (Signature of Owner, Partrrer, orAutliorized O~aerJ ~"' Telephone No. ~ True PART 1 I. TO BE COMPLETED BY DISABILITY BENEFITS CARRIER CERTIFICATE OF COMPLIANCE WITH DISABILITY BENEFITS LAW This is to certify that the above-named employer is insured with _ ~' and that the policy covers: (Name of Carrier) `a. ^ ALL of the EMtPLOYER'S employees eligible under the New York Disability Benefits Law. 'b. CI ONLY the following class or classes of the EMPLOYER'S employees: it ~` Date Signed gy Stgnatwe o1 Carrier's Authorized Representative (Currently on Ftle nth D.B.BureauJ Telephone No. Title *IMPORTANT: tf BOX "a" is CHECKED, this certificate is COMPLETE. Mail it directly to the employer. !f BOX "b" is CHECKED, this certificate is NOT COMPLETE for purposes of Section 220, subd. 8 of the Disability Benefits Law. It must be mailed for completion to the Workers' Compensation Board, Disability Benefits Bureau, 180 Livingston Street. Brooklyn, New York 11248-0005. PART 111. TO BE COMPLETED BY WORKERS' COMPENSATION BOARD (Only If Box "b" of Part (( has been checked} I ~ State of New York WORKERS' COMPENSATION BOARD There is on file with the Workers' Compensation Board, Certificates of Insurance indicating that the above-named e has complied with the Disability Benefits Law with respect to all of his/ her employees. DISABILITY BENEFITS BUREAU Date By Telephone No. Title - THE WORKERS' COMPENSATION BOARD EMPLOYS AND SERVES PEOPLE WfrH DISABILITIES WITHOUT DISCRIMINATION I~r ~B-120.1 (10-94) :... Irs+' STATE OF NEW YORK ' WORKERS' COMPENSATION BOARD ~` 180 LIVtNGSTON STREET BROOKLYN, N. Y. 11248 lr CDMPlIAI11CE WITH .ptSABIlITY BENEFITS.lAW (Pursuaat to Section 220, subd. 8 of the Diaability tjenefits Lsw) 11r EMPLOYER EMPLOYER'S U: I. RECi15TRAT10N NUMBER LOCATION OF OPERATIONS (HOME OR MAIN OFFICE) OPERATIONS•TO BEGIN ON OR ABOUT: There are on 51e with the Workers' Compensation Board, documents indicating that the above-named employer . leas complied with the Disability Benefits Law with respect to all of his or her employees, in the following manner: a ~ By approved self-insurance pursuant to Sec. 211, sabd. 3 of the Disability Benefits Law. a By a combination of approved self-insurance pursuant to Sec. 211, subd. 3 of the Disability. '~ Benefts Law and insurance with authorized insurance carriers}. rr f f;. f ~: .. Date By irr Title ~r. D&155 [2~4n1 state orate emialns stateoracae~nrn~ rr, too e~oeaway Mgnands 113 State Street 180 tJvinDston Street 125 Main Street .. 175 Fulton Avenue BUFFALO 14203 HEMPSTEAD 11550 130 Maln Street w. East Weshkipton Street ROCHESTER 14614 SYRACUSE t3202 ALBANY 12241 BINGHAMTON 13901 BR0010.YN 11248 STATE OF NEW YORK ""'+ WORKERS' COMPENSATION BOARD Tt-us AGENCY EMP~ors AND sERVEs PEOPLE WITH DISABILITIES WIT110UT' _ DISCRIMINATK)N: STATEMENT THAT APPLICANT DOES NOT REQUIRE WORKERS' COMPENSATION OR DiSABiLIlY BENEF?3 ~;CttlERAGE • OFFICE AT: BARBARA C. DEINHAADT CI1/Uti1NOMAN APPLICANT'S NAME APPLICANT'S HOME ADDRESS BUSINESS OR TRADE NAME, IF DIFFERENT FROM ABOVE BUSINESS ADDRESS NEW YORK STATE UNEMPLOYMENT INSURANCE EMPLOYER'S REGISTRATION NUMBER The above named applicant for permit, subject to restriction under Section 57 of the Workers' Compensation Law, and ' _ IShing that Section 220, subd. 8 of the Disability Benefits Law, makes the following statement for the purpase-of-establ he/she does not require coverage under these laws. 1. Location of_work 2. Exact work to be performed 3. Number of workers 4. Date work is to be (a) commenced (bj completed ^ I have workers' compensation insurance (certificate attached).. ^ I do not need workers' compensation insurance because status is Individual owner or partner with no employees and nat a corporation. ^ t do not need workers' compensation because: ^ 1 have disability benefits insurance (certificate attached). ^ I do not need disability benefits insurance because status is Individual owner or partner with no employees and not a corporation. ^ 1 do not need disability benefits insurance because: .Date Signed By (signature of epplkanQ Telephone No. Trtle To State or Municipal Department, Board, Commission or Office Requiring Certificate of Workers' Compensation Insurance Under Section 57 of the Workers' Compensation Law and Under Section 220, subd. 8 of the Disability Benefits Law. Based on the foregoing statements made by the above applicant: ^ The Board has no objections, at this time, to the issuance of the permit requested. ^ The applicant will be required to have a disability benefits insurance policy effective not later than four (4} weeks after the employment of one or more employees on each of at least 30 days in any calendar year. It is understood, however, that the Board reserves the right to request revocation of the permit 'rf, after investigation, it is ensation and/or disability benefits coverage for the work referred kers' com h p ave wor found that the applicant is required to to in the above application. WORKERS' COMPENSATION BOARD Oate By Telephone No. Title gARBARAPATTON CHAIRIMOM~AN STATE OF NEW YORK WORKERS' COMPENSATION BOARD t80 LIVINCiSTON STREET BROOKLYN. NY 11248 Office of~ .the Secretary • ... THIS AGENCY EMPLOYS ANO SERVES PEOpIE WI'TII OISABIL171ES WITHOUT • 015CRIMINATION. I~ ~ _ ~ ~ , Secretary to the Workers' Compensation Board of the State of New York DO HEREBY CERTIFY, that has secured compensation to its employees as a self-insurer in the following manner: Pursuant to Section 50~, subdivision 3 of the Workers' Compensation Law. .Pursuant to Section 50, subdivisions 3 and 4 of the Workers'•Compen- sation Law. (County, city, village, town, school district, fire district or other political subdivision) Pursuant to Article 5 of the Workers' Compensation Law.' (County Self-Insurance Plan) The status of self-insurer was effective as of . .. and such status still remains in full force.• STATUS CONFIRMID by . IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the Workers' Compensation Board this . day of 19 .y • 'Secretary. to the Board Y.~ ~"' SECTION 00850 -DRAWING INDEX Contract No. 12-012 -General Construction 1 Title Sheet 2 Plan and Profile 3 Details 4 Easement Plans -END OF SECTION- k lir DRAWING INDEX 00850-1 it SECTION 01100 -SUMMARY PART 1 -GENERAL L 1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes the following: 1. Work covered by the Contract Documents. 2. Type of the Contract. 3. Use of premises. 4. Work restrictions. - 1.3 WORK COVERED BY CONTRACT DOCUMENTS A. Project Identification: Roberts Road Sewer Improvements. 1. Project Location: Town of Wappinger, NY. B. Owner: Town of Wappinger, 20 Middlebush Road, Wappingers Falls, NY 12590. C. Owner's Representative: Supervisor, Town of Wappinger, 20 Middlebush Road, Wappingers Falls, NY 12590. D. Engineer: Morris Associates, PLLC, 9 Elks Lane, Poughkeepsie, NY 12601. E. The Work consists of the following: 1. The Work includes: Construction of a gravity sewer and related work. 1.4 TYPE OF CONTRACT A. Project will be constructed under a single prime contract. 1.5 USE OF PREMISES A. General: Contractor shall have full use of premises for construction operations, including use of Project site, during construction period. Contractor's use of premises is limited only by Owner's right to perform work or to retain other contractors on portions of Project. 1. Contractor shall confine construction operations to the limits of Towns easements, Town right-of--ways and Town owned parcels. SLf MMARY O l 100 - 1 1.6 WORK RESTRICTIONS A. On-Site Work Hours: Work shall be performed during normal business working hours of 7:00 a.m. to 4:00 p.m., Monday through Friday and no work shall be performed on Town Holidays ~"" or Saturdays or Sundays, unless otherwise agreed to by the Owner. B. Existing Utility Interruptions: Do not interrupt utilities serving facilities unless permitted under fir. the following conditions and then only after arranging to provide temporary utility services according to requirements indicated: ~, 1. Notify Engineer and Owner not less than two (2) days in advance of proposed utility interruptions. 2. Do not proceed with utility interruptions without Engineer's and Owner's written permission. PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION (Not Used) END OF SECTION 01100 ~r. SUMMARY 01100 - 2 it ~r t flir SECTION 01210 -ALLOWANCES PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements governing allowances. ~ 1. Certain items are specified in the Contract Documents by allowances. Allowances have been established in lieu of additional requirements and to defer selection of actual materials and equipment to a later date when additional information is available for '~' evaluation. If necessary, additional requirements will be issued by Change Order. B. Types of allowances include the following: its 1. Testing and inspecting allowances. 2. Contingency allowances. zi C. Related Sections include the following: I . Division 1 Section "Contract Modification Procedures" for procedures for submitting and handling Change Orders for allowances. 2. Division I Section "Quality Requirements" for procedures governing the use of allowances for testing and inspecting. 3. Divisions 2 through I6 Sections for items of Work covered by allowances. 1.3 SUBMITTALS A. Submit proposals for purchase of products or systems included in allowances, in the form specified for Change Orders. B. Submit invoices to show actual cost of testing services for use in fulfillment of each allowance. C. Submit invoices, delivery slips and other supporting data to show actual quantities and costs for use in fulfillment of each allowance. ~„ D. Coordinate and process submittals for allowance items in same manner as for other portions of ~- the Work. ,. 1.4 COORDINATION A. Coordinate allowance items with other portions of the Work. 1r ALLOWANCES 01210 - 1 ~ 1.5 CONTINGENCY ALLOWANCES A. Use the contingency allowance only as directed by Engineer for Owner's purposes and only by ,,, Change Orders that indicate amounts to be charged to the allowance. B. Contractor's overhead, profit, and related costs for products and equipment ordered by Owner under the contingency allowance are included in the allowance and are not part of the Contract Sum. These costs include delivery, installation, taxes, insurance, equipment rental, and similar costs. ~"' C. Change Orders authorizing use of funds from the contingency allowance will include Contractor's related costs and reasonable overhead and profit margins. D. At Project closeout, credit unused amounts remaining in the contingency allowance to Owner by Change Order. 1.6 TESTING AND INSPECTING ALLOWANCES A. Testing and inspecting allowances include the cost of engaging testing agencies, actual tests and inspections, and reporting results. B. The allowance does not include incidental labor required to assist the testing agency or costs for retesting if previous tests and inspections result in failure. The cost for incidental labor to assist the testing agency shall be included in the Contract Sum. C. Costs of services not required by the Contract Documents are not included in the allowance. D. At Project closeout, credit unused amounts remaining in the testing and inspecting allowance to Owner by Change Order. PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION 3.1 EXAMINATION A. Examine products covered by an allowance promptly on delivery for damage or defects. Return damaged or defective products to manufacturer for replacement. 3.2 PREPARATION A. Coordinate materials and their installation for each allowance with related materials and installations to ensure that each allowance item is completely integrated and interfaced with related work. ~r ALLOWANCES 01210. - 2 rr 3.3 SCHEDULE OF ALLOWANCES A. Contract No. 12-012 -General Construction 1. Allowance No. 1: Include $5,000.00 for testing services as specified in Division 2 "Earthwork" and Division 2 "Hot-Mix Asphalt Paving". 2. Allowance No. 2: Include a contingency allowance of $20,000 for use according to Owner's instructions. END OF SECTION 01210 ALLOWANCES 01210 - 3 W; '~ SECTION 01250 -CONTRACT MODIFICATION PROCEDURES PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SLJMMARY A. This Section specifies administrative and procedural requirements for handling and processing Contract modifications. B. Related Sections include the following: 1. Division 1 Section "Allowances" for procedural requirements for handling and processing allowances. 2. Division 1 Section "Unit Prices" for administrative requirements for using unit prices. 3. Division 1 Section "Product Requirements" for administrative procedures for handling requests for substitutions made after Contract award. 1.3 MINOR CHANGES IN THE WORK A. Engineer will issue supplemental instructions authorizing Minor Changes in the Work, not involving adjustment to the Contract Sum or the Contract Time. 1.4 PROPOSAL REQUESTS A. Owner-Initiated Proposal Requests: Engineer will issue a detailed description of proposed changes in the Work that may require adjustment to the Contract Sum or the Contract Time. If ~r necessary, the description will include supplemental or revised Drawings and Specifications. 1. Proposal Requests issued by Engineer are for information only. Do not consider them instructions either to stop work in progress or to execute the proposed change. 2. Within 10 days after receipt of Proposal Request, submit a quotation estimating cost adjustments to the Contract Sum and the Contract Time necessary to execute the change. a. Include a list of quantities of products required or eliminated and unit costs, with total amount of purchases and credits to be made. If requested, furnish survey data to substantiate quantities. b. Indicate applicable taxes, delivery charges, equipment rental, and amounts of trade discounts. c. Include costs of labor and supervision directly attributable to the change. d. Include an indication of the effect of the change on the Contract Time. B. Contractor-Initiated Proposals: If latent or unforeseen conditions require modifications to the Contract, Contractor may propose changes by submitting a request for a change to Engineer. CONTRACT MODIFICATION PROCEDURES 01250 - 1 it 1. Include a statement outlining reasons for the change and the effect of the change on the ~,,,, Work. Provide a complete description of the proposed change. Indicate the effect of the proposed change on the Contract Sum and the Contract Time. 2. Include a list of quantities of products required or eliminated and unit costs, with total amount of purchases and credits to be made. If requested, furnish survey data to substantiate quantities. 3. Indicate applicable taxes, delivery charges, equipment rental, and amounts of trade discounts. 4. Include costs of labor and supervision directly attributable to the change. 5. Include an indication of the effect of the change on the Contract Time. 6. Comply with requirements in Division 1 Section "Product Requirements" if the proposed ~"" change requires substitution of one product or system for product or system specified. C. Proposal Request Form: Use AIA Document G709 for Proposal Requests. D. The Engineer may require an updated Contractors Construction Schedule, at no additional cost to the Owner, if the change requires modification to the Contract Time. r 1.5 ALLOWANCES 1. Allowance Adjustment: To adjust allowance amounts, base each Change Order proposal on the difference between actual cost and the allowance. 1.6 CHANGE ORDER PROCEDURES A. On Owner's approval of a Proposal Request, Engineer will issue a Change Order for signatures of Owner and Contractor on AIA Document G701. 1.7 CONSTRUCTION CHANGE DIlZECTIVE A. Construction Change Directive: Engineer may issue a written Construction Change Directive. Construction Change Directive instructs Contractor to proceed with a change in the Work, for subsequent inclusion in a Change Order. Construction Change Directive contains a complete description of change in the Work. It also designates method to be followed to determine change in the Contract Sum or the Contract Time. B. Documentation: Maintain detailed records on a time and material basis of work required by the Construction Change Directive. After completion of change, submit an itemized account and supporting data necessary to substantiate cost and time adjustments to the Contract. PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION (Not Used) ~;,,,, END OF SECTION 01250 CONTRACT MODIFICATION PROCEDURES 01250 - 2 rr rr i ~r SECTION 01270 -UNIT PRICES PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for unit prices. B. Related Sections include the following: 1. Division 1 Section "Contract Modification Procedures" for procedures for submitting and handling Change Orders. 2. Division 2 Section "Earthwork" for procedures for measurement and payment for rock excavation. 3. Division 2 Section "Earthwork" for procedures for measurement and payment for authorized additional excavation. 4. Division 2 Section "Lift Station Abandonment" for procedures for measurement and payment for lift station abandonment. 1.3 DEFINITIONS A. Unit price is an amount proposed by bidders, stated on the Bid Form, as a price per unit of measurement for materials or services added to or deducted from the Contract Sum by appropriate modification, if estimated quantities of Work required by the Contract Documents are increased or decreased. 1.4 PROCEDURES A. Unit prices include all necessary material, plus cost for delivery, installation, insurance, applicable taxes, overhead, and profit. B. Measurement and Payment: Refer to individual Specification Sections for work that requires establishment of unit prices. Methods of measurement and payment for unit prices are specified in those Sections. C. List of Unit Prices: A list of unit prices is included in Part 3. Specification Sections referenced in the schedule contain requirements for materials described under each unit price. C"'7 UNIT PRICES 01270 - 1 +rr PART 2 -PRODUCTS (Not Used) PART3-EXECUTION 3.1 LIST OF UNIT PRICES A. Unit Price -Authorized Additional Excavation 1. Description: Authorized additional excavation according to Division 2 Section "Earthwork". 2. Unit of Measurement: Cubic yards of material excavated below subgrade elevations or beyond indicated lines and dimensions as directed by Engineer, measured in original position. B. Unit Price -Rock Excavation: 1. Description: Rock excavation according to Division 2 Section "Earthwork". 2. Unit of Measurement: Cubic yards of rock excavated, measured in place. C. Unit Price -Lift Station Abandonment: 1. Description: Lift Station Abandonment according to Division 2 Section "Lift Station Abandonment ". 2. Unit of Measurement: Number of lift stations abandoned. END OF SECTION 01270 rr UNIT PRICES 01270 - 2 r. t` ~r SECTION 01290 -PAYMENT PROCEDURES PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section specifies administrative and procedural requirements necessary to prepare and process Applications for Payment. B. Related Sections include the following: 1. Division 1 Section "Allowances" for procedural requirements governing handling and processing of allowances. 2. Division 1 Section "Contract Modification Procedures" for administrative procedures for handling changes to the Contract. 3. Division 1 Section "Unit Prices" for administrative requirements governing use of unit prices. 4. Division 1 Section "Construction Progress Documentation" for administrative requirements governing preparation and submittal of Contractor's Construction Schedule and Submittals Schedule. 1.3 DEFINITIONS A. Schedule of Values: A statement furnished by Contractor allocating portions of the Contract Sum to various portions of the Work and used as the basis for reviewing Contractor's Applications for Payment. 1.4 SCHEDULE OF VALUES A. Coordination: Coordinate preparation of the Schedule of Values with preparation of Contractor's Construction Schedule. 1. Correlate line items in the Schedule of Values with other required administrative forms and schedules, including the following: a. Application for Payment forms with Continuation Sheets. b. Contractor's Construction Schedule. 2. Submit the Schedule of Values to Engineer at earliest possible date but no later than seven (7) days before the date scheduled for submittal of initial Applications for r. PAYMENT PROCEDURES 01290 - 1 trr irr Payment. Applications for Payment will not be processed for payment until the Schedule of Values is acceptable to the Engineer. B. Format and Content: Use the Contract Documents table of contents as a guide to establish line items for the Schedule of Values. Provide at least one line item for each Specification Section. 1. Identification: Include the following Project identification on the Schedule of Values: a. Project name and location. b. Name of Engineer. c. Contractor's name and address. d. Date of submittal. 2. Arrange the Schedule of Values in tabular form with sepazate columns to indicate the following for each item listed: a. Related Specification Section or Division. b. Description of the Work. c. Name of subcontractor. d. Name of manufacturer or fabricator. e. Name of supplier. f. Change Orders (numbers) that affect value. g. Dollar value. 1) Percentage of the Contract Sum to nearest one-hundredth percent, adjusted to total 100 percent. 3. Provide a breakdown of the Contract Sum in enough detail to facilitate continued evaluation of Applications for Payment. Provide several line items for principal ;. subcontract amounts, where appropriate. 4. Round amounts to nearest whole dollar; total shall equal the Contract Sum. 5. Allowances: Provide a sepazate line item in the Schedule of Values for each allowance. Show line-item value of unit-cost allowances, as a product of the unit cost, multiplied by measured quantity. Use information indicated in the Contract Documents to determine quantities. 6. Each item in the Schedule of Values and Applications for Payment shall be complete. ~` Tiiclude total cost and proportionate share of general overhead and profit for each item. a. Temporary facilities and other major cost items that are not direct cost of actual work-in-place may be shown either as separate line items in the Schedule of Values or distributed as general overhead expense, at Contractor's option. ~. 7. Schedule Updating: If required by the Engineer, update and resubmit the Schedule of Values before the next Applications for Payment when Change Orders or Construction {x Change Directives result in a change in the Contract Sum. 1.5 APPLICATIONS FOR PAYMENT A. Each Application for Payment shall be consistent with previous applications and payments as certified by Engineer and paid for by Owper. PAYMENT PROCEDURES 01290 - 2 ~Yr ~,,, 1. Initial Application for Payment, Application for Payment at time of Substantial Completion, and fmal Application for Payment involve additional requirements. B. Payment Application Times: Progress payments shall be submitted to Engineer by the first of the month. The period covered by each Application for Payment is one month, ending on the last day of the month. C. Payment Application Forms: Use AIA Document G702 and AIA Document G703 Continuation Sheets, or similar forms acceptable to the Engineer, as form for Applications for Payment. D. Application Preparation: Complete every entry on form. Notarize and execute by a person authorized to sign legal documents on behalf of Contractor. Engineer will return incomplete applications without action. 1. Entries shall match data on the Schedule of Values and Contractor's Construction Schedule. Use updated schedules if revisions were made. 2. Include amounts of Change Orders and Construction Change Directives issued before last day of construction period covered by application. E. Transmittal: Submit 3 signed and notarized original copies of each Application for Payment to "` Engineer. One copy shall include waivers of lien and similar attachments if required. 1. Transmit each copy with a transmittal form listing attachments and recording appropriate ~ information about application. F. Waivers of Mechanic's Lien: With each Application for Payment, submit waivers of mechanic's ~r. liens from subcontractors, sub-subcontractors, and suppliers for construction period covered by the previous application. 1. Submit partial waivers on each item for amount requested in previous application, after deduction for retainage, on each item. 2, When an application shows completion of an item, submit final or full waivers. 3. Owner reserves the right to designate which entities involved in the Work must submit waivers. 4. Submit final Application for Payment with or preceded by final waivers from every entity involved with performance of the Work covered by the application who is lawfully entitled to a lien. 5. Waiver Forms: Submit waivers of lien on forms, executed in a manner acceptable to Owner. G. Initial Application for Payment: Administrative actions and submittals that must precede or coincide with submittal of first Application for Payment include the following: 1. List of subcontractors. 2. Schedule of Values. 3. Contractor's Construction Schedule. 4. Copies of building permits. 5. Copies of authorizations and licenses from authorities having jurisdiction for performance of the Work. 6. Certificates of insurance and insurance policies. it PAYMENT PROCEDURES 01290 - 3 r r. H. Application for Payment at Substantial Completion: After issuing the Certificate of Substantial Completion, submit an Application for Payment showing 100 percent completion for portion of the Work claimed as substantially complete. 1. Include documentation supporting claim that the Work is substantially complete and a statement showing an accounting of changes to the Contract Sum. 2. This application shall reflect Certificates of Partial Substantial Completion issued previously for Owner occupancy/use of designated portions of the Work. I. Final Payment Application: Submit final Application for Payment with releases and supporting ~'"" documentation not previously submitted and accepted, including, but not limited, to the following: 1. Evidence of completion of Project closeout requirements. 2. Insurance certificates for products and completed operations where required and proof that taxes, fees, and similar obligations were paid. 3. Updated final statement, accounting for fmal changes to the Contract Sum. 4. AIA Document G706, "Contractor's Affidavit of Payment of Debts and Claims." 5. AIA Document G706A, "Contractor's Affidavit of Release of Liens." 6. AIA Document G707, "Consent of Surety to Final Payment." 7. Evidence that claims have been settled. 8. Final meter readings for utilities, a measured record of stored fuel, and similar data as of date of Substantial Completion or when Owner took possession of and assumed responsibility for corresponding elements of the Work. 9. Final liquidated damages settlement statement. PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION (Not Used) END OF SECTION 01290 PAYMENT PROCEDURES 01290 - 4 it ~r iltr SECTION 01310 -PROJECT MANAGEMENT AND COORDINATION PART1-GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative provisions for coordinating construction operations on Project including, but not limited to, the following: 1. Coordination. 2. Project meetings. B. Related Sections include the following: 1. Division 1 Section "Construction Progress Documentation" for preparing and submitting ,,,,, Contractor's Construction Schedule. 2. Division 1 Section "Execution Requirements". 3. Division 1 Section "Closeout Procedures" for coordinating Contract closeout. 1.3 COORDINATION A. Coordination: Coordinate construction operations included in different Sections of the Specifications to ensure efficient and orderly installation of each part of the Work. Coordinate construction operations, included in different Sections, that depend on each other for proper installation, connection, and operation. 1. Schedule construction operations in sequence required to obtain the best results where installation of one part of the Work depends on installation of other components, before or after its own installation. 2. Coordinate installation of different components to ensure maximum performance and accessibility for required maintenance, service, and repair. 3. Make adequate provisions to accommodate items scheduled for later installation. B. Prepare memoranda for distribution to each party involved, outlining special procedures required for coordination. Include such items as required notices, reports, and list of attendees at meetings. 1. Prepare similar memoranda for Owner and separate contractors if coordination of their Work is required. r C. Administrative Procedures: Coordinate scheduling and timing of required administrative procedures with other construction activities to avoid conflicts and to ensure orderly progress of the Work. Such administrative activities include, but are not limited to, the following: PROJECT MANAGEMENT AND COORDINATION 01310 - 1 1. Preparation of Contractor's Construction Schedule. 2. Prepazation of the Schedule of Values. 3. Installation and removal of temporary facilities and controls. 4. Delivery and processing of submittals. 5. Progress meetings. 6. Project closeout activities. 7. Startup and adjusUnent of systems. 8. Project closeout activities. 1.4 PROJECT MEETINGS A. Preconstruction Conference: The Engineer will schedule and chair a Preconstruction ~ Conference prior to the start of Work. 1. Agenda: Discuss items of significance that could affect progress, including the following: a. Tentative construction schedule. b. Phasing. c. Critical work sequencing and long-lead items. w d. Designation of key personnel and their duties. e. Procedures for processing field decisions and Change Orders. £ Procedures for requests for interpretations (RFIs). `~" g. Procedures for testing and inspecting. h. Procedures for processing Applications for Payment. i. Distribution of the Contract Documents. r• j. Submittal procedures. k. Preparation of Record Documents. 1. Use of the premises and existing building. ~, m. Work restrictions. n. Owner's occupancy requirements. o. Responsibility for temporary facilities and controls. p. Construction waste management and recycling. q. Parking availability. k r. Office, work, and storage areas. s. Equipment deliveries and priorities. t. First aid. u. Security. v. Progress cleanuig. ~" w. Working hours. B. Progress Meetings: ~+ 1. There will be bi-weekly progress meetings at the project site (more frequently if needed in the opinion of the Engineer) during the course of the Work chaired by the Engineer. All Contractors shall attend with supporting personnel as directed by the Engineer. 2. The purpose of the meeting will be to review items of significance that could affect progress, project coordination and to review present and future needs of each entity present, including the following: ~, a. Interface requirements. b. Sequence of operations. c. Status of submittals. ~rr PROJECT MANAGEMENT AND COORDINATION 01310 - 2 iirr ~r d. Deliveries. e. Off=site fabrication. f. Access. g. Site utilization. h. Temporary facilities and controls. i. Work hours. j. Hazards and risks. k. Progress cleaning. 1. Quality and work standards. m. Status of correction of deficient items. °` n. Field observations. o. Requests for interpretations (RFIs). p. Status of proposal requests. w. q. Pending changes. r. Status of Change Orders. s. Pending claims and disputes. +~.. t. Documentation of information for payment requests. PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION (Not Used) END OF SECTION 01310 ii. PROJECT MANAGEMENT AND COORDINATION ~. 01310 - 3 S SECTION 01320 -CONSTRUCTION PROGRESS DOCUMENTATION PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for documenting the progress of construction during performance of the Work, including the following: 1. Contractor's Construction Schedule. 2. Daily construction reports. 3. Field conditions reports. B. Related Sections include the following: 1. Division 1 Section "Payment Procedures" for submitting the Schedule of Values. 2. Division 1 Section "Submittal Procedures" for submitting schedules and reports. 3. Division 1 Section "Photographic Documentation" for submitting construction photographs. 1.3 SUBMITTALS A. Contractor's Construction Schedule: Submit two (2) opaque copies of initial schedule, large enough to show entire schedule for entire construction period. 1. The General Contractor must provide construction schedule updates to indicate changes to anticipated durations, delivery schedules and other factors that impact completion at least once monthly. Schedules must be submitted with each payment application. Payment applications for contractor will not be processed until the schedule updates are received by the Engineer. B. Daily Construction Reports: Submit two (2) copies at weekly intervals. C. Field Conditions Report: Submit two (2) copies at time of discovery of differing conditions. ~ 1.4 COORDINATION A. Coordinate preparation and processing of schedules and reports with performance of ~' construction activities and with scheduling and reporting of separate contractors. B. Coordinate Contractor's Construction Schedule with the Schedule of Values, list of it subcontracts, Submittals Schedule, progress reports, payment requests, and other required schedules and reports. rr CONSTRUCTION PROGRESS DOCUMENTATION 01320 - 1 rtr ~•- 1. Secure time commitments for performing critical elements of the Work from parties involved. 2. Coordinate each construction activity in the network with other activities and schedule ~. them in proper sequence. PART2-PRODUCTS 2.1 CONTRACTOR'S CONSTRUCTION SCHEDULE, GENERAL A. Procedures: Comply with procedures contained in AGC's "Construction Planning & Scheduling." B. Time Frame: Extend schedule from date established for the Notice to Proceed to date of Final Completion. 1. Contract completion date shall not be changed by submission of a schedule that shows an early completion date, unless specifically authorized by Change Order. C. Activities: Comply with the following: 1. Activity Duration: Define activities so no activity is longer than 20 days, unless specifically allowed by Engineer. 2. Procurement Activities: Include procurement process activities for long lead items and major items, requiring a cycle of more than 60 days, as separate activities in schedule. Procurement cycle activities include, but are not limited to, submittals, approvals, purchasing, fabrication, and delivery. 3. Submittal Review Time: Include review and resubmittal times indicated in Division 1 Section "Submittal Procedures" in schedule. 4. Startup and Testing Time: Include time for startup and testing. 5. Substantial Completion: Indicate completion in advance of date established for Substantial Completion, and allow time for Engineer's administrative procedures necessary for certification of Substantial Completion. D. Constraints: Include constraints and work restrictions indicated in the Contract Documents and as follows in schedule, and show how the sequence of the Work is affected. 1. Phasing: Arrange list of activities on schedule by phase. 2. Work under More Than One Contract: Include a separate activity for each contract. 3. Work Stages: Indicate important stages of construction for each major portion of the Work. E. Computer Software: Prepare schedules using a program that has been developed specifically to manage construction schedules. w 2.2 REPORTS ""' A. Daily Construction Reports: Prepare a daily construction report recording the following information concerning events at Project site: it CONSTRUCTION PROGRESS DOCUMENTATION 01320 - 2 Vr iYr ~r 1. List of subcontractors at Project site. 2. List of separate contractors at Project site. 3. Approximate count of personnel at Project site. 4. Equipment at Project site. 5. Material deliveries. 6. High and low temperatures and general weather conditions. 7. Accidents. 8. Meetings and significant decisions. 9. Unusual events (refer to special reports). 10. Stoppages, delays, shortages, and losses. 11. Meter readings and similar recordings. 12. Emergency procedures. 13. Orders and requests of authorities having jurisdiction. 14. Change Orders received and implemented. 15. Construction Change Directives received and implemented. 16. Services connected and disconnected., 17. Equipment or system tests and startups. 18. Partial Completions and occupancies. 19. Substantial Completions authorized. B. Field Condition Reports: Immediately on discovery of a difference between field conditions and the Contract Documents, prepare and submit a detailed report. Submit with a request for interpretation. Include a detailed description of the differing conditions, together with recommendations for changing the Contract Documents. PART 3 -EXECUTION (Not Used) END OF SECTION 01320 CONSTRUCTION PROGRESS DOCUMENTATION 01320 - 3 it SECTION 01322 -PHOTOGRAPHIC DOCUMENTATION PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. The General Contractor shall be responsible for providing photographic documentation as specified herein. B. This Section includes administrative and procedural requirements for the following: 1. Preconstruction photographs. 2. Periodic construction photographs. 3. Final Completion construction photographs. C. Related Sections include the following: 1. Division 1 Section "Submittal Procedures" for submitting photographic documentation. 2. Division 1 Section "Closeout Procedures" for submitting photographic negatives and digital media as Project Record Documents at Project closeout. 1.3 SUBMITTALS A. Key Plan: Submit key plan of Project site and building with notation of vantage points marked for location and direction of each photograph. Include same label information as corresponding set of photographs. B. Construction Photographs and Videos: Submit two prints of each photographic view within seven days of taking photographs. Submit video recordings in AVI, MPG or other acceptable format to the Engineer within seven days of taking videos. 1. Format: 8-by-10-inch smooth-surface matte prints on single-weight commercial-grade photographic paper, punched for standard 3-ring binder. 2. Identification: On back of each print, provide an applied label or rubber-stamped impression with the following information: a. Name of Project. b. Name and address of photographer. c. Name of Engineer. rr d. Name of Contractor. e. Date photograph was taken if not date stamped by camera. f. Description of vantage point, indicating location, direction (by compass point) ~r PHOTOGRAPHIC DOCUMENTATION 01322 - 1 it i i ~r g. Unique sequential identifier. 3. Negatives: Submit a complete set of photographic negatives in individually protected negative sleeves with each submittal of prints. Identify negatives with label matching photographic prints. 4. Digital Images: Submit a complete set of digital image electronic files with each submittal of prints on CD-ROM. Identify electronic media with date photographs were ~` taken. Submit images that have same aspect ratio as the sensor, uncropped. 1.4 QUALITY ASSURANCE A. Photographer Qualifications: An individual who has been regularly engaged as a professional photographer of construction projects for not less than three years. 1.5 COORDINATION A. Auxiliary Services: Cooperate with photographer and provide auxiliary services requested, including access to Project site and use of temporary facilities, including temporary lighting ~ required to produce clear, well-lit photographs without obscuring shadows. 1.6 USAGE RIGHTS A. Obtain and transfer copyright usage rights from photographer to Owner for unlimited reproduction of photographic documentation. PART2-PRODUCTS 2.1 PHOTOGRAPHIC MEDIA A. Photographic Film: 35 mm, medium speed (ISO 100-200). B. Digital Images: Provide images in uncompressed TIFF format, produced by a digital camera with minimum sensor size of 4.0 megapixels, and at an image resolution of not less than 1600 by 1200 pixels. PART 3 -EXECUTION 3.1 CONSTRUCTION PHOTOGRAPHS A. Photographer: Engage a qualified commercial photographer to take construction photographs. B. General: Take photographs using the maximum range of depth of field, and that are in focus, to clearly show the Work. Photographs with blurry or out-of--focus areas will not be accepted. Yrr PHOTOGRAPHIC DOCUMENTATION 01322 - 2 f ~. ifir rr 1. Maintain key plan with each set of construction photographs that identifies each photographic location. C. Film Images: 1. Date Stamp: Unless otherwise indicated, date and time stamp each photograph as it is being taken so stamp is integral to photograph. D. Digital Images: Submit digital images exactly as originally recorded in the digital camera, without alteration, manipulation, editing, or modifications using image-editing software. r. 1. Date and Time: Include date and time in filename for each image. ,,,, E. Preconstruction Photographs: Before starting construction, take color or digital photographs of Project site and surrounding properties, including existing items to remain during construction, from different vantage points, as directed by Engineer. ,,~„ 1. Take eight photographs to show existing conditions at Project Site before starting the Work. F. Periodic Construction Photographs: Take 12 color or digital photographs monthly, coinciding with the cutoff date associated with each Application for Payment. Select vantage points to show status of construction and progress since last photographs were taken. G. Final Completion Construction Photographs: Take eight color or digital photographs after date of Substantial Completion for submission as Project Record Documents. Engineer will direct photographer for desired vantage points. 3.2 CONSTRUCTION VIDEO RECORDINGS A. Video Recording Photographer: Engage a qualified videographer to record construction video recordings. B. Recording: Mount camera on tripod before starting recording unless otherwise necessary to show area of construction. Display continuous running time and date. C. Preconstruction Video Recording: Before starting construction, record video recording of Project site and surrounding properties from different vantage points, as directed by Engineer. 1. Flag easement areas before recording construction video recordings. 2. Show existing conditions adjacent to Project site before starting the Work. END OF SECTION 01322 ir. ~- PHOTOGRAPHIC DOCUMENTATION 01322 - 3 ~r Yn '" SECTION 01330 -SUBMITTAL PROCEDURES w PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for submitting Shop Drawings, Product Data, Samples, and other submittals. B. Related Sections include the following: 1. Division 1 Section "Payment Procedures" for submitting Applications for Payment and the Schedule of Values. 2. Division 1 Section "Construction Progress Documentation" for submitting schedules and reports. 3. Division 1 Section "Photographic Documentation" for submitting construction photographs. 4. Division 1 Section "Quality Requirements" for submitting test and inspection reports. 5. Division 1 Section "Closeout Procedures" for submitting warranties. 6. Division 1 Section "Project Record Documents" for submitting Record Drawings, Record Specifications, and Record Product Data. 7. Divisions 2 through 16 Sections for specific requirements for submittals in those Sections. 1.3 DEFINITIONS A. Action Submittals: Written and graphic information that requires Engineer's responsive action. B. Informational Submittals: Written information that does not require Engineer's responsive action. Submittals maybe rejected for not complying with requirements. 1.4 SUBMITTAL PROCEDURES A. General: Electronic copies of CAD Drawings of the Contract Drawings will not be provided by Engineer for Contractor's use in preparing submittals. B. Coordination: Coordinate preparation and processing of submittals with performance of construction activities. 1. Coordinate each submittal with fabrication, purchasing, testing, delivery, other submittals, and related activities that require sequential activity. SUBMITTAL PROCEDURES 01330 - 1 2. Coordinate transmittal of different types of submittals for related parts of the Work so processing will not be delayed because of need to review submittals concurrently for coordination. a. Engineer reserves the right to withhold action on a submittal requiring coordination with other submittals until related submittals are received. C. Submittals Schedule: Comply with requirements in Division 1 Section "Construction Progress Documentation" for list of submittals and time requirements for scheduled performance of related construction activities. D. Processing Time: Allow enough time for submittal review, including time for resubinittals, as follows. Time for review shall commence on Engineer's receipt of submittal. No extension of the Contract Time will be authorized because of failure to transmit submittals enough in advance of the Work to permit processing, including resubmittals. 1. Initial Review: Allow 15 days for initial review of each submittal. Allow additional time if coordination with subsequent submittals is required. Engineer will advise Contractor when a submittal being processed must be delayed for coordination. 2. Intermediate Review: If intermediate submittal is necessary, process it in same manner as initial submittal. 3. Resubmittal Review: Allow 15 days for review of each resubmittal. 4. Sequential Review: Where sequential review of submittals by Engineer's consultants, Owner, or other parties is indicated, allow 21 days for initial review of each submittal. E. Identification: Place a permanent label or title block on each submittal for identification. 1. Indicate name of firm or entity that prepared each submittal on label or title block. 2. Provide a space approximately 6 by 8 inches on label or beside title block to record Contractor's review and approval markings and action taken by Engineer. 3. Include the following information on label for processing and recording action taken: a. Project name. b. Date. c. Name and address of Engineer. d. Name and address of Contractor. e. Naive and address of subcontractor. f. Name and address of supplier. g. Name of manufacturer. h. Submittal number or other unique identifier, including revision identifier. 1) Engineer will assign a submittal number at the time of initial review. Resubmittals shall include an alphabetic suffix (eg: first resubmittal "number-A", second resubmittal "number -B", etc.) i. Number and title of appropriate Specification Section. j. Drawing number and detail references, as appropriate. ~ k. Location(s) where product is to be installed, as appropriate. 1. Other necessary identification. F. Deviations: Highlight or otherwise specifically identify deviations from the Contract Documents on submittals. i~r SUBMITTAL PROCEDURES 01330 - 2 ir. G. Additional Copies: Unless additional copies are required for final submittal, and unless Engineer observes noncompliance with provisions in the Contract Documents, initial submittal may serve as final submittal. H. Transmittal: Package each submittal individually and appropriately for transmittal and handling. Transmit each submittal using a transmittal form. Engineer will return submittals to the Contractor, without review, received from sources other than Contractor. I. Resubmittals: Make resubmittals in same form and number of copies as initial submittal. 1. Note date and content of previous submittal. 2. Note date and content of revision in label or title block and clearly indicate extent of revision. 3. Resubmit submittals until they are marked "No Exception Taken" or Make Corrections Noted" J. Distribution: Furnish copies of final submittals to manufacturers, subcontractors, suppliers, fabricators, installers, authorities having jurisdiction, and others as necessary for performance of construction activities. K. Use for Construction: Use only final submittals with mark indicating "No Exception Taken" or Make Corrections Noted" by Engineer. PART 2 -PRODUCTS 2.1 ACTION SUBMITTALS A. General: Prepare and submit Action Submittals required by individual Specification Sections. B. Product Data: Collect information into a single submittal for each element of construction and type of product or equipment. 1. If information must be specially prepared for submittal because standard printed data are not suitable for use, submit as Shop Drawings, not as Product Data. 2. Mark each copy of each submittal to show which products and options are applicable. 3. Include the following information, as applicable: a. Manufacturer's written recommendations. j~, b. Manufacturer's product specifications. c. Manufacturer's installation instructions. d. Standard color charts. e. Manufacturer's catalog cuts. ~ f. Wiring diagrams showing factory-installed wiring. g. Printed performance curves. h. Operational range diagrams. i. Mill reports. j. Standard product operation and maintenance manuals. k. Compliance with specified referenced standards. ~ 1. Testing by recognized testing agency. m. Application of testing agency labels and seals. n. Notation of coordination requirements. rr SUBMITTAL PROCEDURES 01330 - 3 ~r C a. Dimensions. b. Identification of products. c. Fabrication and installation drawings. d. Roughing-in and setting diagrams. e. Wiring diagrams showing field-installed wiring, including power, signal, and control wiring. f. Shopwork manufacturing instructions. g. Templates and patterns. h. Schedules. i. Design calculations. j. Compliance with specified standards. k. Notation of coordination requirements. 1. Notation of dunensions established by field measurement. m. Relationship to adjoining construction clearly indicated. n. Seal and signature of professional engineer if specified. o. Wiring Diagrams: Differentiate between manufacturer-installed and field-installed wiring. D E. 4. Submit Product Data before or concurrent with Samples. 5. Number of Copies: Submit three copies of Product Data, unless otherwise indicated. Engineer will return two copies. Mark up and retain one returned copy as a Project Record Document. Shop Drawings: Prepare Project-specific information, drawn accurately to scale. Do not base Shop Drawings on reproductions of the Contract Documents or standard printed data. 1. Preparation: Fully illustrate requirements in the Contract Documents. Include the following information, as applicable: 2. Sheet Size: Except for templates, patterns, and similar full-size drawings, submit Shop Drawings on sheets at least 8-1/2 by 11 inches but no larger than 24 by 36 inches. 3. Number of Copies: Submit 5 opaque copies of each submittal. Engineer will retain 2 copies; remainder will be returned. Contractor's Construction Schedule: Comply with requirements specified in Division 1 Section "Construction Progress Documentation". Application for Payment: Comply with requirements specified in Division 1 Section "Payment Procedures." F. Schedule of Values: Comply with requirements specified in Division 1 Section "Payment Procedures." G. Subcontract List: Prepare a written summary identifying individuals or firms proposed for each portion of the Work, including those who are to furnish products or equipment fabricated to a special design. Include the following information in tabular form: 1. Name, address, and telephone number of entity performing subcontract or supplying products. 2. Number and title of related Specification Section(s) covered by subcontract. 3. Drawing number and detail references, as appropriate, covered by subcontract. 4. Number of Copies: Submit 7 copies of subcontractor list, unless otherwise indicated. Engineer will return 4 copies. SUBMITTAL PROCEDURES 01330 - 4 ir. 2.2 INFORMATIONAL SUBMITTALS ~"" A. General: Prepare and submit Informational Submittals required by other Specification Sections. 1. Number of Copies: Submit 3 copies of each submittal, unless otherwise indicated. Engineer will not return copies. 2. Certificates and Certifications: Provide a notarized statement that includes signature of entity responsible for preparing certification. Certificates and certifications shall be signed by an officer or other individual authorized to sign documents on behalf of that entity. 3. Test and Inspection Reports: Comply with requirements specified in Division 1 Section "Quality Requirements." B. Contractor's Construction Schedule: Comply with requirements specified in Division 1 Section "Construction Progress Documentation." C. Qualification Data: Prepare written information that demonstrates capabilities and experience of firm or person. Include lists of completed projects with project names and addresses, names ""' and addresses of Engineers and owners, and other information specified. D. Welding Certificates: Prepare written certification that welding procedures and personnel comply with requirements in the Contract Documents. Submit record of Welding Procedure Specification (WPS) and Procedure Qualification Record (PQR) on AWS forms. Include names of firms and personnel certified. E. Installer Certificates: Prepare written statements on manufacturer's letterhead certifying that Installer complies with requirements in the Contract Documents and, where required, is authorized by manufacturer for this specific Project. F. Manufacturer Certificates: Prepare written statements on manufacturer's letterhead certifying that manufacturer complies with requirements in the Contract Documents. Include evidence of ~" manufacturing experience where required. G. Product Certificates: Prepare written statements on manufacturer's letterhead certifying that product complies with requirements in the Contract Documents. H. Material Certificates: Prepare written statements on manufacturer's letterhead certifying that material complies with requirements in the Contract Documents. I. Material Test Reports: Prepare reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting test results of material for compliance with requirements in the Contract Documents. Product Test Reports: Prepare written reports indicating current product produced by manufacturer complies with requirements in the Contract Documents. Base reports on evaluation of tests performed by manufacturer and witnessed by a qualified testing agency, or on comprehensive tests performed by a qualified testing agency. K. Schedule of Tests and Inspections: Comply with requirements specified in Division 1 Section "Quality Requirements." L. Preconstruction Test Reports: Prepare reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting results of tests performed before installation 1 of product, for compliance with performance requirements in the Contract Documents. SUBMITTAL PROCEDURES 01330 - 5 Wr Yr M. Compatibility Test Reports: Prepare reports written by a qualified testing agency, on testing ~ agency's standard form, indicating and interpreting results of compatibility tests performed before installation of product. Include written recommendations for primers and substrate preparation needed for adhesion. N. Field Test Reports: Prepare reports written by a qualified testing agency, on testing agency's standard form, indicating and interpreting results of field tests performed either during installation of product or after product is installed in its final location, for compliance with ~' requirements in the Contract Documents. O. Maintenance Data: Prepare written and graphic instructions and procedures for operation and ~' normal maintenance of products and equipment. Comply with requirements specified in Division 1 Section "Operation and Maintenance Data." P. Design Data: Prepare written and graphic information, including, but not limited to, performance and design criteria, list of applicable codes and regulations, and calculations. Include list of assumptions and other performance and design criteria and a summary of loads. Include load diagrams if applicable. Provide name and version of software, if any, used for calculations. Include page numbers. Q. Manufacturer's Instructions: Prepare written or published information that documents `" manufacturer's recommendations, guidelines, and procedures for installing or operating a product or equipment. Include name of product and name, address, and telephone number of manufacturer. Include the following, as applicable: 1. Preparation of substrates. 2. Required substrate tolerances. +~• 3. Sequence of installation or erection. 4. Required installation tolerances. 5. Required adjustments. r,,, 6. Recommendations for cleaning and protection. R. Manufacturer's Field Reports: Prepare written information documenting factory-authorized service representative's tests and inspections. Include the following, as applicable: 1. Name, address, and telephone number of factory-authorized service representative making report. 2. Statement on condition of substrates and their acceptability for installation of product. 3. Statement that products at Project site comply with requirements. 4. Summary of installation procedures being followed, whether they comply with requirements and, if not, what corrective action was taken. 5. Results of operational and other tests and a statement of whether observed performance complies with requirements. 6. Statement whether conditions, products, and installation will affect warranty. 7. Other required items indicated in individual Specification Sections. S. Insurance Certificates and Bonds: Prepare written information indicating current status of insurance or bonding coverage. Include name of entity covered by insurance or bond, limits of coverage, amounts of deductibles, if any, and term of the coverage. ~ T. Construction Photographs: Comply with requirements specified in Division 1 Section " Photographic Documentation." ~. SUBMITTAL PROCEDURES 01330 - 6 rr PART 3 -EXECUTION R it 3.1 CONTRACTOR'S REVIEW ~"" A. Review each submittal and check for coordination with other Work of the Contract and for compliance with the Contract Documents. Note corrections and field dimensions. Mark with approval stamp before submitting to Engineer. B. Approval Stamp: Stamp each submittal with a uniform, approval stamp. Include Project name and location, submittal number, Specification Section title and number, name of reviewer, date ~,,, of Contractor's approval, and statement certifying that submittal has been reviewed, checked, and approved for compliance with the Contract Documents. 3.2 ENGINEER'S ACTION A. General: Engineer will not review submittals that do not bear Contractor's approval stamp and will return them without action. B. Action Submittals: Engineer will review each submittal, make marks to indicate corrections or modifications required, and return it. Engineer will stamp each submittal with an action stamp and will mark stamp appropriately to indicate action taken, as follows: 1. "No Exception Taken" 2. "Make Corrections Noted" 3. "Revise and resubmit" 4. "Rejected" 5. "Submit Specified Item" C. Informational Submittals: Engineer will review each submittal and will not return it, or will return it if it does not comply with requirements. Engineer will forward each submittal to ~`" a ro riate PP P party. D. Partial submittals are not acceptable, will be considered nonresponsive, and will be returned without review. E. Submittals not required by the Contract Documents may not be reviewed and maybe discarded. END OF SECTION 01330 SUBMITTAL PROCEDURES 01330 - 7 ~r SECTION 01400 -QUALITY REQUIIZEMENTS PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for quality assurance and quality control. B. Testing and inspecting services are required to verify compliance with requirements specified or indicated. These services do not relieve Contractor of responsibility for compliance with the i` Contract Document requirements. 1. Specific quality-assurance and -control requirements for individual construction activities are specified in the Sections that specify those activities. Requirements in those Sections may also cover production of standard products. 2. Specified tests, inspections, and related actions do not limit Contractor's other quality- assurance and -control procedures that facilitate compliance with the Contract Document requirements. 3. Requirements for Contractor to provide quality-assurance and -control services required by Engineer, Owner, or authorities having jurisdiction are not limited by provisions of this Section. C. Related Sections include the following: 1. Division 1 Section "Allowances" for testing and inspecting allowances. 2. Division 1 Section "Cutting and Patching" for repair and restoration of construction disturbed by testing and inspecting activities. 3. Divisions 2 through 16 Sections for specific test and inspection requirements. 1.3 DEFINITIONS A. Quality-Assurance Services: Activities, actions, and procedures performed before and during execution of the Work to guard against defects and deficiencies and substantiate that proposed construction will comply with requirements. B. Quality-Control Services: Tests, inspections, procedures, and related actions during and after execution of the Work to evaluate that actual products incorporated into the Work and completed construction comply with requirements. Services do not include contract enforcement activities performed by Engineer. ~r. QUALITY REQUIlZEMENTS 01400 - 1 r ~" C. Preconstruction Testing: Tests and inspections that are performed specifically for the Project before products and materials are incorporated into the Work to verify performance or {: compliance with specified criteria. D. Product Testing: Tests and inspections that are performed by an NRTL, an NVLAP, or a testing agency qualified to conduct product testing and acceptable to authorities having jurisdiction, to ~,~,,, establish product performance and compliance with industry standards. E. Source Quality-Control Testing: Tests and inspections that are performed at the source, i.e., plant, mill, factory, or shop. F. Field Quality-Control Testing: Tests and inspections that are performed on-site for installation of the Work and for completed Work. G. Testing Agency: An entity engaged to perform specific tests, inspections, or both. Testing laboratory shall mean the same as testing agency. H. Installer/Applicator/Erector: Contractor or another entity engaged by Contractor as an employee, Subcontractor, or Sub-subcontractor, to perform a particular construction operation, `,,,, including installation, erection, application, and similar operations. 1. Using a term such as "carpentry" does not imply that certain construction activities must be performed by accredited or unionized individuals of a corresponding generic name, such as "carpenter." It also does not imply that requirements specified apply exclusively to tradespeople of the corresponding generic name. `"' I. Experienced: When used with an entity, "experienced" means having successfully completed a minimum of five previous projects similar in size and scope to this Project; being familiar with special requirements indicated; and having complied with requirements of authorities having jurisdiction. 1.4 CONFLICTING REQUIREMENTS A. General If compliance with two or more standards is specified and the standards establish different or conflicting requirements for minimum quantities or quality levels, comply with the .. most stringent requirement. Refer uncertainties and requirements that are different, but apparently equal, to Engineer for a decision before proceeding. r' B. Minimum Quantity or Quality Levels: The quantity or quality level shown or specified shall be the minimum provided or performed. The actual installation may comply exactly with the minimum quantity or quality specified, or it may exceed the minimum within reasonable limits. ~ To comply with these requirements, indicated numeric values are minimum or maximum, as appropriate, for the context of requirements. Refer uncertainties to Engineer for a decision before proceeding. 1.5 SUBMITTALS A. Reports: Prepare and submit certified written reports that include the following: QUALITY REQUIREMENTS 01400 - 2 1 i- 1. Date of issue. 2. Project title and number. 3. Name, address, and telephone number of testing agency. Mr 4. Dates and locations of samples and tests or inspections. 5. Names of individuals making tests and inspections. 6. Description of the Work and test and inspection method. ~,,,, 7. Identification of product and Specification Section. 8. Complete test or inspection data. 9. Test and inspection results. 10. Record of temperature and weather conditions at time of sample taking and testing and inspecting. 11. Name and signature of laboratory inspector. B. Permits, Licenses, and Certificates: For Owner's records, submit copies of permits, licenses, certifications, inspection reports, releases, jurisdictional settlements, notices, receipts for fee payments, judgments, correspondence, records, and similar documents, established for compliance with standards and regulations bearing on performance of the Work. 1.6 QUALITY ASSURANCE A. General: Qualifications paragraphs in this Article establish the minimum qualification levels required; individual Specification Sections specify additional requirements. B. Installer Qualifications: A firm or individual experienced in installing, erecting, or assembling work similar in material, design, and extent to that indicated for this Project, whose work has ~"' resulted in construction with a record of successful in-service performance. C. Manufacturer Qualifications: A fum experienced in manufacturing products or systems similar ~• to those indicated for this Project and with a record of successful in-service performance, as well as sufficient production capacity to produce required units. ,,, D. Fabricator Qualifications: A firm experienced in producing products similar to those indicated for this Project and with a record of successful in-service performance, as well as sufficient production capacity to produce required units. E. Professional Engineer Qualifications: A professional engineer who is legally qualified to practice in jurisdiction where Project is located and who is experienced in providing engineering services of the kind indicated. Engineering services are defined as those performed for installations of the system, assembly, or product that are similar to those indicated for this Project in material, design, and extent. F. Testing Agency Qualifications: An NRTL, an NVLAP, or an independent agency with the experience and capability to conduct testing and inspecting indicated, as documented according to ASTM E 548; and with additional qualifications specified in individual Sections; and where r~ required by authorities having jurisdiction, that is acceptable to authorities. 1. NRTL: A nationally recognized testing laboratory according to 29 CFR 1910.7. ~, 2. NVLAP: A testing agency accredited according to NIST's National Voluntary Laboratory Accreditation Program. QUALITY REQUIlZEMENTS 01400 - 3 rrr it G. Factory-Authorized Service Representative Qualifications: An authorized representative of manufacturer who is trained and approved by manufacturer to inspect installation of manufacturer's products that are similar in material, design, and extent to those indicated for this ~l,,, Project. H. Mockups: Before installing portions of the Work requiring mockups, build mockups for each form of construction and finish required to comply with the following requirements, using materials indicated for the completed Work: 1. Build mockups in location and of size indicated or, if not indicated, as directed by Engineer. 2. Notify Engineer seven days in advance of dates and times when mockups will be constructed. 3. Demonstrate the proposed range of aesthetic effects and workmanship. 4. Obtain Engineer's approval of mockups before starting work, fabrication, or construction. a. Allow seven days for initial review and each re-review of each mockup. 5. Maintain mockups during construction in an undisturbed condition as a standard for judging the completed Work. 6. Demolish and remove mockups when directed, unless otherwise indicated. 1.7 QUALITY CONTROL A. Tests and inspections not explicitly assigned to Owner are Contractor's responsibility. Unless otherwise indicated, provide quality-control services specified and those required by authorities having jurisdiction. Perform quality-control services required of Contractor by authorities having jurisdiction, whether specified or not. 1. Where services are indicated as Contractor's responsibility, engage a qualified testing agency acceptable to the Owner to perform these quality-control services. 2. Notify testing agencies at least 24 hours in advance of time when Work that requires testing or inspecting will be performed. 3. Where quality-control services are indicated as Contractor's responsibility, submit a certified written report, in duplicate, of each quality-control service. 4. Testing and inspecting requested by Contractor and not required by the Contract Documents are Contractor's responsibility. 5. Submit additional copies of each written report directly to authorities having jurisdiction, when they so direct. B. Manufacturer's Field Services: Where indicated, engage a factory-authorized service representative to inspect field-assembled components and equipment installation, including service connections. Report results in writing as specified in Division 1 Section "Submittal Procedures." C. Retesting/Reinspecting: Regardless of whether original tests or inspections were Contractor's responsibility, provide quality-control services, including retesting and reinspecting, for construction that replaced Work that failed to comply with the Contract Documents. D. Testing Agency Responsibilities: Cooperate with Engineer and Contractor in performance of duties. Provide qualified personnel to perform required tests and inspections. r. QUALITY REQUIREMENTS 01400 - 4 I`r `. 1. Notify Engineer and Contractor promptly of irregularities or deficiencies observed in the Work during performance of its services. 2. Determine the location from which test samples will be taken and in which in-situ tests are conducted. 3. Conduct and interpret tests and inspections and state in each report whether tested and inspected work complies with or deviates from requirements. 4. Submit a certified written report, in duplicate, of each test, inspection, and similar quality-control service through Contractor. 5. Do not release, revoke, alter, or increase the Contract Document requirements or approve or accept any portion of the Work. 6. Do not perform any duties of Contractor. E. Associated Services: Cooperate with agencies performing required tests, inspections, and similar quality-control services, and provide reasonable auxiliary services as requested. Notify agency sufficiently in advance of operations to permit assigmnent of personnel. Provide the following: 1. Access to the Work. 2. Incidental labor and facilities necessary to facilitate tests and inspections. 3. Adequate quantities of representative samples of materials that require testing and inspecting. Assist agency in obtaining samples. 4. Facilities for storage and field curing of test samples. 5. Delivery of samples to testing agencies. 6. Preliminary design mix proposed for use for material mixes that require control by testing agency. 7. Security and protection for samples and for testing and inspecting equipment at Project site. F. Coordination: Coordinate sequence of activities to accommodate required quality-assurance ~ and -control services with a minimum of delay and to avoid necessity of removing and replacing construction to accommodate testing and inspecting. ~,, 1. Schedule times for tests, inspections, obtaining samples, and similar activities. ~, PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION 3.1 TEST AND INSPECTION LOG A. Prepare a record of tests and inspections. Include the following: 1. Date test or inspection was conducted. 2. Description of the Work tested or inspected. 3. Date test or inspection results were transmitted to Engineer. 4. Identification of testing agency or special inspector conducting test or inspection. it QUALITY REQUIREMENTS 01400 - 5 it B. Maintain log at Project site. Post changes and modifications as they occur. Provide access to test and inspection log for Engineer's reference during normal working hours. 3.2 REPAIIZ AND PROTECTION A. General: On completion of testing, inspecting, sample taking, and similar services, repair damaged construction and restore substrates and fmishes. 1. Comply with the Contract Document requirements for Division 1 Section "Cutting and Patching." B. Protect construction exposed by or for quality-control service activities. C. Repair and protection are Contractor's responsibility, regardless of the assignment of responsibility for quality-control services. END OF SECTION 01400 QUALITY REQUIREMENTS 01400 - 6 lr SECTION 01420 -REFERENCES PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 DEFINITIONS A. General: Basic Contract definitions are included in the Conditions of the Contract. B. "Directed": A command or instruction by Engineer. Other terms including "requested," "authorized," "selected," "approved," "required," and "permitted" have the same meaning as "directed." C. "Indicated": Requirements expressed by graphic representations or in written form on Drawings, in Specifications, and in other Contract Documents. Other terms including "shown," "noted," "scheduled," and "specified" have the same meaning as "indicated." D. "Regulations": Laws, ordinances, statutes, and lawful orders issued by authorities having `,. jurisdiction, and rules, conventions, and agreements within the construction industry that control performance of the Work. E. "Furnish": Supply and deliver to Project site, ready for unloading, unpacking, assembly, installation, and similar operations. r• F. "Install": Operations at Project site including unloading, temporarily storing, unpacking, ~"` assemblin erectin lacin anchorin a 1 in , workin to dimension finishin curin , g, g~ P g, g~ PP Y g g ~ g, g protecting, cleaning, and similar operations. ~' G. "Provide": Furnish and install, complete and ready for the intended use. 1.3 INDUSTRY STANDARDS A. Applicability of Standards: Unless the Contract Documents include more stringent requirements, applicable construction industry standards have the same force and effect as if bound or copied directly into the Contract Documents to the extent referenced. Such standards are made a part of the Contract Documents by reference. B. Publication Dates: Comply with standards in effect as of date of the Contract Documents, unless otherwise indicated. C. Copies of Standards: Each entity engaged in construction on Project should be familiar with industry standards applicable to its construction activity. Copies of applicable standards are not bound with the Contract Documents. ~r REFERENCES 01420 - 1 ~,. 1. Where copies of standards are needed to perform a required construction activity, obtain copies directly from publication source. 1.4 ABBREVIATIONS AND ACRONYMS A. Industry Organizations: Where abbreviations and acronyms are used ui Specifications or other Contract Documents, they shall mean the recognized name of the entities indicated in Gale Research's "Encyclopedia of Associations" or in Columbia Books' "National Trade & Professional Associations of the U.S." PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION (Not Used) END OF SECTION 01420 r. REFERENCES 01420 - 2 ar i!w SECTION 01500 -TEMPORARY FACIL,IT'IES AND CONTROLS PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes requirements for temporary utilities, support facilities, and security and protection facilities. B. Related Sections include the following: 1. Division 1 Section "Summary" for limitations on utility interruptions and other work restrictions. 2. Division 1 Section "Execution Requirements" for progress cleaning requirements. 3. Divisions 2 through 16 Sections for temporary heat, ventilation, and humidity requirements for products in those Sections. 1.3 USE CHARGES A. General: Cost or use charges for temporary facilities shall be included in the Contract Sum. Allow other entities to use temporary services and facilities without cost, including, but not limited to, Engineer, testing agencies, and authorities having jurisdiction. 1.4 PROJECT CONDITIONS A. Temporary Use of Permanent Facilities: Installer of each permanent service shall assume responsibility for operation, maintenance, and protection of each permanent service during its use as a construction facility before Owner's acceptance, regardless of previously assigned responsibilities. 1.5 QUALITY ASSURANCE A. Electric Service: Comply with NECA, NEMA, and UL standards and regulations for temporary electric service. Install service to comply with NFPA 70. B. Tests and Inspections: Arrange for authorities having jurisdiction to test and inspect each temporary utility before use. Obtain required certifications and permits. r irr TEMPORARY FACILITIES AND CONTROLS 01500 - 1 r Wr PART 2 -PRODUCTS 2.1 TEMPORARY FACILITIES A. Field Offices, General: Contractor is not required to erect, furnish and maintain a field office during the period of construction. However, the Contractor or his authorized agent shall be ~""' present at all times while the Work is in progress and readily accessible copies of both the Contract Documents and the latest accepted shop drawings shall be available in the field. B. Storage and Fabrication Sheds: Provide sheds sized, furnished, and equipped to accommodate materials and equipment for construction operations. 2.2 EQUIPMENT A. Fire Extinguishers: Portable, UL rated; with class and extinguishing agent as required by locations and classes of fire exposures. PART 3 -EXECUTION 3.1 INSTALLATION, GENERAL A. Locate facilities where they will serve Project adequately and result in minimum interference with performance of the Work. Relocate and modify facilities as required by progress of the Work. B ~ Provide each facility ready for use when needed to avoid delay. Do not remove until facilities are no longer needed or are replaced by authorized use of completed permanent facilities. 3.2 TEMPORARY UTII,ITY INSTALLATION '' A. General: Install temporary service or connect to existing service. 1. Arrange with utility company, Owner, and existing users for time when service can be interrupted, if necessary, to make connections for temporary services. B. Sanitary Facilities: Provide temporary toilets, wash facilities, and drinking water for use of 4 construction personnel. Comply with authorities having jurisdiction for type, number, location, operation, and maintenance of fixtures and facilities. C. Heating and Cooling: Provide temporary heating and cooling required by construction activities for curing or drying of completed installations or for protecting installed construction from ~' adverse effects of low temperatures or to protect damage to existing facilities. Select equipment that will not have a harmful effect on completed installations or elements being installed. D. Electric Power Service: Provide electric power service and distribution system of sufficient size, capacity, and power characteristics required for construction operations. TEMPORARY FACILITIES AND CONTROLS 01500 - 2 Yir `. E. Lighting: Provide temporary lighting with local switching that provides adequate illumination for construction operations, observations, inspections, and traffic conditions. 1. Install and operate temporary lighting that fulfills security and protection requirements without operating entire system. 3.3 SUPPORT FACILITIES INSTALLATION A. General: Comply with the following: 1. Maintain support facilities until near Substantial Completion. Remove before Substantial Completion. Personnel remaining after Substantial Completion will be permitted to use permanent facilities, under conditions acceptable to Owner. B. Traffic Controls: Comply with requirements of authorities having jurisdiction. 1. Protect existing site improvements to remain including curbs, pavement, and utilities. 2. Maintain access for fire-fighting equipment. C. Parking: Provide temporary parking areas for construction personnel D. Dewatering Facilities and Drains: Comply with requirements of authorities having jurisdiction. Maintain Project site, excavations, and construction free of water. 1. Dispose of rainwater in a lawful manner that will not result in flooding Project or adjoining properties nor endanger permanent Work or temporary facilities. 2. Remove snow and ice as required to minimize accumulations. E. Waste Disposal Facilities: Provide waste-collection containers in sizes adequate to handle waste from construction operations. Comply with requirements of authorities having jurisdiction. Comply with Division 1 Section "Execution Requirements" for progress cleaning - requirements. 3.4 SECURITY AND PROTECTION FACII.,ITIES INSTALLATION w A. Protection of Existing Facilities: Protect existing vegetation, equipment, structures, utilities, and other improvements at Project site and on adjacent properties, except those indicated to be removed or altered. Repair damage to existing facilities. B. Environmental Protection: Provide protection, operate temporary facilities, and conduct construction in ways and by methods that comply with environmental regulations and that minimize possible air, waterway, and subsoil contamination or pollution or other undesirable effects. 1. Comply with work restrictions specified in Division 1 Section "Summary." C. Temporary Erosion and Sedimentation Control: Comply with requirements specified in Division 2 Section "Erosion Control." TEMPORARY FACILITIES AND CONTROLS 01500 - 3 ~r lw D. Stormwater Control: Comply with authorities having jurisdiction. Provide barriers in and around excavations and subgrade construction to prevent flooding by runoff of stormwater from heavy rains. E. Tree and Plant Protection: Install temporary fencing located outside the drip line of trees to protect vegetation from damage from construction operations. Protect tree root systems from damage, flooding, and erosion. F. Barricades, Warning Signs, and Lights: Comply with requirements of authorities having jurisdiction for erecting structurally adequate barricades, including warning signs and lighting. 3.5 OPERATION, TERMINATION, AND REMOVAL A. Supervision: Enforce strict discipline in use of temporary facilities. To minimize waste and abuse, limit availability of temporary facilities to essential and intended uses. B. Maintenance: Maintain facilities in good operating condition until removal. 1. Maintain operation of temporary enclosures, heating, cooling, humidity control, ventilation, and similar facilities on a 24-hour basis where required to achieve indicated results and to avoid possibility of damage. C. Termination and Removal: Remove each temporary facility when need for its service has ended, when it has been replaced by authorized use of a permanent facility, or no later than Substantial Completion. Complete or, if necessary, restore permanent construction that may have been delayed because of interference with temporary facility. Repair damaged Work, clean exposed surfaces, and replace construction that cannot be satisfactorily repaired. END OF SECTION 01500 TEMPORARY FACILITIES AND CONTROLS 01500 - 4 r ~"` SECTION 01600 -PRODUCT REQUIREMENTS PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1,2 SUMMARY A. This Section includes administrative and procedural requirements for selection of products for use in Project; product delivery, storage, and handling; manufacturers' standard warranties on products; special warranties; product substitutions; and comparable products. B. Related Sections include the following: 1. Division 1 Section "Allowances" for products selected under an allowance. 2. Division 1 Section "References" for applicable industry standards for products specified. 3. Division 1 Section "Closeout Procedures" for submitting warranties for Contract closeout. 4. Divisions 2 through 16 Sections for specific requirements for warranties on products and installations specified to be warranted. 1.3 DEFINITIONS A. Products: Items purchased for incorporating into the Work, whether purchased for Project or taken from previously purchased stock. The term "product" includes the terms "material," "equipment," "system," and terms of similar intent. 1. Named Products: Items identified by manufacturer's product name, including make or model number or other designation shown or listed in manufacturer's published product literature, that is current as of date of the Contract Documents. 2. New Products: Items that have not previously been incorporated into another project or facility. Products salvaged or recycled from other projects are not considered new products. 3. Comparable Product: Product that is demonstrated and approved through submittal process, or where indicated as a product substitution, to have the indicated qualities related to type, function, dimension, in-service performance, physical properties, appearance, and other characteristics that equal or exceed those of specified product. B. Substitutions: Changes in products, materials, equipment, and methods of construction from those required by the Contract Documents and proposed by Contractor. C. Basis-of-Design Product Specification: Where a specific manufacturer's product is named and accompanied by the words "basis of design," including make or model number or other designation, to establish the significant qualities related to type, function, dimension, in-service performance, physical properties, appearance, and other characteristics for purposes of evaluating comparable products of other named manufacturers. r. PRODUCT REQUIREMENTS 01600 - 1 i~ 1.4 SUBMITTALS A. Product List: Submit a list, in tabular from, showing, specified products. Include generic names of products required. Include manufacturer's name and proprietary product names for each product. 1. Coordinate product list with Contractor's Construction Schedule and the Submittals Schedule. 2. Form: Tabulate information for each product under the following column headings: a. Specification Section number and title. b. Generic name used in the Contract Documents. c. Proprietary name, model number, and similar designations. d. Manufacturer's name and address. e. Supplier's name and address. f. Installer's name and address. g. Projected delivery date or time span of delivery period. h. Identification of items that require early submittal approval for scheduled delivery date. 3. Completed List: Within 60 days after date of the Notice to Proceed, submit 3 copies of completed product list. Include a written explanation for omissions of data and for variations from Contract requirements. 4. Engineer's Action: Engineer will respond in writing to Contractor within 15 days of receipt of completed product list. Engineer's response will include a list of unacceptable product selections and a brief explanation of reasons for this action. Engineer's response, or lack of response, does not constitute a waiver of requirement to comply with the Contract Documents. B. Substitution Requests: Submit three copies of each request for consideration. Identify product or ~ fabrication or installation method to be replaced. Include Specification Section number and title and Drawing numbers and titles. 1. Substitution Request Form: Use form provided at end of Section. 2. Documentation: Show compliance with requirements for substitutions and the following, as ~" applicable: a. Statement indicating why specified material or product cannot be provided. b. Coordination information, including a list of changes or modifications needed to other parts of the Work and to construction performed by Owner and separate contractors, that will be necessary to accommodate proposed substitution. c. Detailed comparison of significant qualities of proposed substitution with those of the Work specified. Significant qualities may include attributes such as performance, weight, size, durability, visual effect, and specific features and requirements indicated. d. Product Data, including drawings and descriptions of products and fabrication and installation procedures. e. Samples, where applicable or requested. f. List of similar installations for completed projects with project names and addresses and names and addresses of engineers and owners. g. Material test reports from a qualified testing agency indicating and interpreting test results for compliance with requirements indicated. h. Research/evaluation reports evidencing compliance with building code in effect for Project, from a model code organization acceptable to authorities having jurisdiction. i. Detailed comparison of Contractor's Construction Schedule using proposed substitution with products specified for the Work, including effect on the overall Contract Time. If specified product or method of construction cannot be provided within the Contract Time, PRODUCT REQUIREMENTS 01600 - 2 it iir j~,r, include letter from manufacturer, on manufacturer's letterhead, stating lack of availability or delays in delivery. j. Cost information, including a proposal of change, if any, in the Contract Sum. k. Contractor's certification that proposed substitution complies with requirements in the Contract Documents and is appropriate for applications indicated. 1. Contractor's waiver of rights to additional payment or time that may subsequently become necessary because of failure of proposed substitution to produce indicated results. 3. Engineer's Action: If necessary, Engineer will request additional information or documentation for evaluation within 7 days of receipt of a request for substitution. Engineer will notify ~" Contractor of acceptance or rejection of proposed substitution within 15 days of receipt of request, or 7 days of receipt of additional information or documentation, whichever is later. a. Form of Acceptance: Change Order. b. Use product specified if Engineer cannot make a decision on use of a proposed substitution within time allocated. C. Comparable Product Requests: Submit three copies of each request for consideration. Identify product or fabrication or installation method to be replaced. Include Specification Section number and title and Drawing numbers and titles. 1. Engineer's Action: If necessary, Engineer will request additional information or documentation for evaluation within one week of receipt of a comparable product request. Engineer will notify „" Contractor of approval or rejection of proposed comparable product request within 15 days of receipt of request, or 7 days of receipt of additional information or documentation, whichever is later. a. Form of Approval: As specified in Division 1 Section "Submittal Procedures." b. Use product specified if Engineer cannot make a decision on use of a comparable product ,,, request within time allocated. D. Basis-of-Design Product Specification Submittal: Comply with requirements in Division 1 Section "Submittal Procedures." Show compliance with requirements. 1.5 QUALITY ASSURANCE A. Compatibility of Options: If Contractor is given option of selecting between two or more products for use on Project, product selected shall be compatible with products previously selected, even if previously selected products were also options. Each contractor is responsible for providing products and construction methods compatible with products and construction methods of other contractors. If a dispute arises between contractors over concurrently selectable but incompatible products, Engineer will determine which products shall be used. 1.6 PRODUCT DELIVERY, STORAGE, AND HANDLING A. Deliver, store, and handle products using means and methods that will prevent damage, deterioration, and loss, including theft. Comply with manufacturer's written instructions. ~r PRODUCT REQUIREMENTS 01600 - 3 rr B. Delivery and Handling: 1. Schedule delivery to minimize long-term storage at Project site and to prevent overcrowding of construction spaces. 2. Coordinate delivery with installation time to ensure minimum holding time for items that are flammable, hazardous, easily damaged, or sensitive to deterioration, theft, and other losses. 3. Deliver products to Project site in an undamaged condition in manufacturer's original sealed container or other packaging system, complete with labels and instructions for handling, storing, unpacking, protecting, and installing. 4. Inspect products on delivery to ensure compliance with the Contract Documents and to ensure that products are undamaged and properly protected. C. Storage: 1. Store products to allow for inspection and measurement of quantity or counting of units. 2. Store materials in a manner that will not endanger Project structure. 3. Store products that are subject to damage by the elements, under cover in a weathertight enclosure above ground, with ventilation adequate to prevent condensation. 4. Store cementitious products and materials on elevated platforms. 5. Store foam plastic from exposure to sunlight, except to extent necessary for period of installation and concealment. 6. Comply with product manufacturer's written instructions for temperature, humidity, ventilation, and weather-protection requirements for storage. 7. Protect stored products from damage and liquids from freezing. 1.7 PRODUCT WARRANTIES A. Warranties specified in other Sections shall be in addition to, and run concurrent with, other warranties required by the Contract Documents. Manufacturer's disclaimers and limitations on product warranties ~.. do not relieve Contractor of obligations under requirements of the Contract Documents. 1. Manufacturer's Warranty: Preprinted written warranty published by individual manufacturer for a particular product and specifically endorsed by manufacturer to Owner. 2. Special Warranty: Written warranty required by or incorporated into the Contract Documents, either to extend time limit provided by manufacturer's warranty or to provide more rights for Owner. B. Special Warranties: Prepare a written document that contains appropriate terms and identification, ready for execution. Submit a draft for approval before final execution. 1. Manufacturer's Standard Form: Modified to include Project-specific information and properly executed. 2. Specified Form: When specified forms are included with the Specifications, prepare a written document using appropriate form properly executed. 3. Refer to Divisions 2 through 16 Sections for specific content requirements and particular requirements for submitting special warranties. C. Submittal Time: Comply with requirements in Division 1 Section "Closeout Procedures." it PRODUCT REQUIREMENTS 01600 - 4 PART 2 -PRODUCTS 2.1 PRODUCT SELECTION PROCEDURES A. General Product Requirements: Provide products that comply with the Contract Documents, that are undamaged and, unless otherwise indicated, that are new at time of installation. 1. Provide products complete with accessories, trim, finish, fasteners, and other items needed for a complete installation and indicated use and effect. 2. Standard Products: If available, and unless custom products or nonstandard options are specified, provide standard products of types that have been produced and used successfully in similar situations on other projects. 3. Owner reserves the right to limit selection to products with warranties not in conflict with requirements of the Contract Documents. 4. Where products are accompanied by the term "as selected," Engineer will make selection. 5. Where products are accompanied by the term "match sample," sample to be matched is Engineer's. 6. Descriptive, performance, and reference standard requirements in the Specifications establish "salient characteristics" of products. 7. Or Equal: Where products are specified by name and accompanied by the term "or equal" or "or approved equal" or "or equivalent" or "or approved," comply with provisions in Part 2 "Comparable Products" Article to obtain approval for use of an unnamed product. B. Product Selection Procedures: 1. Product: Where Specifications name a single product and manufacturer, provide the named product that complies with requirements. 2. Manufacturer/Source: Where Specifications name a single manufacturer or source, provide a product by the named manufacturer or source that complies with requirements. 3. Products: Where Specifications include a list of names of both products and manufacturers, provide one of the products listed that complies with requirements. 4. Manufacturers: Where Specifications include a list of manufacturers' names, provide a product by one of the manufacturers listed that complies with requirements. 5. Available Products: Where Specifications include a list of names of both products and manufacturers, provide one of the products listed, or an unnamed product, that complies with ~ requirements. Comply with provisions in Part 2 "Comparable Products" Article for consideration of an unnamed product. 6. Available Manufacturers: Where Specifications include a list of manufacturers, provide a ,,, product by one of the manufacturers listed, or an unnamed manufacturer, that complies with requirements. Comply with provisions in Part 2 "Comparable Products" Article for consideration of an unnamed product. 7. Product Options: Where Specifications indicate that sizes, profiles, and dimensional requirements on Drawings are based on a specific product or system, provide the specified product or system. Comply with provisions in Part 2 "Product Substitutions" Article for consideration of an unnamed product or system. ~"` 8. Basis-of-Design Product: Where Specifications name a product and include a list of manufacturers, provide the specified product or a comparable product by one of the other named manufacturers. Drawings and Specifications indicate sizes, profiles, dimensions, and other characteristics that are based on the product named. Comply with provisions in Part 2 it PRODUCT REQUIREMENTS 01600 - 5 i1r "Comparable Products" Article for consideration of an unnamed product by the other named manufacturers. 9. Visual Matching Specification: Where Specifications require matching an established Sample, select a product that complies with requirements and matches Engineer's sample. Engineer's ilrr decision will be final on whether a proposed product matches. a. If no product available within specified category matches and complies with other specified requirements, comply with provisions in Part 2 "Product Substitutions" Article for proposal of product. 10. Visual Selection Specification: Where Specifications include the phrase "as selected from ~" manufacturer's colors, patterns, textures" or a similar phrase, select a product that complies with other specified requirements. '~" a. Standard Range: Where Specifications include the phrase "standard range of colors, patterns, textures" or similar phrase, Engineer will select color, pattern, density, or texture from manufacturer's product line that does not include premium items. b. Full Range: Where Specifications include the phrase "full range of colors, patterns, textures" or similar phrase, Engineer will select color, pattern, density, or texture from manufacturer's product line that includes both standard and premium items. 2.2 PRODUCT SUBSTITUTIONS A. Timing: Engineer will consider requests for substitution if received within 60 days after the Notice to Proceed. Requests received after that time may be considered or rejected at discretion of Engineer. B. Conditions: Engineer will consider Contractor's request for substitution when the following conditions are satisfied. If the following conditions are not satisfied, Engineer will return requests without action, except to record noncompliance with these requirements: 1. Requested substitution offers Owner a substantial advantage in cost, time, energy conservation, or other considerations, after deducting additional responsibilities Owner must assume. Owner's additional responsibilities may include compensation to Engineer for redesign and evaluation services, increased cost of other construction by Owner, and similar considerations. 2. Requested substitution does not require extensive revisions to the Contract Documents. 3. Requested substitution is consistent with the Contract Documents and will produce indicated results. 4. Substitution request is fully documented and properly submitted. 5. Requested substitution will not adversely affect Contractor's Construction Schedule. 6. Requested substitution has received necessary approvals of authorities having jurisdiction. 7. Requested substitution is compatible with other portions of the Work. 8. Requested substitution has been coordinated with other portions of the Work. 9. Requested substitution provides specified warranty. 10. If requested substitution involves more than one contractor, requested substitution has been coordinated with other portions of the Work, is uniform and consistent, is compatible with other products, and is acceptable to all contractors involved. r PRODUCT REQUIREMENTS 01600 - 6 w 2.3 COMPARABLE PRODUCTS fir A. Conditions: Engineer will consider Contractor's request for comparable product when the following conditions are satisfied. If the following conditions are not satisfied, Engineer will return requests without action, except to record noncompliance with these requirements: 1. Evidence that the proposed product does not require extensive revisions to the Contract Documents, that it is consistent with the Contract Documents and will produce the indicated results, and that it is compatible with other portions of the Work. 2. Detailed comparison of significant qualities of proposed product with those named in the Specifications. Significant qualities include attributes such as performance, weight, size, durability, visual effect, and specific features and requirements indicated. 3. Evidence that proposed product provides specified warranty. 4. List of similar installations for completed projects with project names and addresses and names and addresses of engineers and owners, if requested. 5. Samples, if requested. 2.4 EXECUTION (Not Used) END OF SECTION 01600 r. PRODUCT REQUIREMENTS 01600 - 7 ~ ~ Advancement o/ Constn~atior T~'n°'°~r SUBSTITUTION ~. REQUEST __ (After the Bidding Phase) Project: Substitution Request Number: iYr From: To: Date: fir A/E Project Number: Re: Contract For: Specification Title: Description: Section: Page: Article/Paragraph: Proposed Substitution: Manufacturer: Address: Phone: Trade Name: Model No.: Installer: Address: Phone: History: ^ New product ^ 2-5 years old ^ 5-10 yrs old ^ More than 10 years old Differences between proposed substitution and specified product: ^ Point-by-point comparative data attached -REQUIRED BY A/E T Reason for not providing specified item: •r. it it Similar Installation: Project: . Address: Proposed substitution affects other parts of Work: Architect: Owner: Date Installed: ^ No ^ Yes; explain Savings to Owner for accepting substitution: ($ 1. Proposed substitution changes Contract Time: ^ No ^ Yes [Add] [Deduct] da s. Y Supporting Data Attached: ^ Drawings ^ Product Data ^ Samples ^ Tests ^ Reports ^ Copyright 1996, Construction Specification Institute, Page of September 1996 601 Madison Street, Alexandria, VA 22314-1791 CSI Form 13.1A f: SUBSTITUTION ~ REQUEST (Continued) The Undersigned certifies: • Proposed substitution has been fully investigated and determined to be equal or superior in all respects to specified product. • Same warranty will be furnished for proposed substitution as for specified product. • Same maintenance service and source of replacement parts, as applicable, is available. • Proposed substitution will have no adverse effect on other trades and will not affect or delay progress schedule. • Cost data as stated above is complete. Claims for additional costs related to accepted substitution which may subsequently become apparent are to be waived. • Proposed substitution does not affect dimensions and functional clearances. • Payment will be made for changes to building design, including AB design, detailing, and construction costs caused by the substitution. • Coordination, installation, and changes in the Work as necessary for accepted substitution will be complete in all respects. Submitted by: Signed by: Firm: Address: Telephone: Attachments: A/E's REVIEW AND ACTION ^ Substitution approved -Make submittals in accordance with Specification Section 01330. ^ Substitution approved as noted -Make submittals in accordance with Specification Section 01330. ^ Substitution rejected -Use specified materials. ^ Substitution Request received too late -Use specified materials. Signed by: Date: Additional Comments: ^ Contractor ^ Subcontractor ^ Supplier ^ Manufacturer ^ A/E ^ Copyright 1996, Construction Specification Institute, Page of September 1996 601 Madison Street, Alexandria, VA 22314-1791 CSI Form 13.1A t Illlr SECTION 01700 -EXECUTION REQUIREMENTS PART 1 -GENERAL r 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes general procedural requirements governing execution of the Work including, but not limited to, the following: 1. Construction layout. 2. General installation of products. 3. Progress cleaning. 4. Protection of installed construction. 5. Correction of the Work. B. Related Sections include the following: 1. Division 1 Section "Project Management and Coordination" for procedures for coordinating field engineering with other construction activities. 2. Division 1 Section "Cutting and Patching" for procedural requirements for cutting and patching necessary for the installation or performance of other components of the Work. 3. Division 1 Section "Closeout Procedures" for recording of Owner-accepted deviations from indicated lines and levels, and final cleaning. PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION 3.1 EXAMINATION A. Existing Conditions: The existence and location of site improvements, utilities, and other construction indicated as existing are not guaranteed. Before beginning work, investigate and ~ verify the existence and location of mechanical and electrical systems and other construction affecting the Work. 1. Before construction, verify the location and points of connection of utility services. ri B. Existing Utilities: The existence and location of underground and other utilities and ~,,,~ construction indicated as existing are not guaranteed. Before beginning sitework, investigate and verify the existence and location of underground utilities and other construction affecting the Work. r EXECUTION REQUIREMENTS 01700 - 1 ~r it 1. Before construction, verify the location and invert elevation at points of connection of sanitary sewer, storm sewer, and water-service piping; and underground electrical services. 2. Furnish location data for work related to Project that must be performed by public rr utilities serving Project site. a. Acceptance of Conditions: Examine substrates, areas, and conditions, with Installer or Applicator present where indicated, for compliance with requirements ~„ for installation tolerances and other conditions affecting performance. 3. Verify compatibility with and suitability of substrates, including compatibility with existing finishes or primers. 4. Examine roughing-in for mechanical and electrical systems to verify actual locations of connections before equipment and fixture installation. 5. Examine walls, floors, and roofs for suitable conditions where products and systems are to be installed. ~` 6. Proceed with installation only after unsatisfactory conditions have been corrected. _ Proceeding with the Work indicates acceptance of surfaces and conditions. 3.2 PREPARATION r. A. Existing Utility Information: Furnish information to local utility that is necessary to adjust, move, or relocate existing utility structures, utility poles, lines, services, or other utility appurtenances located in or affected by construction. Coordinate with authorities having ~„ jurisdiction. B. Field Measurements: Take field measurements as required to fit the Work properly. Recheck measurements before installing each product. Where portions of the Work are indicated to fit to other construction, verify dimensions of other construction by field measurements before fabrication. Coordinate fabrication schedule with construction progress to avoid delaying the Work. C. Space Requirements: Verify space requirements and dimensions of items shown diagrammatically on Drawings. r. D. Review of Contract Documents and Field Conditions: Immediately on discovery of the need for clarification of the Contract Documents, submit a request for information to Engineer. Include ~,,, a detailed description of problem encountered, together with recommendations for changing the Contract Documents. 3.3 CONSTRUCTION LAYOUT A. Verification: Before proceeding to lay out the Work, verify layout information shown on ~' Drawings, in relation to the property survey and existing benchmarks. If discrepancies are discovered, notify Engineer promptly. B. General: Lay out the Work using accepted surveying practices. 1. Establish benchmarks and control points to set lines and levels as needed to locate each ~~, element of Project. 2. Establish dimensions within tolerances indicated. Do not scale Drawings to obtain required dimensions. 3. Inform installers of lines and levels to which they must comply. EXECUTION REQUIREMENTS 01700 - 2 ~> 4. Check the location, level and plumb, of every major element as the Work progresses. 5. Notify Engineer when deviations from required lines and levels exceed allowable tolerances. 6. Close site surveys with an error of closure equal to or less than the standard established by authorities having jurisdiction. C. Site Improvements: Locate and lay out site improvements, including pavements, grading, fill ~, and topsoil placement, utility slopes, and invert elevations. D. Building Lines and Levels: Locate and lay out control lines and levels for structures, building foundations, column grids, and floor levels, including those required for mechanical and ir. electrical work. Transfer survey markings and elevations for use with control lines and levels. Level foundations and piers from two or more locations. 3.4 INSTALLATION A. General: Locate the Work and components of the Work accurately, in correct alignment and elevation, as indicated. 1. Make vertical work plumb and make horizontal work level. 2. Where space is limited, install components to maximize space available for maintenance and ease of removal for replacement. 3. Conceal pipes, ducts, and wiring in fmished areas, unless otherwise indicated. 4. Maintain maximum headroom clearance. B. Comply with manufacturer's written instructions and recommendations for installing products in applications indicated. C. Install products at the time and under conditions that will ensure the best possible results. Maintain conditions required for product performance until Substantial Completion. D. Conduct construction operations so no part of the Work is subjected to damaging operations or loading in excess of that expected during normal conditions of occupancy. E. Tools and Equipment: Do not use tools or equipment that produce harmful noise levels. F. Templates: Obtain and distribute to the parties involved templates for work specified to be factory prepared and field installed. Check Shop Drawings of other work to confirm that adequate provisions are made for locating and installing products to comply with indicated requirements. G. Anchors and Fasteners: Provide anchors and fasteners as required to anchor each component securely in place, accurately located and aligned with other portions of the Work. 1. Mounting Heights: Where mounting heights are not indicated, mount components at heights directed by Engineer. 2. Allow for building movement, including thermal expansion and contraction. 3. Coordinate installation of anchorages. Furnish setting drawings, templates, and .directions for installing anchorages, including sleeves, concrete inserts, anchor bolts, and items with integral anchors, that are to be embedded in concrete or masonry. Deliver such items to Project site in time for installation. it EXECUTION REQUIIZEMENTS 01700 - 3 it ~: i it H. Joints: Make joints of uniform width. Where joint locations in exposed work are not indicated, arrange joints for the best visual effect. Fit exposed connections together to form hairline joints. I. Hazardous Materials: Use products, cleaners, and installation materials that are not considered hazardous. 3.5 PROGRESS CLEANING A. General: Clean Project site and work areas daily, including common areas. Coordinate progress cleaning for joint-use areas where more than one installer has worked. Enforce .. requirements strictly. Dispose of materials lawfully. 1. Comply with requirements in NFPA 241 for removal of combustible waste materials and ~ debris. 2. Do not hold materials more than 7 days during normal weather or 3 days if the temperature is expected to rise above 80 deg F. 3. Containerize hazardous and unsanitary waste materials separately from other waste. r. Mark containers appropriately and dispose of legally, according to regulations. B. Site: Maintain Project site free of waste materials and debris. it C. Work Areas: Clean areas where work is in progress to the level of cleanliness necessary for proper execution of the Work. rr 1. Remove liquid spills promptly. 2. Where dust would impair proper execution of the Work, broom-clean or vacuum the entire work area, as appropriate. D. Installed Work: Keep installed work clean. Clean installed surfaces according to written instructions of manufacturer or fabricator of product installed, using only cleaning materials r. specifically recommended. If specific cleaning materials are not recommended, use cleaning materials that are not hazardous to health or property and that will not damage exposed surfaces. `~"` E. Concealed Spaces: Remove debris from concealed spaces before enclosing the space. F. Exposed Surfaces in Finished Areas: Clean exposed surfaces and protect as necessary to ensure w freedom from damage and deterioration at time of Substantial Completion. G. Waste Disposal: Burying or burning waste materials on-site will not be permitted. Washing `,,,, waste materials down sewers or into waterways will not be permitted. H. During handling and installation, clean and protect construction in progress and adjoining x materials already in place. Apply protective covering where required to ensure protection from ~` damage or deterioration at Substantial Completion. I. Clean and provide maintenance on completed construction as frequently as necessary through ~" the remainder of the construction period. Adjust and lubricate operable components to ensure operability without damaging effects. ~ J. Limiting Exposures: Supervise construction operations to assure that no part of the construction, completed or in progress, is subject to harmful, dangerous, damaging, or otherwise deleterious exposure during the construction period. Itir EXECUTION REQUIItEMENTS 01700 - 4 flit w F +`. ®r. t +r. i. i~w 3.6 PROTECTION OF INSTALLED CONSTRUCTION A. Provide final protection Substantiall Completionthat ensure installed Work is without damage or deterioration at time of B. Comply with manufacturer's written instructions for temperature and relative humidity. 3,7 CORRECTION OF THE WORK A. Repair or remove and replace defective construction. Restore damaged substrates and finishes. Comply with requirements in Division 1 Section Cutting and Patching." 1. Repairing includes replacing defective parts, refinishing damaged surfaces, touching up with matching materials, and properly adjusting operating equipment. B. Restore permanent facilities used during construction to their specified condition. C. Remove and replace damaged surfaces that are exposed to view if surfaces cannot be repaired without visible evidence of repair. D. Repair components that do not operate properly. Remove and replace operating components that cannot be repaired. E. Remove and replace chipped, scratched, and broken glass or reflective surfaces. END OF SECTION 01700 EXECUTION REQUIlZEMENTS 01700 - 5 it Ir SECTION 01731 -CUTTING AND PATCHING PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes procedural requirements for cutting and patching. B. Related Sections include the following: 1. Divisions 2 through 16 Sections for specific requirements and limitations applicable to cutting and patching individual parts of the Work. 1.3 DEFINITIONS A. Cutting: Removal of in-place construction necessary to permit installation or performance of other Work. B. Patching: Fitting and repair work required to restore surfaces to original conditions after installation or performance of other Work. 1.4 QUALITY ASSiJRANCE A. Structural Elements: Do not cut and patch structural elements in a manner that could change their load-carrying capacity or load-deflection ratio. B. Operational Elements: Do not cut and patch operating elements and related components in a manner that results in reducing their capacity to perform as intended or that results in increased maintenance or decreased operational life or safety. C. Miscellaneous Elements: Do not cut and patch miscellaneous elements or related components in a manner that could change their load-carrying capacity, that results in reducing their capacity to perform as intended, or that results in increased maintenance or decreased operational life or safety. D. Visual Requirements: Do not cut and patch construction in a manner that results in visual evidence of cutting and patching. Do not cut and patch construction exposed on the exterior or in occupied spaces in a manner that would, in Engineer's opinion, reduce the building's aesthetic qualities. Remove and replace construction that has been cut and patched in a visually unsatisfactory manner. CUTTING AND PATCHING 01731 - 1 Ir ~"'' PART 2 -PRODUCTS 2.1 MATERIALS A. General: Comply with requirements specified in other Sections. B. In-Place Materials: Use materials identical to in-place materials. For exposed surfaces, use materials that visually match in-place adjacent surfaces to the fullest extent possible. 1. If identical materials are unavailable or cannot be used, use materials that, when installed, will match the visual and functional performance of in-place materials. PART 3 -EXECUTION 3.1 EXAMINATION A. Examine surfaces to be cut and patched and conditions under which cutting and patching are to be performed. 1. Compatibility: Before patching, verify compatibility with and suitability of substrates, including compatibility with in-place finishes or primers. 2. Proceed with installation only after unsafe or unsatisfactory conditions have been corrected. 3 2 PREPARATION A. Temporary Support: Provide temporary support of Work to be cut. B. Protection: Protect in-place construction during cutting and patching to prevent damage. Provide protection from adverse weather conditions for portions of Project that might be exposed during cutting and patching operations. C. Adjoining Areas: Avoid interference with use of adjoining areas or interruption of free passage to adjoining areas. D. Existing Utility Services and Mechanical/Electrical Systems: Where existing services/systems are required to be removed, relocated, or abandoned, bypass such services/systems before cutting to minimize interruption to occupied areas. 3.3 PERFORMANCE A. General: Employ skilled workers to perform cutting and patching. Proceed with cutting and patching at the earliest feasible time, and complete without delay. ~"' 1. Cut in-place construction to provide for installation of other components or performance of other construction, and subsequently patch as required to restore surfaces to their original condition. ~r. CUTTING AND PATCHING 01731 - 2 lirr ~"' B. Cutting: Cut in-place construction by sawing, drilling, breaking, chipping, grinding, and similar operations, including excavation, using methods least likely to damage elements retained or adjoining construction. If possible, review proposed procedures with original Installer; comply ir. with original Installer's written recommendations. 1. In general, use hand or small power tools designed for sawing and grinding, not hammering and chopping. Cut holes and slots as small as possible, neatly to size required, and with minimum disturbance of adjacent surfaces. Temporarily cover openings when not in use. 2. Finished Surfaces: Cut or drill from the exposed or finished side into concealed surfaces. 3. Concrete/Masonry: Cut using a cutting machine, such as an abrasive saw or a diamond- core drill. 4. Excavating and Backfilling: Comply with requirements in applicable Division 2 Sections where required by cutting and patching operations. 5. Mechanical and Electrical Services: Cut off pipe or conduit in walls or partitions to be removed. Cap, valve, or plug and seal remaining portion of pipe or conduit to prevent entrance of moisture or other foreign matter after cutting. 6. Proceed with patching after construction operations requiring cutting are complete. C. Patching: Patch construction by filling, repairing, refmishing, closing up, and similar operations following performance of other Work. Patch with durable seams that are as invisible as possible. Provide materials and comply with installation requirements specified in other Sections. 1. Inspection: Where feasible, test and inspect patched areas after completion to demonstrate integrity of installation. 2. Exposed Finishes: Restore exposed finishes of patched areas and extend finish restoration into retained adjoining construction in a manner that will eliminate evidence of patching and refinishing. a. Clean piping, conduit, and similar features before applying paint or other finishing materials. b. Restore damaged pipe covering to its original condition. 3. Exterior Building Enclosure: Patch components in a manner that restores enclosure to a weathertight condition. D. Cleaning: Clean areas and spaces where cutting and patching are performed. Completely remove paint, mortar, oils, putty, and similar materials. END OF SECTION 01731 ir. CUTTING AND PATCHING 01731 - 3 ids ilw SECTION 01770 -CLOSEOUT PROCEDURES PART 1 -GENERAL L 1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUIVIl~IARY A. This Section includes administrative and procedural requirements for contract closeout, including, but not limited to, the following: 1. Inspection procedures. 2. Warranties. ~ 3. Final cleaning. B. Related Sections include the following: 1. Division 1 Section "Payment Procedures" for requirements for Applications for Payment for Substantial and Final Completion. 2. Division 1 Section "Photographic Documentation" for submitting Final Completion construction photographs and negatives. 3. Division 1 Section "Execution Requirements" for progress cleaning of Project site. 4. Division 1 Section "Project Record Documents" for submitting Record Drawings, Record Specifications, and Record Product Data. 5. Divisions 2 through 16 Sections for specific closeout and special cleaning requirements for the Work in those Sections. 1.3 SUBSTANTIAL COMPLETION A. Preliminary Procedures: Before requesting inspection for determining date of Substantial Completion, complete the following. List items below that are incomplete in request. 1. Prepare a list of items to be completed and corrected (punch list), the value of items on the list, and reasons why the Work is not complete. 2. Advise Owner of pending insurance changeover requirements. 3. Submit specific warranties, workmanship bonds, maintenance service agreements, final certifications, and similar documents. 4. Obtain and submit releases permitting Owner unrestricted use of the Work and access to services and utilities. Include occupancy permits, operating certificates, and similar releases. 5. Deliver tools, spare parts, extra materials, and similar items to location designated by ~"' Owner. Label with manufacturer's name and model number where applicable. 6. Complete startup testing of systems. 7. Submit test/adjust/balance records. ire. CLOSEOUT PROCEDURES 01770 - 1 ~, ,,, 8. Terminate and remove temporary facilities from Project site, along with mockups, construction tools, and similar elements. 9. Advise Owner of changeover in heat and other utilities. 10. Submit changeover information related to Owner's occupancy, use, operation, and i. maintenance. 11. Complete final cleaning requirements, including touchup painting. 12. Touch up and otherwise repair and restore marred exposed fmishes to eliminate visual defects. B. Inspection: Submit a written request for inspection for Substantial Completion. On receipt of ~"' request, Engineer will either proceed with inspection or notify Contractor of unfulfilled requirements. Engineer will prepare the Certificate of Substantial Completion after inspection or will notify Contractor of items, either on Contractor's list or additional items identified by ir. Engineer, that must be completed or corrected before certificate will be issued. 1. Reinspection: Request reinspection when the Work identified in previous inspections as ~,,,, incomplete is completed or corrected. 2. Results of completed inspection will form the basis of requirements for Final Completion. 1.4 FINAL COMPLETION A. Preliminary Procedures: Before requesting final inspection for determining date of Final Completion, complete the following: 1. Submit a fmal Application for Payment according to Division 1 Section "Payment Procedures." 2. Submit certified copy of Engineer's Substantial Completion inspection list of items to be completed or corrected (punch list), endorsed and dated by Engineer. The certified copy of the list shall state that each item has been completed or otherwise resolved for acceptance. 3. Submit evidence of final, continuing insurance coverage complying with insurance requirements. 4. Instruct Owner's personnel in operation, adjustment, and maintenance of products, equipment, and systems. 5. Prepare and submit Project Record Documents, operation and maintenance manuals, Final Completion construction photographs and photographic negatives, damage or settlement surveys, property surveys, and similar final record information. B. Inspection: Submit a written request for final inspection for acceptance. On receipt of request, Engineer will either proceed with inspection or notify Contractor of unfulfilled requirements. j- Engineer will prepare a final Certificate for Payment after inspection or will notify Contractor of construction that must be completed or corrected before certificate will be issued. 1. Reinspection: Request reinspection when the Work identified in previous inspections as incomplete is completed or corrected. ~. ~r CLOSEOUT PROCEDURES 01770 - 2 ~w ~,,, 1.5 LIST OF INCOMPLETE ITEMS (PUNCH LIST) A. Preparation: Submit three copies of list. Include name and identification of each space and area affected by construction operations for incomplete items and items needing correction including, if necessary, areas disturbed by Contractor that are outside the limits of construction. 1. Organize list of spaces in sequential order, starting with exterior areas first and +~"" proceeding from lowest floor to highest floor. 2. Organize items applying to each space by major element 3. Include the following information at the top of each page: a. Project name. b. Date. c. Name of Engineer. d. Name of Contractor. e. Page number. 1.6 WARRANTIES '~"' A. Submittal Time: Submit written warranties on request of Engineer for designated portions of the Work where commencement of warranties other than date of Substantial Completion is indicated. ~.. B. Partial Occupancy: Submit properly executed warranties within 15 days of completion of designated portions of the Work that are completed and occupied or used by Owner during rt. construction period by separate agreement with Contractor. C. Organize warranty documents into an orderly sequence based on the table of contents of the Contract Documents. 1. Bind warranties and bonds in heavy-duty, 3-ring, vinyl-covered, loose-leaf binders, thickness as necessary to accommodate contents, and sized to receive 8-1/2-by-1l-inch paper. 2. Provide heavy paper dividers with plastic-covered tabs for each separate warranty. Mark tab to identify the product or installation. Provide a typed description of the product or installation, including the name of the product and the name, address, and telephone number of Installer. 3. Identify each binder on the front and spine with the typed or printed title "WARRANTIES," Project name, and name of Contractor. D. Provide additional copies of each warranty to include in operation and maintenance manuals. ire CLOSEOUT PROCEDURES 01770 - 3 Ilr x ~r PART2-PRODUCTS 2.1 MATERIALS A. Cleaning Agents: Use cleaning materials and agents recommended by manufacturer or fabricator of the surface to be cleaned. Do not use cleaning agents that are potentially hazardous to health or property or that might damage finished surfaces. PART 3 -EXECUTION I~r 3.1 FINAL CLEANING A. General: Provide final cleaning. Conduct cleaning and waste-removal operations to comply ,,, with local laws and ordinances and Federal and local environmental and antipollution regulations. B. Cleaning: Employ experienced workers or professional cleaners for final cleaning. Clean each surface or unit to condition expected in an average commercial building cleaning and maintenance program. Comply with manufacturer's written instructions. ~"" 1. Complete the following cleaning operations before requesting inspection for certification of Substantial Completion for entire Project or for a portion of Project: ~ a. Clean Project site, yard, and grounds, in areas disturbed by construction activities, including landscape development areas, of rubbish, waste material, litter, and other foreign substances. b. Sweep paved azeas broom clean. Remove petrochemical spills, stains, and other foreign deposits. c. Rake grounds that are neither planted nor paved to a smooth, even-textured surface. d. Remove tools, construction equipment, machinery, and surplus material from Project site. ` e. Remove snow and ice to provide safe access to building. ~"' f. Clean exposed exterior and interior hard-surfaced finishes to a dirt-free condition, free of stains, films, and similaz foreign substances. Avoid disturbing natural weathering of exterior surfaces. Restore reflective surfaces to their original condition. g. Remove debris and surface dust from limited access spaces, including roofs, plenums, shafts, trenches, equipment vaults, manholes, attics, and similar spaces. h. Sweep concrete floors broom clean in unoccupied spaces. i. Clean transparent materials, including mirrors and glass in doors and windows. Remove glazing compounds and other noticeable, vision-obscuring materials. Replace chipped or broken glass and other damaged transparent materials. Polish mirrors and glass, taking care not to scratch surfaces. j. Remove labels that are not permanent. k. Touch up and otherwise repair and restore marred, exposed fmishes and surfaces. Replace finishes and surfaces that cannot be satisfactorily repaired or restored or that already show evidence of repair or restoration. CLOSEOUT PROCEDURES 01770 - 4 1) Do not paint over "UL" and similar labels, including mechanical and electrical nameplates. 1. Wipe surfaces of mechanical and electrical equipment and similar equipment. Remove excess lubrication, paint and mortar droppings, and other foreign substances. m. Replace parts subject to unusual operating conditions. n. Clean plumbing fixtures to a sanitary condition, free of stains, including stains resulting from water exposure. o. Replace disposable air filters and clean permanent air filters. Clean exposed surfaces of diffusers, registers, and grills. p. Clean ducts, blowers, and coils if units were operated without filters during construction. q. Clean light fixtures, lamps, globes, and reflectors to function with full efficiency. Replace burned-out bulbs, and those noticeably dimmed by hours of use, and defective and noisy starters in fluorescent and mercury vapor fixtures to comply with requirements for new fixtures. r. Leave Project clean and ready for occupancy. C. Comply with safety standards for cleaning. Do not burn waste materials. Do not bury debris or excess materials on Owner's property. Do not discharge volatile, harmful, or dangerous materials into drainage systems. Remove waste materials from Project site and dispose of lawfully. END OF SECTION 01770 CLOSEOUT PROCEDURES 01770 - 5 SECTION 01781 -PROJECT RECORD DOCUMENTS i ~. PART1-GENERAL ~ 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary ~"' Conditions and other Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes administrative and procedural requirements for Project Record Documents, including the following: 1. Record Drawings. 2. Record Product Data. B. Related Sections include the following: 1. Division 1 Section "Closeout Procedures" for general closeout procedures. 2. Divisions 2 through 16 Sections for specific requirements for Project Record Documents of the Work in those Sections. 1.3 SUBMITTALS A. Record Drawings: Comply with the following: 1. Number of Copies: Submit one set(s) of marked-up Record Prints. Engineer will review whether general scope of changes, additional information recorded, and quality of drafting are acceptable. Engineer will return unacceptable Record Prints to the Contractor for revision and resubmittal. B. Record Product Data: Submit one copy of each Product Data submittal. 1. Where Record Product Data is required as part of operation and maintenance manuals, submit marked-up Product Data as an insert in manual instead of submittal as Record Product Data. PART 2 -PRODUCTS 2.1 RECORD DRAWINGS A. Record Prints: Maintain one set of blue- or black-line white prints of the Contract Drawings and Shop Drawings. PROJECT RECORD DOCUMENTS 01781 - 1 (rr ~, 1. Preparation: Mark Record Prints to show the actual installation where installation varies from that shown originally. Require individual or entity who obtained record data, whether individual or entity is Installer, subcontractor, or similar entity, to prepare the marked-up Record Prints. a. Give particular attention to information on concealed elements that would be difficult to identify or measure and record later. b. Accurately record information in an understandable drawing technique. c. Record data as soon as possible after obtaining it. Record and check the markup before enclosing concealed installations. 2. Content: Types of items requiring marking include, but are not limited to, the following: a. Dimensional changes to Drawings. b. Revisions to details shown on Drawings. c. Depths of foundations below first floor. d. Locations and depths of underground utilities. e. Revisions to routing of piping and conduits. f. Revisions to electrical circuitry. g. Actual equipment locations. h. Duct size and routing. i. Locations of concealed internal utilities. j. Changes made by Change Order or Construction Change Directive. k. Changes made following Engineer's written orders. 1. Details not on the original Contract Drawings. m. Field records for variable and concealed conditions. n. Record information on the Work that is shown only schematically. 3. Mark the Contract Drawings or Shop Drawings, whichever is most capable of showing actual physical conditions, completely and accurately. If Shop Drawings are marked, show cross-reference on the Contract Drawings. 4. Mark record sets with erasable, red-colored pencil. Use other colors to distinguish between changes for different categories of the Work at same location. 5. Mark important additional information that was either shown schematically or omitted from original Drawings. 6. Note Construction Change Directive numbers, alternate numbers, Change Order numbers, and similar identification, where applicable. B. Format: Identify and date each Record Drawing; include the designation "PROJECT RECORD DRAWING" in a prominent location. I. Record Prints: Organize Record Prints and newly prepared Record Drawings into manageable sets. Bind each set with durable paper cover sheets. Include identification on cover sheets. 2. Identification: As follows: a. Project name. b. Date. c. Designation "PROJECT RECORD DRAWINGS." d. Name of Engineer. e. Name of Contractor. rr PROJECT RECORD DOCUMENTS 01781 - 2 Yr ir. wr. 2.2 RECORD PRODUCT DATA A. Preparation: Mark Product Data to indicate the actual product installation where installation varies substantially from that indicated in Product Data submittal. 1. Give particular attention to information on concealed products and installations that cannot be readily identified and recorded later. 2. Include significant changes in the product delivered to Project site and changes in manufacturer's written instructions for installation. 3. Note related Change Orders and Record Drawings where applicable. 2.3 MISCELLANEOUS RECORD SUBMITTALS A. Assemble miscellaneous records required by other Specification Sections for miscellaneous record keeping and submittal in connection with actual performance of the Work. Bind or file miscellaneous records and identify each, ready for continued use and reference. PART 3 -EXECUTION 3.1 RECORDING AND MAINTENANCE r. A. Recording: Maintain one copy of each submittal during the construction period for Project Record Document purposes. Post changes and modifications to Project Record Documents as ~,. they occur; do not wait until the end of Project. B. Maintenance of Record Documents and Samples: Store Record Documents and Samples in the field office apart from the Contract Documents used for construction. Do not use Project Record Documents for construction purposes. Maintain Record Documents in good order and in a clean, dry, legible condition, protected from deterioration and loss. Provide access to Project Record Documents for Engineer's reference during normal working hours. END OF SECTION 01781 . PROJECT RECORD DOCUMENTS 01781 - 3 Ire fir. ~ SECTION 02225 -CONTROLLED DENSITY FILL PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section specifies ready-mix Controlled Density Fill (CDF) for the following applications: 1. Beddings and encasements for piping. r 2. General backfill applications for trenches. B. Related Sections include the following: 1. Section 02300 -Earthwork C. Definitions: .. 1. Ready-mix Controlled Density Fill (CDF) is used as an alternative to compacted soil and is also known as controlled low strength material, or flowable fill. 2. Controlled Density Fill may be either machine or hand tool excavatable depending on the chosen compressive strength for the project. 1.3 SUBMITTALS A. Submit manufacturer's Stable-Air Generator Admixture product data, installation T instructions, and recommendations for material use. i it B. Test and Performance Data: 1. Controlled Density Fill shall have a compressive strength of 100 psi according to ASTM C39 at 28 days after placement. Submit complete mix design. 2. Controlled Density Fill shall have a minimal subsidence and bleed water which is measured as a Final Bleeding of less than 2.0% (retains 98.0% of original height after placement, approximately'/4" per foot of depth) as measured in Section 10 of ASTM C940 "Standard Test Method for Expansion and Bleeding of Freshly Mixed Grouts for Pre-placed Aggregate Concrete in the Laboratory". 3. Controlled Density Fill shall have a unit weight of 90 - 125 pcf. CONTROLLED DENSITY FILL ~r. 02225-1 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\02225 CONTROLLED DENSITY FILL.doc ~, rr ~"' PART 2 -PRODUCTS AND MATERIALS 2.1 PRODUCTS i. A. Air Entraining Admixture: 1. Grace Construction Products, "DARAFILL" 2. Masterbuilders Technologies, "RHEOCELL - RHEOFILL" i 2.2 MATERIALS p,. Portland Cement: ASTM C150 1i. B. Aggregate: ASTM C33 ~"'' C. Fly Ash: ASTM C618, Class C or F D. Water: Clean potable 2.3 MIXTURE , Mix design shall produce a consistency that will result in a flowable product at A ,r . the time of placement which does not require manual means to move it into place. `. B. Provide mix with a fresh unit weight between 90 - 125 pcf and a compressive strength of 100 psi when measured 28 days after placement. ~ C. Controlled Density Fill shall have an in-place yield of 98% of the design yield. D. Entrained air content: 20 - 30%. PAR T 3 -EXECUTION 3.1 EXAMINATION A. Examine conditions of substrates or other conditions under which the work is to be performed and notify the Engineer of circumstances detrimental to proper placement of the material. ,,, 3.2 PLACEMENT A. Secure piping, conduits, and other items to be encased to prevent movement during placement of the Controlled Density Fill. 3.3 PLACEMENT G CONTROLLED DENSITY FILL 02225-2 E:\documents\T Wappinger\a W2012\W21205 Roberts Rd Pump Station\Specifications\02225 CONTROLLED DENSITY FILL.doc err ~r A. Protect Controlled Density Fill from traffic or overlay materials until sufficient strength has been achieved for further construction operations. END OF SECTION 02225 wr CONTROLLED DENSITY FILL 02225-3 E:\documents\T Wappinger\a W20I2\W2I205 Roberts Rd Pump Station\Specifications\02225 CONTROLLED DENSITY FILL.doc ~> Ir SECTION 02230 -SITE CLEARING lr PART 1 -GENERAL L 1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY ~• A. This Section includes the following: 1. Protecting existing trees, shrubs, groundcovers, plants and grass to remain. 2. Removing existing trees and grass. 3. Clearing and grubbing. 4. Stripping and stockpiling topsoil. 5. Removing above- and below-grade site improvements. 6. Disconnecting, capping or sealing, and abandoning site utilities in place and removing site utilities. 7. Temporary erosion and sedimentation control measures. B. Related Sections include the following: 1. Division 1 Section "Temporary Facilities and Controls" for temporary utilities, temporary construction and support facilities, temporary security and protection facilities, and temporary erosion and sedimentation control procedures. 2. Division 1 Section "Execution Requirements" for verifying utility locations and for recording field measurements. 3. Division 2 Section "Earthwork" for soil materials, excavating, backfilling, and site grading. 4. Division 2 Section "Lawns and Grasses "for finish grading including preparing and placing planting soil mixes and testing of topsoil material. 1.3 DEFINITIONS ~'"" A. Topsoil: Natural or cultivated surface-soil layer containing organic matter and sand, silt, and clay particles; friable, pervious, and black or a darker shade of brown, gray, or red than underlying subsoil; reasonably free of subsoil, clay lumps, gravel, and other objects more than 2 rr inches in diameter; and free of subsoil and weeds, roots, toxic materials, or other nonsoil materials. B. Tree Protection Zone: Area surrounding individual trees or groups of trees to be protected during construction, and defined by the drip line of individual trees or the perimeter drip line of groups of trees, unless otherwise indicated. i~r SITE CLEARING 02230 - 1 `r w. rr. <: 1.4 MATERIAL OWNERSHIP A. Except for stripped topsoil or other materials indicated to remain Owner's property, cleared materials shall become Contractor's property and shall be removed from Project site. 1.5 SUBMITTALS A. Photographs or videotape, sufficiently detailed, of existing conditions of trees and plantings, adjoining construction, and site improvements that might be misconstrued as damage caused by site clearing. B. Record drawings, according to Division 1 Section "Project Record Documents," identifying and accurately locating capped utilities and other subsurface structural, electrical, and mechanical conditions. 1.6 PROJECT CONDITIONS A. Traffic: Minimize interference with adjoining roads, streets, walks, and other adjacent occupied or used facilities during site-clearing operations. 1. Do not close or obstruct streets, walks, or other adjacent occupied or used facilities without permission from Owner and authorities having jurisdiction. 2. Provide alternate routes around closed or obstructed traffic ways if required by authorities having jurisdiction. B. Utility Locator Service: Notify utility locator service for area where Project is located before site clearing. C. Do not commence site clearing operations until temporary erosion and sedimentation control measures are in place. PART 2 -PRODUCTS (Not Applicable} PART 3 -EXECUTION 3.1 PREPARATION A. Protect and maintain benchmarks and survey control points from disturbance during construction. B. Locate and clearly flag trees and vegetation to remain or to be relocated. C. Protect existing site improvements to remain from damage during construction. 1. Restore damaged improvements to their original condition, as acceptable to Owner. SITE CLEARING 02230 - 2 ire r 3.2 TEMPORARY EROSION AND SEDIMENTATION CONTROL tb A. Provide temporary erosion and sedimentation control measures in accordance with New York State Standards and Specifications for Erosion and Sediment Control to prevent soil erosion and discharge of soil-bearing water runoff or airborne dust to adjacent properties and walkways, +~r according to requirements of authorities having jurisdiction. B. Temporary erosion and sediment control measures shall be installed prior to site disturbance. ~r C. Inspect, repair, and maintain erosion and sedimentation control measures during construction until permanent vegetation has been established. Yr D. Pavement and sidewalks in all work areas shall be broom cleaned at the end of each work day. yr, E. Remove erosion and sedimentation controls and restore and stabilize areas disturbed during removal. 3.3 TREE PROTECTION A. Erect and maintain temporary fencing around tree protection zones before starting site clearing. ~"" Remove fence when construction is complete. 1. Do not store construction materials, debris, or excavated material within fenced area. i~r 2. Do not permit vehicles, equipment, or foot traffic within fenced area. 3. Maintain fenced area free of weeds and trash. ,,,,, B. Do not excavate within tree protection zones, unless otherwise indicated. C. Where excavation for new construction is required within tree protection zones, hand clear and excavate to minimize damage to root systems. Use narrow-tine spading forks, comb soil to ~` expose roots, and cleanly cut roots as close to excavation as possible. 1. Cover exposed roots with burlap and water regularly. ~"" 2. Temporarily support and protect roots from damage until they are permanently redirected and covered with soil. 3. Coat cut faces of roots snore than 1-1/2 inches in diameter with an emulsified asphalt or ar other approved coating formulated for use on damaged plant tissues. 4. Backfill with soil as soon as possible. D. Repair or replace trees and vegetation indicated to remain that are damaged by construction operations, in a manner approved by Engineer. 1. Employ an arborist, licensed in jurisdiction where Project is located, to submit details of proposed repairs and to repair damage to trees and shrubs. 2. Replace trees that cannot be repaired and restored to full-growth status, as determined by Engineer. 3.4 UTILITIES A. Locate, identify, disconnect, and seal or cap off utilities indicated to be removed. ~. '' SITE CLEARING 02230 - 3 in 1. Arrange with utility companies and Owner to shut off indicated utilities. '~ B. Existing Utilities: Do not interrupt utilities serving facilities occupied by Owner or others unless permitted under the following conditions and then only after arranging to provide temporary utility services according to requirements indicated: 1. Notify Owner and Engineer not less than two days in advance of proposed utility interruptions. 2. Do not proceed with utility interruptions without Engineer's written permission. C. Excavate for and remove underground utilities indicated to be removed. 3.5 CLEARING AND GRUBBING A. Remove obstructions, trees, shrubs, grass, and other vegetation to permit installation of new construction. 1. Do not remove trees, shrubs, and other vegetation indicated to remain or to be relocated. 2. Cut minor roots and branches of trees indicated to remain in a clean and careful maimer where such roots and branches obstruct installation of new construction. 3. Grind stumps and remove roots, obstructions, and debris extending to a depth of 18 inches below exposed subgrade. 4. Use only hand methods for grubbung within tree protection zone. 5. Chip removed tree branches and dispose of off site. B. Fill depressions caused by clearing and grubbing operations with satisfactory soil material unless further excavation or earthwork is indicated. 1. Place fill material in horizontal layers not exceeding a loose depth of 8 inches, and compact each layer to a density equal to adjacent original ground. 3.6 TOPSOIL STRIl'PING A. Remove sod and grass before stripping topsoil. B. Strip topsoil to whatever depths are encountered in a manner to prevent intermingling with underlying subsoil or other waste materials. Remove subsoil and nonsoil materials from topsoil, including trash, debris, weeds, roots, and other waste materials. C. Stockpile topsoil materials away from edge of excavations without intermixing with subsoil. Grade and shape stockpiles to drain surface water. Cover to prevent windblown dust. 1. Limit height of topsoil stockpiles to 72 inches. 2. Do not stockpile topsoil within tree protection zones. 3. Dispose of excess topsoil as specified for waste material disposal. 4. Stockpile surplus topsoil to allow for respreading deeper topsoil. SITE CLEARING 02230 - 4 ilrr 3.7 SITE IMPROVEMENTS A. Remove existing above- and below-grade improvements as indicated and as necessary to facilitate new construction. B. Remove slabs, paving, curbs, gutters, and aggregate base as indicated. 1. Unless existing full-depth joints coincide with line of demolition, neatly saw-cut length of existing pavement to remain before removing existing pavement. Saw-cut faces vertically. 2. Paint cut ends of steel reinforcement in concrete to remain to prevent corrosion. 3.8 DISPOSAL A. Disposal: Remove surplus soil material, unsuitable topsoil, obstructions, demolished materials, and waste materials including trash and debris, and legally dispose of them off Owner's property. END OF SECTION 02230 11r rs ~w SITE CLEARING 02230 - 5 ~r fr. SECTION 02240 - DEWATERING PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY •. A. This Section includes construction dewatering. '~""" ~ B. Related Sections include the following: 1. Division 1 Section "Temporary Facilities and Controls" for temporary utilities and r. support facilities. 2. Division 2 Section "Excavation Support and Protection." 3. Division 2 Section "Earthwork" for excavating, backfilling, site grading and for site ,,~ utilities. 1.3 PERFORMANCE REQUIREMENTS A. Dewatering Performance: Design, furnish, install, test, operate, monitor, and maintain dewatering system of sufficient scope, size, and capacity to control ground-water flow into excavations and permit construction to proceed on dry, stable subgrades. I. Maintain dewatering operations to ensure erosion control, stability of excavations and constructed slopes, that excavation does not flood, and that damage to subgrades and permanent structures is prevented. 2. Prevent surface water from entering excavations by grading, dikes, or other means. 3. Accomplish dewatering without damaging existing buildings adjacent to excavation. 4. Remove dewatering system if no longer needed. 1.4 QUALITY ASSURANCE A. Regulatory Requirements: Comply with water disposal requirements of authorities having jurisdiction. 1.5 PROJECT CONDITIONS A. Existing Utilities: Do not interrupt utilities serving facilities occupied by Owner or others unless permitted in writing by Engineer and then only after arranging to provide temporary utility services according to requirements indicated. Y~r DEWATERING 02240 - 1 Ir ~r it B. Project-Site Information: 1. Make test borings and conduct other exploratory operations necessary for dewatering. C. Survey adjacent structures and improvements, employing a qualified professional engineer or land surveyor, establishing exact elevations at fixed points to act as benchmarks. Clearly `' identify benchmarks and record existing elevations. ~r. 1. During dewatering, regularly resurvey benchmarks, maintaining an accurate log of surveyed elevations for comparison with original elevations. Promptly notify Engineer if ~" changes in elevations occur or if cracks, sags, or other damage is evident in adjacent construction. PART 2 -PRODUCTS (Not Used) PART 3 -EXECUTION ~` 3.1 PREPARATION A. Protect structures, utilities, sidewalks, pavements, and other facilities from damage caused by +w settlement, lateral movement, undermining, washout, and other hazards created by dewatering operations. i. 1. Prevent surface water-and subsurface or ground water from entering excavations, from ponding on prepared subgrades, and from flooding site and surrounding area. 2. Protect subgrades and foundation soils from softening and damage by rain or water accumulation. B. Install dewatering system to ensure minimum interference with roads, streets, walks, and other `' adjacent occupied and used facilities. 1. Do not close or obstruct streets, walks, or other adjacent occupied or used facilities '- without permission from Owner and authorities having jurisdiction. Provide alternate wr routes around closed or obstructed traffic ways if required by authorities having jurisdiction. 3.2 INSTALLATION A. Install dewatering system utilizing wells, well points, or similar methods complete with pump equipment, standby power and pumps, filter material gradation, valves, appurtenances, water disposal, and surface-water controls. I . Operation shall be properly filter protected to prevent the loss of fine soil particles during pumping operations. B. Before excavating below ground-water level, place system into operation to lower water to specified levels. Operate system continuously until drains, sewers, and structures have been constructed and fill materials have been placed, or until dewatering is no longer required. iwr DEWATERING 02240 - 2 !r ii ~,,, C. Provide an adequate system to lower and control ground water to permit excavation, construction of structures, and placement of fill materials on dry subgrades. Install sufficient dewatering equipment to drain water-bearing strata above and below bottom of foundations, drains, sewers, and other excavations. 1. Do not permit open-sump pumping that leads to loss of fines, soil piping, subgrade softening, and slope instability. D. Reduce hydrostatic head in water-bearing strata below subgrade elevations of foundations, drains, sewers, and other excavations. 1. Maintain piezometric water level a minimum of 24 inches below surface of excavation. ,,,,, E. Dispose of water removed by dewatering in a manner that avoids endangering public health, property, and portions of work under construction or completed. Dispose of water in a manner that avoids inconvenience to others. Provide sumps, sedimentation tanks, and other flow- control devices as required by authorities having jurisdiction. F. Provide standby equipment on-site, installed and available for immediate operation, to maintain dewatering on continuous basis if any part of system becomes inadequate or fails. If dewatering ~`" requirements are not satisfied due to inadequacy or failure of dewatering system, restore damaged structures and foundation soils at no additional expense to Owner. 1. Remove dewatering system from Project site on completion of dewatering. Plug or fill well holes with sand or cut off and cap wells a minimum of 36 inches below overlying construction. G. Damages: Promptly repair damages to adjacent facilities caused by dewatering operations. 3.3 OBSERVATION WELLS A. Provide, take measurements, and maintain observation wells or piezometers to verify that groundwater levels have been adequately lowered. 1. Install piezometers at different levels in the ground to verify that no perched water levels exist B. Observe and record daily elevation of ground water and piezometeic water levels in observation wells. C. Repair or replace, within 24 hours, observation wells that become inactive, damaged, or destroyed. Suspend construction activities in areas where observation wells are not functioning properly until reliable observations can be made. Add or remove water from observation-well risers to demonstrate that observation wells are functioning properly. 1. Fill observation wells, remove piezometers, and fill holes when dewatering is completed. END OF SECTION 02240 ~Ir DEWATERING 02240 - 3 Jir SECTION 02260 -EXCAVATION SUPPORT AND PROTECTION PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes temporary excavation support and protection systems. ~" B. Related Sections include the following: 1. Division 1 Section "Temporary Facilities and Controls" for temporary utilities and support facilities. 2. Division 2 Section "Dewatering" for dewatering excavations. 3. Division 2 Section "Earthwork" for excavating and backfilling and for existing utilities. 1.3 PERFORMANCE REQUIREMENTS A. Design, furnish, install, monitor, and maintain excavation support and protection system capable of supporting excavation sidewalls and of resisting soil and hydrostatic pressure and superimposed and construction loads. 1. Provide professional engineering services needed to assume engineering responsibility, including preparation of Shop Drawings and a comprehensive engineering analysis by a qualified professional engineer. 2. Prevent surface water from entering excavations by grading, dikes, or other means. 3. Install excavation support and protection systems without damaging existing buildings, pavements, and other improvements adjacent to excavation. 1.4 SUBMITTALS A. Shop Drawings for Information: Prepared by or under the supervision of a qualified professional engineer for excavation support and protection systems. L Include Shop Drawings signed and sealed by the qualified professional engineer responsible for their preparation. B. Qualification Data: For Installer and professional engineer. C. Photographs or videotape, sufFciently detailed, of existing conditions of adjoining construction and site improvements that might be misconstrued as damage caused by the absence of, the installation of, or the performance of excavation support and protection systems. ir. EXCAVATION SUPPORT AND PROTECTION 02260 - 1 i~r r ~,,, 1.5 PROJECT CONDITIONS A. Existing Utilities: Do not interrupt utilities serving facilities occupied by Owner or others unless permitted in writing by Engineer and then only after arranging to provide temporary utility services according to requirements indicated. B. Survey adjacent structures and improvements, employing a qualified professional engineer or ~"' land surveyor; establish exact elevations at fixed points to act as benchmarks. Clearly identify benchmarks and record existing elevations. 1. During installation of excavation support and protection systems, regularly resurvey benchmarks, maintaining an accurate log of surveyed elevations and positions for comparison with original elevations and positions. Promptly notify Engineer if changes in elevations or positions occur or if cracks, sags, or other damage is evident in adjacent construction. PART 2 -PRODUCTS (NOT APPLICABLE) PART3-EXECUTION 3.1 PREPARATION A. Protect structures, utilities, sidewalks, pavements, and other facilities from damage caused by settlement, lateral movement, undermining, washout, and other hazards that could develop during excavation support and protection system operations. 1. Shore, support, and protect utilities encountered. B. Install excavation support and protection systems to ensure minimum interference with roads, streets, walks, and other adjacent occupied and used facilities. 1. Do not close or obstruct streets, walks, or other adjacent occupied or used facilities without permission from Owner and authorities having jurisdiction. Provide alternate w~ routes around closed or obstructed traffic ways if required by authorities having jurisdiction. C. Locate excavation support and protection systems clear of permanent construction so that forming and finishing of concrete surfaces is not impeded. D. Monitor excavation support and protection systems daily during excavation progress and for as long as excavation remains open. Promptly correct bulges, breakage, or other evidence of movement to ensure that excavation support and protection systems remain stable. E. Promptly repair damages to adjacent facilities caused by installing excavation support and protection systems. EXCAVATION SUPPORT AND PROTECTION 02260 - 2 t:; 3.2 REMOVAL AND REPAIRS A. Remove excavation support and protection systems when construction has progressed sufficiently to support excavation and bear soil and hydrostatic pressures. Remove in stages to avoid disturbing underlying soils or damaging structures, pavements, facilities, and utilities. I. Repair or replace, as approved by Engineer, adjacent work damaged or displaced by removuig excavation support and protection systems. END OF SECTION 02260 EXCAVATION SUPPORT AND PROTECTION 02260 - 3 r SECTION 02300 -EARTHWORK PART1-GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes the following: 1. Preparing subgrades. 2. Excavating and backfilling for structures. 3. Drainage course for slabs-on-grade and precast concrete structures. 4. Subbase course for asphalt paving. ` 5. Excavating and backfilling for utility trenches. 1.3 UNIT PRICES A. Unit prices for earthwork are included in Division 1 Section "Unit Prices." B. Rock Measurement: Volume of rock actually removed, measured in original position, but not to exceed the following. Unit prices for rock excavation include replacement with approved materials. 1. 24 inches outside of concrete forms other than at footings. Z. 12 inches outside of concrete forms at footings. 3. 6 inches outside of minimum required dimensions of concrete cast against grade. 4. 12 inches beneath bottom of concrete slabs-on-grade. 5. 6 inches beneath pipe in trenches, and 21 inches wider than pipe. 6. 24 inches from outside of precast concrete vault walls. C. Authorized Additional Excavation Measurement: Volume of material excavated below subgrade elevations or beyond indicated lines and dimensions as directed by Engineer, measured in original position. Unit prices for authorized additional excavation include replacement with crushed stone on a layer of geotextile (Amoco 2006 or equivalent) as directed. 1.4 ALLOWANCES A. Allowance No. 1 for the testing services included in Division 1 "Allowances" for compaction testing. 1.5 DEFINITIONS `„ A. Backfill: Soil material or controlled density fill used to fill an excavation. EARTHWORK 02300 - 1 1. Initial Backfill: Backfill placed beside and over pipe in a trench, including haunches to ~• support sides of pipe. 2. Final Backfill: Backfill placed over initial backfill to fill a trench. B. Bedding Course: Course placed over the excavated subgrade in a trench before laying pipe. C. Borrow Soil: Satisfactory soil imported from off-site for use as fill or backfill. D. Drainage Course: Course supporting the slab-on-grade that also minimizes upward capillary flow of pore water. ~"' E. Excavation: Removal of material encountered above subgrade elevations and to lines and dimensions indicated. 1. Authorized Additional Excavation: Excavation below subgrade elevations or beyond indicated lines and dimensions as directed by Engineer. Authorized additional excavation and replacement material will be paid for according to Contract provisions for unit prices. 2. Bulk Excavation: Excavation more than 10 feet in width and more than 30 feet in length. 3. Unauthorized Excavation: Excavation below subgrade elevations or beyond indicated lines and dimensions without direction by Engineer. Unauthorized excavation, as well as remedial work directed by Engineer, shall be without additional compensation. F. Fill: Soil materials used to raise existing grades. G. Rock: Rock material in beds, ledges, unstratified masses, conglomerate deposits, and boulders of rock material that exceed 1 cu. yd. for bulk excavation or 3/4 cu. yd. for footing, trench, and pit excavation that cannot be removed by rock excavating equipment equivalent to the following in size and performance ratings, without systematic drilling, ram hammering, ripping, or blasting, when permitted: 1. Excavation of Footings, Trenches, and Pits: Late-model, track-mounted hydraulic excavator; equipped with a 42-inch- wide, maximum, short-tip-radius rock bucket; rated at not less than 138-hp flywheel power with bucket-curling force of not less than 28,090 lbf and stick-crowd force of not less than 18,650 lbf; measured according to SAE J-1179 (ratings are based on Caterpillar's "Model No. 320CL"). 2. Bulk Excavation: Late-model, track-mounted loader; rated at not less than 210-hp flywheel power and developing a minimum of 48,510-1bf breakout force with ageneral- purpose bare bucket; measured according to SAE J-732 (ratings are based on Caterpillar's "Model No. 973C"). H. Structures: Buildings, footings, foundations, retaining walls, slabs, tanks, curbs, mechanical and electrical appurtenances, or other man-made stationary features constructed above or below the ground surface. I. Subbase Course: Course placed between the subgrade and hot-mix asphalt pavement, or course trr placed between the subgrade and a cement concrete pavement or a cement concrete or hot-mix asphalt walk. J. Subgrade: Surface or elevation remaining after completing excavation, or top surface of a fill or backfill immediately below subbase, drainage fill, or topsoil materials. ir. EARTHWORK 02300 - 2 ~r ~1r K. Utilities: On-site underground pipes, conduits, ducts, and cables, as well as underground ~ services within buildings. it 1.6 SUBMITTALS A. Product Data: For the following: 1. Each type of plastic warning tape. B. Material Test Reports: From a qualified testing agency indicating and interpreting test results for compliance of the following with requirements indicated: 1. Classification according to ASTM D 2487 of each on-site and borrow soil material proposed for fill and backfill. 2. Laboratory compaction curve according to ASTM D 1557 for each on-site and borrow soil material proposed for fill and backfill. C. Blasting Plan: For record purposes; approved by authorities having jurisdiction. D. Seismic Survey Report: For record purposes; from seismic survey agency. E. Preexcavation Photographs or Videotape: Show existing conditions of adjoining construction and site improvements, including finish surfaces, that might be misconstrued as damage caused by earthwork operations. Submit before earthwork begins. 1.7 QUALITY ASSURANCE A. Blasting: Comply with applicable requirements in NFPA 495, "Explosive Materials Code," and prepare a blasting plan reporting the following: 1. Types of explosive and sizes of charge to be used in each area of rock removal, types of blasting mats, sequence of blasting operations, and procedures that will prevent damage to site improvements and structures on Project site and adjacent properties. 2. Seismographic monitoring during blasting operations. 1.8 PROJECT CONDITIONS A. Existing Utilities: Do not interrupt utilities serving facilities occupied by Owner or others unless permitted in writing by Engineer and then only after arranging to provide temporary utility services according to requirements indicated. 1. Notify Engineer not less than two days in advance of proposed utility interruptions. 2. Contact utility-locator service for area where Project is located before excavating. r. EARTHWORK 02300 - 3 s i~r rr rr PART 2 -PRODUCTS 2.1 SOIL MATERIALS A. General: Provide borrow soil materials when sufficient satisfactory soil materials are not available from excavations. B. Satisfactory Soils: ASTM D 2487 Soil Classification Groups GW, GP, GM, SW, SP, and SM, or a combination of these groups; well graded, free of rock or gravel larger than 1-1/2 inches in any dimension, debris, waste, frozen materials, vegetation, and other deleterious matter. C. Unsatisfactory Soils: Soil Classification Groups GC, SC, CL, ML, OL, CH, MH, OH, and PT according to ASTM D 2487, or a combination of these groups. 1. Unsatisfactory soils also include satisfactory soils not maintained within 2 percent of optimum moisture content at time of compaction. D. Subbase Material: NYSDOT Item 304.12, Type 2 Subbase Course. E. Controlled Fill: Naturally or artificially graded mixture of sand, natural or crushed stone or gravel conforming to NYSDOT Item 304.12, Type 2; free of debris, waste, frozen or organic materials and other deleterious matter. F. Embedment Material: 1. Unpaved areas -Satisfactory soils. 2. Paved areas -Subbase material. G. Stone Filling: NYSDOT Item 620.03 Light Stone Fill H. Drainage Course: Subbase material. I. Sand: ASTM C 33; fine aggregate, natural, or manufactured sand. J. Crushed Stone: NYSDOT Item 703-02, Coarse Aggregate, Crushed Stone, Size Designation #2. r" 2.2 ACCESSORIES A. Warning Tape: Acid- and alkali-resistant polyethylene film warning tape manufactured for marking and identifying underground utilities, 6 inches wide and 4 mils thick, continuously inscribed with a description of the utility; (with metallic core encased in a protective jacket for corrosion protection, detectable by metal detector when tape is buried up to 30 inches deep when used over non-metallic duct or pipe); colored as follows: 1. Red: Electric. 2. Yellow: Gas, oil, steam, and dangerous materials. 3. Orange: Telephone and other communications. 4. Blue: Water systems. 5. Green: Sewer systems. ~r EARTHWORK 02300 - 4 r. it PART 3 -EXECUTION g 3.1 PREPARATION r. A. Protect structures, utilities, sidewalks, pavements, and other facilities from damage caused by settlement, lateral movement, undermining, washout, and other hazards created by earthwork operations. B. Preparation of subgrade for earthwork operations including removal of vegetation, topsoil, debris, obstructions, and deleterious materials from ground surface is specified in Division 2 Section "Site Clearing." C. Protect and maintain erosion and sedimentation controls, which are specified in Division 2 ~,,, Section "Site Clearing," during earthwork operations. D. Provide protective insulating materials to protect subgrades and foundation soils against ;,~ freezing temperatures or frost. 3.2 DEWATERING A. Prevent surface water and ground water from entering excavations, from ponding on prepared subgrades, and from flooding Project site and surrounding area. B. Protect subgrades from softening, undermining, washout, and damage by rain or water accumulation. 1. Reroute surface water runoff away from excavated areas. Do not allow .water to accumulate in excavations. Do not use excavated trenches as temporary drainage ditches. 2. Install a dewatering system to keep subgrades dry and convey ground water away from excavations. Maintain until dewatering is no longer required. i"" 3.3 EXPLOSNES A. Explosives: Obtain written permission from authorities having jurisdiction before bringing 'r. explosives to Project site or using explosives on Project site. 1. Perform blasting without damaging adjacent structures, properly, or site improvements. ~, 2. Perform blasting without weakening the bearing capacity of rock subgrade and with the least-practicable disturbance to rock to remain. 3.4 EXCAVATION, GENERAL A. Classified Excavation: Excavate to subgrade elevations. Material to be excavated will be classified as earth and rock. Do not excavate rock until it has been classified and cross sectioned by Engineer. The Contract Sum will be adjusted for rock excavation according to unit prices included in the Contract Documents. Changes in the Contract time may be authorized for rock excavation. EARTHWORK 02300 - 5 r. 11r z~ 1. Earth excavation includes excavating pavements and obstructions visible on surface; underground structures, utilities, and other items indicated to be removed; together with soil, boulders, and other materials not classified as rock or unauthorized excavation. a. Intermittent drilling; blasting, if permitted; ram hammering; or ripping of material not classified as rock excavation is earth excavation. 2. Rock excavation includes removal and disposal of rock. Remove rock to lines and subgrade elevations indicated to permit installation of permanent construction without exceeding excavation limits specified. 3.5 EXCAVATION FOR STRUCTURES A. Excavate to indicated elevations and dimensions within a tolerance of plus or minus 1 inch. If applicable, extend excavations a sufficient distance from structures for placing and removing concrete formwork, for installing services and other construction, and for inspections. 1. Excavation for Underground Tanks, Basins, and Mechanical or Electrical Utility Structures: Excavate to elevations and dimensions indicated within a tolerance of plus or minus 1 inch. Do not disturb bottom of excavations intended as bearing surfaces. 3.6 EXCAVATION FOR UTILITY TRENCHES A. Excavate trenches to indicated gradients, lines, depths, and elevations. 1. Beyond building perimeter, excavate trenches to allow installation of top of pipe below frost line. B. Excavate trenches to uniform widths to provide the following clearance on each side of pipe or conduit. Excavate trench walls vertically from trench bottom to 12 inches higher than top of {,, pipe or conduit, unless otherwise indicated. C. Trench Bottoms: Excavate trenches 6 inches deeper than bottom of pipe elevation to allow for ,,,, bedding course. Hand excavate for bell of pipe. 3.7 SUBGRADE INSPECTION A. Notify Engineer when excavations have reached required subgrade. B. If Engineer determines that unsatisfactory soil is present, continue excavation and replace with crushed stone on a layer of geotextile (Amoco 2006 or equivalent) as directed. C. Authorized additional excavation and replacement material will be paid for according to Contract provisions for unit prices. D. Reconstruct subgrades damaged by freezing temperatures, frost, rain, accumulated water, or construction activities, as directed by Engineer, without additional compensation. 3.8 UNAUTHORIZED EXCAVATION A. Fill unauthorized excavations under other construction or utility pipe as directed by Engineer. ir. EARTHWORK 02300 - 6 ~. 3.9 STORAGE OF SOII., MATERIALS ~r A. Stockpile borrow soil materials and excavated satisfactory soil materials without intermixing. Place, grade, and shape stockpiles to drain surface water. Cover to prevent windblown dust. 1. Stockpile soil materials away from edge of excavations. Do not store within drip line of remaining trees. it 3.10 BACKFILL '~" A. Place and compact backfill in excavations promptly, but not before completing the following: 1. Construction below finish grade including, where applicable, subdrainage, dampproofing, i~r waterproofing, and peruneter insulation. 2. Surveying locations of underground utilities for Record Documents. 3. Removing concrete formwork. ~,. 4. Removing trash and debris. 5. Removing temporary shoring and bracing, and sheeting. 6. Installing permanent or temporary horizontal bracing on horizontally supported walls. B. Place backfill on subgrades free of mud, frost, snow, or ice. C. Backfill of Structures: Place and compact controlled fill. Controlled fill shall extend away ~'" from the structure a distance equal to two-thirds the height of the fill being placed, or to sheeting, if installed. 3.11 UTILITY TRENCH BACKFILL ,,, A. Place backfill on subgrades free of mud, frost, snow, or ice. B. Place and compact bedding course on trench bottoms and where indicated. Shape bedding course to provide continuous support for bells, joints, and barrels of pipes and for joints, fittings, and bodies of conduits. C. Place and compact initial backfill of embedment material to a height of 12 inches over the utility pipe or conduit, unless otherwise shown or specified. 1. Carefully compact initial backfill under pipe haunches and compact evenly up on both sides and along the full length of utility piping or conduit to avoid damage or displacement of piping or conduit. Coordinate backfilling with utilities testing. ~, D. Place and compact final backfill of satisfactory soil to final subgrade elevation. E. Install warning tape directly above utilities, 12 inches below finished grade, except 6 inches ,~ below subgrade under pavements and slabs. F. Backfill pipes, where shown on the drawings, with controlled density fill as specified in Division 2 Section "Controlled Density Fill". iw 1r EARTHWORK 02300 - 7 i- rr 3.12 ~r A SOIL FlI.L Plow, scarify, bench, or break up sloped surfaces steeper than 1 vertical to 4 horizontal so fill material will bond with existing material. B. Place and compact as fill material in layers to required elevations. Use satisfactory soil material. C. Place soil fill on subgrades free of mud, frost, snow, or ice. 3.13 SOIL MOISTURE CONTROL A. Uniformly moisten or aerate subgrade and each subsequent fill or backfill soil layer before compaction to within 2 percent of optimum moisture content. 1. Do not place backfill or fill soil material on surfaces that are muddy, frozen, or contain frost or ice. 2. Remove and replace, or scarify and air dry otherwise satisfactory soil material that exceeds optimum moisture content by 2 percent and is too wet to compact to specified dry unit weight. 3.14 COMPACTION OF SOII, BACKFILLS AND FILLS A. Place backfill and fill soil materials in layers not more than 8 inches in loose depth for material compacted by heavy compaction equipment, and not more than 4 inches in loose depth for ~;i,,, material compacted by hand-operated tampers. B. Place backfill and fill soil materials evenly on all sides of structures to required elevations, and uniformly along the full length of each structure. C. Compact soil materials to not less than the following percentages of maximum dry unit weight according to ASTM D 1557, modified proctor: 1. Under structures, building slabs, steps, and pavements, scarify and recompact top 12 inches of existing subgrade and each layer of backfill or fill soil material at 95 percent. 2. Under walkways, scarify and recompact top 6 inches below subgrade and compact each layer of backfill or fill soil material at 95 percent. 3. Under lawn or unpaved areas, scarify and recompact top 6 inches below subgrade and compact each layer of backfill or fill soil material at 90 percent. 3.15 GRADING A. General: Uniformly grade areas to a smooth surface, free of irregular surface changes. Comply with compaction requirements and grade to cross sections, lines, and elevations indicated. Wr 1. Provide a smooth transition between adjacent existing grades and new grades. ?` 2. Cut out soft spots, fill low spots, and trim high spots to comply with required surface ~• tolerances. B. Site Grading: Slope grades to direct water away from buildings and to prevent ponding. Finish ,,, subgrades to required elevations within the following tolerances: EARTHWORK 02300 - 8 x r. Yn 1. Lawn or Unpaved Areas: Plus or minus 1 inch. ~,~„ 2. Walks: Plus or minus 1 inch. 3. Pavements: Plus or minus 1/2 inch. 3.16 SUBBASE COURSES A. Place subbase course on subgrades free of mud, frost, snow, or ice. B. On prepared subgrade, place subbase course under pavements and walks as follows: 1. Place subbase course under hot-mix asphalt pavement. ~- 2. Shape subbase course to required crown elevations and cross-slope grades. 3. Place subbase course 6 inches or less in compacted thickness in a single layer. 4. Place subbase course that exceeds 6 inches in compacted thickness in layers of equal ~, thickness, with no compacted layer more than 6 inches thick or less than 3 inches thick. 5. Compact subbase course at optimum moisture content to required grades, lines, cross sections, and thickness to not less than 95 percent of maximum dry unit weight according r,,, to ASTM D 1557, modified proctor. 3.17 DRAINAGE COURSE A. Place drainage course on subgrades free of mud, frost, snow, or ice. B. On prepared subgrade, place and compact drainage course under cast-in-place concrete slabs- on-grade and precast concrete structures as follows: 1. Place drainage course 6 inches or less in compacted thickness in a single layer. 2. Place drainage course that exceeds 6 inches in compacted thickness in layers of equal thickness, with no compacted layer more than 6 inches thick or less than 3 inches thick. 3. Compact each layer of drainage course to required cross sections and thicknesses to not less than 95 percent of maximum dry unit weight according to ASTM D 1557, modified proctor. 3.18 FIELD QUALITY CONTROL A. Testing Agency: Contractor shall engage a qualified independent testing and inspecting agency of the Owners choosing to perform field tests and inspections and to prepare test reports. B. Allow testing agency to inspect and test subgrades and each fill or backfill layer. Proceed with 1r subsequent earthwork only after test results for previously completed work comply with requirements. C. When testing agency reports that subgrades, fills, or backfills have not achieved degree of compaction specified, scarify and moisten or aerate, or remove and replace soil to depth required; recompact and retest until specified compaction is obtained. 3.19 PROTECTION ~' A. Protecting Graded Areas: Protect newly graded areas from traffic, freezing, and erosion. Keep free of trash and debris. ~r EARTHWORK 02300 - 9 ~. B. Repair and reestablish grades to specified tolerances where completed or partially completed surfaces become eroded, rutted, settled, or where they lose compaction due to subsequent construction operations or weather conditions. ~,,, 1. Scarify or remove and replace soil material to depth as directed by Engineer; reshape and recompact. C. Where settling occurs before Project correction period elapses, remove finished surfacing, backfill with additional soil material, compact, and reconstruct surfacing. 1. Restore appearance, quality, and condition of finished surfacing to match adjacent work, °~"" and eliminate evidence of restoration to greatest extent possible. 3.20 DISPOSAL OF SURPLUS AND WASTE MATERIALS A. Disposal: Remove surplus satisfactory soil, rock and waste material, including unsatisfactory soil, trash, and debris, and legally dispose of it off Owner's property. END OF SECTION 02300 +~r EARTHWORK 02300 - 10 SECTION 02530 -SANITARY SEWERAGE PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes exterior gravity-flow, nonpressure sanitary sewerage piping, with the following components: 1. Precast concrete manholes. 2. Inflow protection inserts 1.3 DEFINITIONS A. PE: Polyethylene plastic. B. PP: Polypropylene plastic. C. PVC: Polyvinyl chloride plastic. 1.4 PERFORMANCE REQUIREMENTS A. Gravity-Flow, Nonpressure, Drainage-Piping Pressure Rating: 10-foot head of water. 1.5 SUBMITTALS A. Product Data: For the following: 1. Piping. 2. Inflow protection inserts B. Shop Drawings: For the following: 1. Manholes: Include plans, elevations, sections, details, and frames and covers. C. Field quality-control test reports. 1.6 DELNERY, STORAGE, AND HANDLING A. Do not store plastic pipe and fittings in direct sunlight. SANITARY SEWERAGE 02530 - 1 I''' B. Protect pipe, pipe fittings, and seals from dirt and damage. C. Handle manholes according to manufacturer's written rigging instructions. PART 2 -PRODUCTS 2.1 MANUFACTURERS A. In other Part 2 articles where titles below introduce lists, the following requirements apply to product selection: 1. Available Manufacturers: Subject to compliance with requirements, manufacturers offering products that may be incorporated into the Work include, but are not limited to, manufacturers specified. 2. Manufacturers: Subject to compliance with requirements, provide products by one of the manufacturers specified. 2.2 PIPING MATERIALS A. Refer to Part 3 "Piping Applications" Article for applications of pipe, fitting, and joining materials. 2.3 PVC PIPE AND FITTINGS A. PVC Sewer Pipe and Fittings, NPS 15 and Smaller: ASTM D 3034, SDR 35, with bell-and- spigot ends for gasketed joints with ASTM F 477, elastomeric seals, color: green. 2.4 MANHOLES A. Designed Precast Concrete Manholes: ASTM C 913; designed according to ASTM C 890 for A-16 (ASSHTO HS20-44), heavy-traffic, structural loading; of depth, shape, and dimensions indicated, with provision for sealant joints. 1. Joint Sealant: ASTM C 990, bitumen or butyl rubber. 2. Resilient Pipe Connectors: ASTM C 923, cast or fitted into manhole walls, for each pipe connection. 3. Steps: ASTM A 615/A 615M, deformed, 1/Z-inch steel reinforcing rods encased in ASTM D 4101, PP, wide enough to allow worker to place both feet on 1 step and j11i, designed to prevent lateral slippage off of step. Cast or anchor steps into sidewalk at 12- inch intervals. 4. Grade Rings: Reinforced-concrete rings, 6- to 9-inch total thickness, to match diameter E of manhole frame and cover. 5. Protective Coating: Plant applied water based, fiber reinforced, emulsified-asphalt damp proofing; 15-mil minimum thickness applied to exterior, below grade surfaces.. 6. Manhole Frames and Covers: Neenah Foundry, Inc. Model R-1642 (24") or Model R- 1557 (30") or equivalent for built-up manholes; Neenah Foundry, Inc. Model R-6078 (30") or equivalent for cast-in-slab conditions. All lids to be heavy duty. Include indented top design with lettering cast into cover, using wording "SANITARY SEWER". ilrr SANITARY SEWERAGE 02530 - 2 Include countersunk stainless steel tamper-proof bolts in lid as locking device, where indicated on the drawings. it a. Material: ASTM A 48/A 48M, Class 35 gray iron, unless otherwise indicated. 2.5 CONCRETE A. General: Cast-in-place concrete according to ACI 318/318R, ACI 350R, and the following: 1. Cement: ASTM C 150, Type II. 2. Fine Aggregate: ASTM C 33, sand. 3. Coarse Aggregate: ASTM C 33, crushed gravel. 4. Water: Potable. B. Manhole Channels and Benches: Factory or field formed from concrete. Portland cement design mix, 4000 psi minimum, with 0.45 maximum water/cementitious materials ratio. Include channels and benches in manholes. 1. Channels: Concrete invert, formed to same width as connected piping, with height of vertical sides to three-fourths of pipe diameter. Form curved channels with smooth, uniform radius and slope. 2. Benches: Concrete, sloped to drain into channel. 2.6 INFLOW PROTECTION INSERTS A. Available Manufacturers: 1. FRW Industries. B. Size: To fit manhole frame and lids as installed. irr C. Insert Body: Acrylonitrile Butadiene Styrene plastic that meets Federal Standard LP1183 and ASTM D256, D638, D790, D792, D785 D648. Thickness shall be between 3/32inches and 6/32 inches. A 1" wide polyester lifting strap shall be attached to the body by means of a 3/16 inch stainless steel rivet. D. Gasket: Factory installed closed cell neoprene. The gasket adhesive and the gasket material shall be suitable for either wet or dry conditions of use. E. Relief Valve: Medium density polyethylene body, designed to relieve pressure at 1 p.s.i. or less, leak down rate of not more than 10 gallons/24 hours, easily removable. 2.7 MISCELLANEOUS MATERIALS A. Paint: SSPC-Paint 16. r SANITARY SEWERAGE 02530 - 3 t~. PART 3 -EXECUTION 3.1 EARTHWORK A. Excavating, trenching, and backfilling are specified in Division 2 Section "Earthwork." 3.2 PIPING APPLICATIONS A. Buried Gravity-Flow, Nonpressure Sewer Piping, Depth of bury up to 14 feet: Use the following pipe materials for each size range: 1. NPS 10 and smaller: PVC sewer pipe and fittings, SDR 35, gaskets, and gasketed joints. 2. NPS 12 and NPS 15: PVC sewer pipe and fittings, SDR 35, gaskets, and gasketed joints. 3.3 PIPING INSTALLATION A. General Locations and Arrangements: Drawing plans and details indicate general location and arrangement of underground sanitary sewerage piping. Location and arrangement of piping layout take design considerations into account. Install piping as indicated, to extent practical. Where specific installation is not indicated, follow piping manufacturer's written instructions. B. Install piping beginning at low point, true to grades and alignment indicated with unbroken continuity of invert. Place bell ends of piping facing upstream. Install gaskets, seals, sleeves, and couplings according to manufacturer's written instructions for using lubricants, cements, and other installation requirements. C. Install manholes for changes in direction, unless fittings are indicated. Use fittings for branch connections, unless direct tap into existing sewer is indicated. Service connections shall utilize wye fittings for connection to sewer main. D. Install proper size increasers, reducers, and couplings where different sizes or materials of pipes and fittings are connected. Reducing size of piping in direction of flow is prohibited. E. Tunneling: Install pipe under streets or other obstructions that cannot be disturbed by tunneling, jacking, or combination of both. F. Install gravity-flow, nonpressure, piping according to the following: 1. Install piping pitched down in direction of flow, at slope indicated. 2. Install piping with 48-inch minimum cover. ~,,, 3. Install PVC sewer piping according to ASTM D 2321 and ASTM F 1668. G. Clear interior of piping and manholes of dirt and superfluous material as work progresses. Maintain swab or drag in piping, and pull past each joint as it is completed. Place plug in end of incomplete piping at end of day and when work stops. irr SANITARY SEWERAGE 02530 - 4 ~r 3.4 PIPE JOINT CONSTRUCTION A. Basic piping joint construction is specified in Division 2 Section "Piped Utilities -Basic ,,, Materials and Methods." Where specific joint construction is not indicated, follow piping manufacturer's written instructions. B. Join gravity-flow, nonpressure, drainage piping according to the following: 1. Join PVC sewer piping according to ASTM D 2321 and ASTM D 3034 for elastomeric- seal joints or ASTM D 3034 for elastomeric-gasket joints. 3.5 MANHOLE INSTALLATION A. General: Install manholes complete with appurtenances and accessories indicated. B. Install precast concrete manhole sections with sealants according to ASTM C 891. C. Form continuous concrete channels and benches between inlets and outlet. D. Set tops of frames and covers flush with finished surface of manholes that occur in pavements. Set tops 4 inches above finished surface elsewhere, unless otherwise indicated. E. Install inflow protection inserts in all manholes located in paved areas. F. At completion of work provide the Owner with locking keys to tamper-proof manhole lids. 3.6 CONCRETE PLACEMENT A. Place cast-in-place concrete according to ACI 318/318R. 3.7 PAINTING r. A. Clean and prepare concrete manhole surfaces for field touch-up painting. Remove loose efflorescence, chalk, dust, grease, oils, and release agents. Roughen surface as required to remove glaze. Paint the following concrete surfaces as recommended by paint manufacturer: 1. Precast Concrete Manholes: All exterior. 3.8 IDENTIFICATION A. Materials and their installation are specified in Division 2 Section "Earthwork." Arrange for installation of green warning tapes directly over piping and at outside edges of underground manholes. 1. Use detectable warning tape over ferrous piping. 2. Use detectable warning tape over nonferrous piping and over edges of underground manholes. ~r ~ SANITARY SEWERAGE 02530 - 5 Yr ~' 3.9 FIELD QUALITY CONTROL A. All pipe lines and structures shall be made as watertight as possible. B. Sewers shall not be tested until at least 30 days after installation and backfill. C. Inspect interior of piping and manholes to determine whether line displacement or other damage has occurred. 1. Submit separate report for each system inspection. 2. Defects requiring correction include the following: a. Alignment: Less than full diameter of inside of pipe is visible between structures. b. Deflection: Flexible piping with deflection that prevents passage of ball or cylinder of size not less than 95 percent of piping diameter. c. Crushed, broken, cracked, or otherwise damaged piping or manholes. d. Infiltration: Water leakage into piping or manholes. e. Exfiltration: Water leakage from or around piping or manholes. 3. Replace defective piping or manholes using new materials, and repeat inspections until defects are within sllowances specified. 4. Reinspect and repeat procedure until results are satisfactory. D. Test new piping systems, and parts of existing systems that have been altered, extended, or repaired, for leaks and defects. 1. Test completed piping systems according to requirements of authorities having jurisdiction and the requirements herein. 2. Schedule tests and inspections by authorities having jurisdiction with at least 48 hours' advance notice. 3. Submit separate report for each test. 4. Deflection Tests: Test PVC piping to insure passage of ball or cylinder of size not less than 95 percent of piping diameter. a. The test shall be conducted without the use of mechanical pulling devices. fr. b. If deflection exceeds 5%, the failing pipe section shall be removed and replaced and the test repeated. 5. Air Tests: Test sanitary sewerage according to requirements of authorities having jurisdiction and the following, if groundwater levels are below the invert of the sewer being tested: a. Test plastic gravity sewer piping according to ASTM F 1417. 6. Hydrostatic Tests: Test sanitary sewerage according to requirements of authorities having jurisdiction and the following if groundwater levels are above the invert of the sewer being tested: a. Close openings in system and fill with water. rr SANITARY SEWERAGE 02530 - 6 r. it t. ~. b. The hydrostatic test shall be performed with a minimum positive head of 2 feet above the top of the crown of the pipe, or the existing groundwater levels, whichever is higher c. Purge air and refill with water. d. Disconnect water supply. e. Allowable leakage is maximum of 100 gal./inch of nominal pipe size per mile of pipe, during 24-hour period. 7. Manholes: Perform air test according to ASTM C 1244. E. Leaks and loss in test pressure constitute defects that must be repaired. F. Replace leaking piping using new materials, and repeat testing until leakage is within allowances specified. 3.10 CLEANING ' A. Clean interior of piping and manholes of dirt and superfluous material. END OF SECTION 02530 r-~ SANITARY SEWERAGE 02530 - 7 SECTION 02535 -LIFT STATION ABANDONMENT PART1-GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes the following: 1. Connecting new sewer pipe to existing manhole #l. 2. Plugging existing manhole # 1 outlet. 3. Abandonment of the existing lift station, sewer pipe and force main. 4. Pumping sewage (as necessary to prevent overflow or spillage) during construction and until new sewer pipe is connected to existing manhole # 1. 1.3 PROJECT CONDITIONS A. Existing Utilities: Do not interrupt utilities serving facilities occupied by Owner or others unless permitted in writing by Engineer and then only after arranging to provide temporary ~ utility services according to requirements indicated 1.4 UNIT PRICES A. Unit prices for lift station abandonment are included in Division 1 Section "Unit Prices." B. Lift station abandonment measurement: Number of lift stations actually abandoned. Unit prices for lift station abandonment include permit costs/fees, coordination with owner, locating existing lift station components, plugging of existing manhole # 1 outlet, pumping sewage, removal of existing sewer pipe from existing manhole # 1 to lift station, removal of lift station and all components, disconnection of existing electrical service including coordination with utility company, abandonment of existing force main, reconstruction of existing manhole #1 trough and bench to direct flow to new sewer pipe, all required excavation and backfill and cleanup of any sewage overflow or spillage. PART 2 -PRODUCTS (Not Applicable) PART 3 -EXECUTION 3.1 CONSTRUCTION A. Coordinate all work with the owner. w. LIFT STATION ABANDONMENT 02535 - 1 err w. B. The Owner shall have first right of refusal for lift station equipment removed. ~` C. Contractor shall be responsible for obtaining all required permits to abandon the existing lift station and shall pay all costs associated with those permits. ~"' D. All work shall be in accordance with the requirements of the authority having jurisdiction. E. Contractor shall plug existing manhole # 1 outlet with watertight seal. 4- F. Contractor shall pump sewage as often as necessary to prevent overflow or spillage. Any overflow or spillage shall be immediately cleaned up by the Contractor and immediately ~,,, reported to the Engineer and the authority having jurisdiction. G. Contractor shall remove existing sewer pipe from existing manhole #1 to lift station and lift ` station in its entirety, including any appurtenances, and dispose of them legally offsite. i.. H. Existing force main pipe shall be removed to a point five (5) feet from the existing lift station. Remaining force main shall be abandoned in place. Contractor shall cut discharge end of force """ main flush to interior of receiving manhole wall and plug discharge end of force main with concrete. I. Backfill all excavations with satisfactory soil, compacted in 9 inch lifts. ~,,,, 3.2 SEWER CONNNECTION A. Make final connection of new sewer to existing manhole #1 only after the Engineer indicates that the new sewer main is able to accept flow. END OF SECTION 02270 .r LIFT STATION ABANDONMENT 02535 - 2 SECTION 02741 -HOT-MIX ASPHALT PAVING PART 1 -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. lrr ~frr 1.2 SUMMARY A. This Section includes the following: 1. Hot-mix asphalt paving. 1.3 SUBMITTALS A. Product Data: For each type of product indicated. Include technical data and tested physical and performance properties. B. Job-Mix Designs: Certification, by authorities having jurisdiction, of approval of each job mix proposed for the Work. C. Material certificates. 1.4 ALLOWANCES , A. Allowance No. 1 for the testing services included in Division 1 "Allowances" for compaction testing. 1.5 QUALITY ASSURANCE A. Manufacturer Qualifications: Manufacturer shall be registered with and approved by authorities having jurisdiction or the DOT of the state in which Project is located. B. Regulatory Requirements: Comply with Standard Specifications, Construction and Materials of the New York State Department of Transportation (NYSDOT) for asphalt paving work. C. Asphalt-Paving Publication: Comply with AI MS-22, "Construction of Hot Mix Asphalt Pavements," unless more stringent requirements are indicated. 1.6 PROJECT CONDITIONS A. Enviromnental Limitations: Do not apply asphalt materials if subgrade is wet or excessively damp or if the following conditions are not met: HOT-M1X ASPHALT PAVING 02741 - 1 rr ~` 1. Tack Coat: Minimum surface temperature of 60 deg F. 2. Asphalt Binder Course: Minimum surface temperature of 40 deg F and rising at time of 4 placement. ~"". 3. Asphalt Surface Course: Minimum surface temperature of 60 deg F at time of placement. PART 2 -PRODUCTS 2.1 AGGREGATES A. Coarse Aggregate: NYSDOT Item 703-01. ~"" B. Fine Aggregate: NYSDOT Item 703-02. 2.2 ASPHALT MATERIALS A. Asphalt Cement: NYSDOT Item 702-0500. B. Tack Coat: NYSDOT Item 702-3401 or 702-3601, emulsified asphalt, slow setting, diluted in water, of suitable grade and consistency for application. ~. 2.3 MIXES A. Hot-Mix Asphalt: Dense, hot-laid, hot-mix asphalt plant mixes approved by authorities having jurisdiction and complying with the following requirements: 1. Provide mixes with a history of satisfactory performance in geographical area where Project is located. 2. Binder Course: NYSDOT Type 3, Item 403.13. 3. Surface Course: NYSDOT Type 6, Item 403.16. PART 3 -EXECUTION 3.1 SURFACE PREPARATION A. Proof-roll subbase using heavy, pneumatic-tired rollers to locate areas that are unstable or that require further compaction. B. Immediately before placing asphalt materials, remove loose and deleterious material from substrate surfaces. Ensure that prepared subgrade is ready to receive paving. 1. Sweep loose granular particles from surface of unbound-aggregate base course. Do not dislodge or disturb aggregate embedded in compacted surface of base course. C. Tack Coat: Apply uniformly to surfaces of existing pavement at a rate of 0.05 to 0.15 gal./sq. yd.. lr HOT-MIX ASPHALT PAVING 02741 - 2 i ~': fir ~"" 1. Allow tack coat to cure undisturbed before applying hot-mix asphalt paving. 2. Avoid smearing or staining adjoining surfaces, appurtenances, and surroundings. Remove ~~ ~ spillages and clean affected surfaces. 3.2 HOT-MIX ASPHALT PLACING W A. Machine place hot-mix asphalt on prepazed surface, spread uniformly, and strike off. Place asphalt mix by hand to areas inaccessible to equipment in a manner that prevents segregation of mix. Place each course to required grade, cross section, and thickness when compacted. 1. Spread mix at minimum temperature of 250 deg F. 2. Regulate paver machine speed to obtain smooth, continuous surface free of pulls and tears "'~ in asphalt-paving mat. B. Place paving in consecutive strips not less than 10 feet wide unless infill edge strips of a lesser width are required. C. Promptly correct surface irregularities in paving course behind paver. Use suitable hand tools ~, to remove excess material forming high spots. Fill depressions with hot-mix asphalt to prevent segregation of mix; use suitable hand tools to smooth surface. 3.3 COMPACTION A. General: Begin compaction as soon as placed hot-mix paving will bear roller weight without ~' excessive displacement. Compact hot-mix paving with hot, hand tampers or vibratory-plate compactors in areas inaccessible to rollers. Complete compaction before mix temperature cools to 185 deg F. B. Breakdown Rolling: Complete breakdown or initial rolling immediately after rolling joints and outside edge. Examine surface immediately after breakdown rolling for indicated crown, grade, and smoothness. Correct laydown and rolling operations to comply with requirements. C. Intermediate Rolling: Begin intermediate rolling immediately after breakdown rolling while hot-mix asphalt is still hot enough to achieve specified density. Continue rolling until hot-mix asphalt course has been uniformly compacted to the following density: Average Density: 92 percent of reference maximum theoretical density according to ASTM D 2041, but not less than 90 percent nor greater than 96 percent. D. Finish Rolling: Finish roll paved surfaces to remove roller marks while hot-mix asphalt is still warm. E. Protection: After final rolling, do not permit vehicular traffic on pavement until it has cooled and hardened. F. Erect barricades to protect paving from traffic until mixture has cooled enough not to become marked. HOT-MIX ASPHALT PAVING 02741 - 3 3.4 INSTALLATION TOLERANCES A. Thickness: Compact each course to produce the thickness indicated within the following tolerances: 1. Binder Course: Plus or minus 1/2 inch. 2. Surface Course: Plus 1/4 inch, no minus. B. Surface Smoothness: Compact each course to produce a surface smoothness within the following tolerances as determined by using a 10-foot straightedge applied transversely or longitudinally to paved areas: 1. Binder Course: 1/4 inch. 2. Surface Course: 1/8 inch. r w. 3.5 FIELD QUALITY CONTROL A. Testing Agency: Contractor shall engage a qualified independent testing and inspecting agency of the Owners choosing to perform field tests and inspections and to prepare test reports. B. Additional testing and inspecting, at Contractor's expense, will be performed to determine compliance of replaced or additional work with specified requirements. C. Remove and replace or install additional hot-mix asphalt where test results or measurements indicate that it does not comply with specified requirements. 3.6 DISPOSAL A. Except for material indicated to be recycled, remove excavated materials from Project site and legally dispose of them in anEPA-approved landfill. END OF SECTION 02741 HOT-MIX ASPHALT PAVING 02741 - 4 3 (' c. r SECTION 02920 -LAWNS AND GRASSES PART I -GENERAL 1.1 RELATED DOCUMENTS A. Drawings and general provisions of the Contract, including General and Supplementary Conditions and Division 1 Specification Sections, apply to this Section. 1.2 SUMMARY A. This Section includes the following for unpaved areas disturbed during construction: 1. Seeding. 2. Lawn renovation. 1.3 DEFINITIONS A. Finish Grade: Elevation of finished surface of planting soil. B. Manufactured Soil: Soil produced off-site by homogeneously blending mineral soils or sand with stabilized organic soil amendments to produce topsoil or planting soil. C. Planting Soil: Native or imported topsoil, manufactured topsoil, or surface soil modified to become topsoil; mixed with soil amendments. D. Subgrade: Surface or elevation of subsoil remaining after completing excavation, or top surface of a fill or backfill immediately beneath planting soil. 1.4 SUBMITTALS A. Product Data: For each type of product indicated. B. Certification of Grass Seed: From seed vendor for each grass-seed monostand or mixture stating the botanical and common name and percentage by weight of each species and variety, and percentage of purity, germination, and weed seed. Include the year of production and date of packaging. 1.5 QUALITY ASSURANCE A. Installer Qualifications: A qualified landscape installer whose work has resulted in successful lawn establishment. ~Mr !r LAWNS AND GRASSES 02920 - 1 ~r 1.6 DELNERY, STORAGE, AND HANDLING A. Seed: Deliver seed in original sealed, labeled, and undamaged containers. 1.7 SCHEDULING A. Weather Limitations: Proceed with planting only when existing and forecasted weather conditions permit. 1.8 LAWN MAINTENANCE A. Begin maintenance immediately after each area is planted and continue until acceptable lawn is established, but for not less than the following periods: 1. Seeded Lawns: 60 days from date of Substantial Completion. a. When full maintenance period has not elapsed before end of planting season, or if lawn is not fully established, continue maintenance during next planting season. B. Maintain and establish lawn by watering, fertilizing, weeding, mowing, trimming, replanting, and other operations. Roll, regrade, and replant bare or eroded areas and remulch to produce a uniformly smooth lawn. 1. In areas where mulch has been disturbed by wind or maintenance operations, add new mulch. Anchor as required to prevent displacement. C. Watering: Provide and maintain temporary piping, hoses, and lawn-watering equipment to j` convey water from sources and to keep lawn uniformly moist to a depth of 4 inches. 1. Schedule watering to prevent wilting, puddling, erosion, and displacement of seed or mulch. Lay out temporary watering system to avoid walking over muddy or newly planted areas. 2. Water lawn at a minimum rate of 1 inch per week. ~"' D. Mow lawn as soon as top growth is tall enough to cut. Remove no more than 40 percent of • grass-leaf growth in initial or subsequent mowings. Do not delay mowing until grass blades ~. bend over and become matted. Do not mow when grass is wet. PART2-PRODUCTS 2.1 SEED ~" A. Grass Seed: Fresh, clean, dry, new-crop seed complying with AOSA's "Journal of Seed Technology; Rules for Testing Seeds" for purity and germination tolerances. ~- B. Seed Species: Seed of grass species as follows, with not less than 95 percent germination, not less than 85 percent pure seed, and not more than 0.5 percent weed seed: IYr LAWNS AND GRASSES 02920 - 2 rr +ir ii. 1. Sun and Partial Shade: Proportioned by weight as follows: a. 70 percent Kentucky bluegrass. b. 10 percent chewings fescue. c. 20 percent perenial ryegrass. ~,,, d. Or approved equivalents. 2.2 TOPSOIL A. Topsoil: ASTM D 5268, pH range of 5.5 to 7, a minimum of 2 percent organic material content; free of stones 1 inch or larger in any dimension and other extraneous materials harmful to plant growth. 1. Topsoil Source: Reuse surface soil stockpiled on-site. Verify suitability of stockpiled surface soil to produce topsoil. Clean surface soil of roots, plants, sod, stones, clay lumps, and other extraneous materials harmful to plant growth. a. Supplement with imported or manufactured topsoil from off-site sources when quantities are insufficient. Obtain topsoil displaced from naturally well-drained construction or mining sites where topsoil occurs at least 4 inches deep; do not obtain from agricultural land, bogs or marshes. 2.3 FERTILIZER: A. Commercial Fertilizer: Commercial-grade complete starter fertilizer of neutral character, consisting of fast- and slow-release nitrogen, 50 percent derived from natural organic sources of urea formaldehyde, phosphorous, and potassium in the following composition: 1. Composition: 1 lb/1000 sq. ft. of actual nitrogen, 4 percent phosphorous, and 2 percent potassium, by weight. 2.4 MULCHES A. Straw Mulch: Provide air-dry, clean, mildew- and seed-free, salt hay or threshed straw of wheat, rye, oats, or barley. B. Fiber Mulch: Biodegradable, dyed-wood, cellulose-fiber mulch; nontoxic; free of plant-growth or germination inhibitors; with maximum moisture content of 15 percent and a pH range of 4.5 to 6.5. LAWNS AND GRASSES 02920 - 3 ter is fir. E ~" PART 3 -EXECUTION 3.1 EXAMINATION A. Examine areas to receive lawns and grass for compliance with requirements and other conditions affecting performance. Proceed with installation only after unsatisfactory conditions have been corrected. 3.2 PREPARATION A. Protect structures, utilities, sidewalks, pavements, and other facilities, trees, shrubs, and plantings from damage caused by planting operations. 1. Protect adjacent and adjoining areas from hydroseeding overspray. B. Provide erosion-control measures to prevent erosion or displacement of soils and discharge of soil-bearing water runoff or airborne dust to adjacent properties and walkways. 3.3 LAWN PREPARATION A. Limit lawn subgrade preparation to areas to be planted. B. Newly Graded Subgrades: Loosen subgrade to a minimum depth of 4 inches. Remove stones larger than 2 inch in any dimension and sticks, roots, rubbish, and other extraneous matter and legally dispose of them off Owner's property. 1. Thoroughly blend planting soil mix off-site before spreading or spread topsoil, apply soil amendments and fertilizer on surface, and thoroughly blend planting soil mix. a. Delay mixing fertilizer with planting soil if planting will not proceed within a few days. b. Mix lime with dry soil before mixing fertilizer. 2. Spread planting soil mix to a depth of 4 inches but not less than required to meet finish grades after light rolling and natural settlement. Do not spread if planting soil or subgrade is frozen, muddy, or excessively wet. C. Unchanged Subgrades: If lawns are to be planted in areas unaltered or undisturbed by excavating, grading, or surface soil stripping operations, prepare surface soil as follows: ~. 1. Remove existing grass, vegetation, and turf. Do not mix into surface soil. 2. Loosen surface soil to a depth of at least of 6 inches. Apply soil amendments and fertilizers according to planting soil mix proportions and mix thoroughly into top 4 inches of soil. Till soil to a homogeneous mixture of fine texture. 3. Remove stones larger than 2 inches in any dimension and sticks, roots, trash, and other extraneous matter. 4. Legally dispose of waste material, including grass, vegetation, and turf, off Owner's properly. LAWNS AND GRASSES 02920 - 4 iY~. 3Yr "' D. Finish Grading: Grade planting areas to a smooth, uniform surface plane with loose, uniformly fine texture. Grade to within plus or minus 1/2 inch of finish elevation. Roll and rake, remove ridges, and fill depressions to meet finish grades. Limit fine grading to areas that can be planted ~r in the immediate future. E. Moisten prepared lawn areas before planting if soil is dry. Water thoroughly and allow surface to dry before planting. Do not create muddy soil. F. Restore areas if eroded or otherwise disturbed after finish grading and before planting. 3.4 SEEDING A. Sow seed with spreader or seeding machine. Do not broadcast or drop seed when wind velocity exceeds 5 mph. Evenly distribute seed by sowing equal quantities in two directions at right angles to each other. 1. Do not use wet seed or seed that is moldy or otherwise damaged. B. Sow seed at the rate of 5 pounds per 1,000 sf. C. Rake seed lightly into top 1/8 inch of topsoil, roll lightly, and water with fine spray. D. Protect seeded areas with slopes not exceeding 1:6 by spreading straw mulch. Spread uniformly at a minimum rate of 2 tons/acre to form a continuous blanket 1-1/2 inches in loose depth over seeded areas. Spread by hand, blower, or other suitable equipment. 3.5 HYDROSEEDING A. Hydroseeding: Mix specified seed, fertilizer, and fiber mulch in water, using equipment specifically designed for hydroseed application. Continue mixing until uniformly blended into homogeneous slurry suitable for hydraulic application. 1. Apply slurry uniformly to all areas to be seeded in a one-step process. Apply mulch at a minimum rate of 1500-1b/acre dry weight but not less than the rate required to obtain specified seed-sowing rate. - 3.6 LAWN RENOVATION A. Renovate existing lawn. B. Renovate existing lawn damaged by Contractor's operations, such as storage of materials or equipment and movement of vehicles. 1. Reestablish lawn where settlement or washouts occur or where minor regrading is required. C. Remove sod and vegetation from diseased or unsatisfactory lawn areas; do not bury in soil. iy LAWNS AND GRASSES 02920 - 5 ~. "' D. Remove topsoil containing foreign materials resulting from Contractor's operations, including oil drippings, fuel spills, stone, gravel, and other construction materials, and replace with new topsoil. ilrr E. Mow, dethatch, core aerate, and rake existing lawn. F. Remove weeds before seeding. Where weeds are extensive, apply selective herbicides as required. Do not use pre-emergence herbicides. G. Remove waste and foreign materials, including weeds, soil cores, grass, vegetation, and turf, and legally dispose of them off Owner's property. H. Till stripped, bare, and compacted areas thoroughly to a soil depth of 6 inches. 1~. I. Apply soil amendments and initial fertilizers required for establishing new lawns and mix ' thoroughly into top 4 inches of existing soil. Provide new planting soil to fill low spots and iYr meet finish grades. J. Apply seed and protect with straw mulch as required for new lawns. K. Water newly planted areas and keep moist until new lawn is established. 3.7 SATISFACTORY LAWNS A. Satisfactory Seeded Lawn: At end of maintenance period, a healthy, uniform, close stand of grass has been established, free of weeds and surface irregularities, with coverage exceeding 90 percent over any 10 sq. ft. and bare spots not exceeding 5 by 5 inches. B. Reestablish lawns that do not comply with requirements and continue maintenance until lawns are satisfactory. 3.8 CLEANUP AND PROTECTION A. Promptly remove soil and debris created by lawn work from paved areas. Clean wheels of ~"' vehicles before leaving site to avoid tracking soil onto roads, walks, or other paved areas. B. Erect barricades and warning signs as required to protect newly planted areas from traffic. Maintain barricades throughout maintenance period and remove after lawn is established. C. Remove erosion-control measures after grass establishment period. END OF SECTION 02920 LAWNS AND GRASSES 02920 - 6 w..